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Technology Advisory Committee


Date	Press Release	Other Meetings Documents
April 30, 2013	6573-13	Agenda		View Technology Advisory Committee Video Part I View Technology Advisory Committee Video Part II
October 30, 2012	6401-12	Agenda	Transcript	77 FR 64962 Presentations: CFTC Technology Advisory Committee Reference Document: Compilation of Existing Testing and Supervision Standards, Recommendations and Regulations Working Group 1- CFTC Technology Advisory Committee Sub-Committee on Automated and High Frequency Trading Working Group 2 - CFTC Technology Advisory Committee Subcommittee on Automated and High Frequency Trading: Quality Measures and Gap Analysis Working Group 3 - CFTC Technology Advisory Committee Sub-Committee on Automated and High Frequency Trading: Oversight, Surveillance and Economic Analysis Working Group 4 - CFTC Technology Advisory Committee Sub-Committee on Automated and High Frequency Trading: Market Microstructure Issues CFTC Technology Advisory Committee Reference Document: Rule 1.73 - The Challenges of Risk Managing Give-Ups and Bunched Orders for Futures and Options on Futures
July 26, 2012	6305-12 6316-12	Agenda	Transcript	77 FR 43064 Presentations: Presentation to the CFTC Technology Advisory Ctac103012_referenceommittee - Bryan Durkin Secure Online Audit Confirmations: Protecting Investors Panel Discussion - Chirstopher F. Schellhorn, Chairman and CEO, Confirmation.com White Paper 1 - Confirmation Fraud: How auditors can overcome confirmation fraud challenges White Paper 2 - What Every Fraudster Knows…: What we need to know about confirmation fraud Statement of the NIBA to the Technology Advisory Committee, CFTC Central Collateral Repository - Steve Hurst and Kevin Walsh, Merchants Data Repository, LLC Confirmation.com - The world’s leading provider of secure electronic confirmations National Grain and Feed Association Letter
June 20, 2012	6283-12	Agenda	View TAC Meeting Video	77 FR 34352 Working Group 1 – CFTC Technical Advisory Committee Sub-Committee on Automated and High Frequency Trading Working Group 2 – Categorization and Data Working Group 3 – CFTC Technical Advisory Committee Sub-Committee on Automated and High Frequency Trading Working Group 4 – Market Microstructure Issues
March 29, 2012	6217-12	Agenda	View TAC Meeting Video Part I View TAC Meeting Video Part II Transcript	Presentations: 77 FR 15737 TAC Subcommittee on Data Standardization Groups 1 & 3, Recommendations Working Group #2 – Machine-Readable Legal Documents – Review and Assessment of Interim Recommendations of the Subcommittee on Data Standardization Working Group #4 – Storage and Retrieval of Financial Data – Review and Assessment of Interim Recommendations of the Subcommittee on Data Standardization CFTC Technology Advisory Committee Meeting – Evolution of Automated Trading: A Market Maker’s Perspective Oversight of Automated Trading at CME Group High-Frequency Trading: The Academic Evidence CFTC Technology Advisory Committee Meeting – MarkitSERV - Managing Credit Lines in a SEF/Cleared World OTC Derivatives Clearing Flow Schematic Oversight of Automated Trading Systems at ICE
December 13, 2011	6153-11	Agenda	View Archived Webcast	76 FR 75874 Working Group 2 – Machine-Readable Legal Documents – Data Standardization Subcommittee of the CFTC’s Technology Advisory Committee Semantics Working Group Status Report CFTC Technology Advisory Subcommittee on Data Standards Working Group – Storage and Retrieval of Swap Data Repository Data Presentation to the CFTC Technology Advisory Committee – RGM Advisors, LLC Presentation to TAC Sub-Committee on Data Standardization, UPI and LEI Working Group – Unique Product Identifier (UPI) Approach and Implementation Paper to TAC Sub-Committee on Data Standardization, UPI and LEI Working Group --- Unique Product Identifier (UPI) Approach and Implementation CFTC Technology Advisory Committee Subcommittee on Data Standardization Group 2 - Machine-Readable Legal Documents --- Generic Product Representation Use of FpML for Risk Evaluation
September 30, 2011	6116-11	Agenda
August 5, 2011	6080-11	Agenda		Opening Statement, Scott D. O’Malia Working Group Proposals
March 1, 2011	5988-11 5969-11		View archived webcast Transcript	76 FR 8715 Presentations Presentation to the CFTC Technology Advisory Committee (TAC) - BlackRock Technology Implications and Costs of Dodd-Frank on Financial Markets - TABB Group Technology applications needed to implement pre-trade risk management controls for DMA and Sponsored access clients - Newedge Recommended Practices for Trading Firms, Clearing Firms and Exchanges Involved in Direct market Access - CFTC Pre-Trade Functionality Subcommittee Division of Market Oversight Presentation to TAC Meeting - CFTC Division of Market Oversight Data Reporting and Universal ID Requirements - DTCC Where is the Value in High Frequency Trading?
October 12, 2010	5920-10	Agenda	View archived webcast Transcript	75 FR 58367
July 14, 2010	5849-10	Agenda	View archived webcast Transcript	75 FR 38086 Technology Advisory Committee Binder Paper Topics Suggested for Presentation by TAC Members
April 28, 2005	5067-05	Agenda	Transcript	Federal Register Notice, April 12, 2005 Attendees Photos Presentations: What is Prior Art in Today’s Environment? (John Love, Director of Technology, U.S. Patent and Trademark Office) FIA Perspectives on the Emerging Significance of Patent Claims (Edward Rosen, Cleary Gottlieb Steen & Hamilton, LLP) Piracy of Market Data (Jack Sabo, Vice President of Market Data Services, New York Board of Trade) Can Prices Be Property? (Dr. James Overdahl, CFTC chief economist) A View from the Patent Office (Jon Dudas)
October 13, 2004	4998-04	Agenda	Transcript	Federal Register Notice, September 30, 2004 Attendees Presentations: Surveillance of Electronic Trading (Stephen Braverman, CFTC deputy director for Market Surveillance, DMO) Business Continuity Planning Status Report How Exchanges Deal with Disruptions to Market Operations Industry-Wide Disaster Recovery Test
April 24, 2002	4632-02	Agenda	Transcript	Federal Register Notice, April 9, 2002 Attendees Recommendations for Standardization of Protocol and Content of Order Flow Data Best Practices for Organized Electronic Markets
November 27, 2001	4587-01 4581-01	Agenda	Transcript	Federal Register Notice, October 31, 2001 Federal Register Notice, October 17, 2001 Attendees Interim Standardization Report Interim Access Market Report
May 2, 2001		Agenda	Transcript	Federal Register Notice, April 16, 2001 Attendees
April 25, 2000	4396-00	Agenda	Transcript	Federal Register Notice, April 10, 2000 Attendees

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