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Dispositions
Dispositions Archive

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Dispositions

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Date

Dispositions

12/30/1998

Debra Michel v. Refco, Incorporated, Dearborn Capital Management, Ltd., and John Joseph Aiello

CFTC Docket No. 98-R012

12/30/1998

XF, Incorporated v. Spike Trading, LLC., and Jak Lee Burtucci

CFTC Docket No. 98-R174

12/29/1998

Wendell Tsai v. Jack Lee Bertucci, Daniel Pena Lawson, Donald Joseph Powers, Jr., Arnold Michael Elman, James Anthony Lattanzio, Mark Pennings, Shatkin Arbor Karlov & Co. and Spike Trading, LLC

CFTC Docket No. 98-R091

12/22/1998

Yung Chen Chang v. LFG, L.L.C., and Wintech Research, Inc.

CFTC Docket No. 98-R169

12/18/1998

Melvin Hicks v. First American Discount Corporation

CFTC Docket No. 98-R090

12/18/1998

Daniel Metz v. Iowa Grain Company, Chuck Alan Kowalski, and R.J. Fitzgerald & Company, Inc.

CFTC Docket No. 98-R201

12/17/1998

John T. Stone v. First Pacific Trading Group, Shahin Maleki and Vision L.P.

CFTC Docket No. 98-R134

12/17/1998

Terry Maloney v. Commonwealth Financial Group, Inc., and Michelle Kaye Malsbury

CFTC Docket No. 99-R005

12/08/1998

Lindbergh F. Webb v. Ceres Trading Group, Inc., Iowa Grain Company, and Albert John Vitto, Jr..pdf

CFTC Docket No. 98-R085

12/08/1998

David Gleason v. Embassy Trading Group, Inc., Jeffrey Bryan Ghelerter, and Joseph Stephen Hudson

CFTC Docket No. 98-R131

12/07/1998

In the Matter of Todd Alan Thomas

CFTC Docket No. 98-13

12/04/1998

In the Matter of Michael F. Staryk

CFTC Docket No. 95-5

11/30/1998

Jeffrey S. Kay v. American Financial Services, Inc., American Financial Trading Corp., Frank Anthony Desantis, Sammy Joe Goldman, and Melvin Kline

CFTC Docket No. 98-R003

11/30/1998

Medberry Farms, Inc. v. Pattison Bros. Mississippi River Terminal Inc.

CFTC Docket No. 98-R180

11/25/1998

Dennis Fitzgerald v. Alaron Trading Corporation, and Larry Alan Lindstrom

CFTC Docket No. 98-R112

11/25/1998

Patrick J. Fernicola v. Jack Carl Futures d/b/a E.D. & F. Man International, Incorporated

CFTC Docket No. 98-R159

11/24/1998

Rick Perkins v. Patrick Joseph Malone, Marc Steven Ben-Rubin, and LFG, L.L.C.

CFTC Docket No. 97-R142

11/24/1998

Robert M. Herron v. Joel A. Carlsen, Cromwell Financial Services, Inc., and Philip M. Tuccelli

CFTC Docket No. 98-R186

11/23/1998

Linda Anderson v. Allan Steven Ader, American Futures Group, Inc., Commonwealth Financial Group, Inc., Charles Paul Hoffecker, Jeffrey Paul Jedlicki and George J. Perk

CFTC Docket No. 98-R148

11/20/1998

Douglas E. Stabile, and Sheila K. Stabile v. Vision Limited Partnership, et al.

CFTC Docket No. 97-R114

11/20/1998

Mary Jo Loye v. Global Futures Holdings, Inc., Iowa Grain Company and David Warren Sose

CFTC Docket No. 98-R062

11/19/1998

Jerome Lee Brown v. World Futures Financial Group, Inc.

CFTC Docket No. 98-R141

11/18/1998

Edward L. Chapin, III, and Melany H. Chapin v. Iowa Grain Company, Commodity Programs, Inc.,-FL, and Lyle Emery Bettenhausen

CFTC Docket No. 98-R021

11/18/1998

Joann L. Hardman v. LIT Division of First Options of Chicago, Incorporated; and First Western Commodities & Futures, Ltd.

CFTC Docket No. 98-R147

11/17/1998

Brian Miller v. Daniel Alan Getz and Universal Commodity Corporation

CFTC Docket No. 98-R047

11/17/1998

James M. Vann v. Global Futures (d.b.a. "Colin Hayes Sullivan"), and Colin Hayes Sullivan

CFTC Docket No. 98-R133

11/13/1998

David T. Miga v. American Financial Services, Inc., American Futures Group, Inc., Alan Arno Clabaugh, Global Futures Commodity Trading (d.b.a. "Colin Hayes Sullivan"), Marshall Hollingsworth (a.k.a. "Michael Hollingsworth"), and Colin Hayes Sullivan

CFTC Docket No. 97-R112

11/13/1998

Donnell Ramsey v. David Jonathan Koss

CFTC Docket No. 98-R121

11/12/1998

Laurine Meinhardt v. William Steven Kaiser and LFG, L.L.C.

CFTC Docket No. 98-R099

11/06/1998

Dimitrios Samaras v. Futures Trading Group, Inc., Mark Ira Schartz, and Vision Limited Partnership

CFTC Docket No. 98-R110

11/06/1998

In the Matter of Grain Land Coop.

CFTC Docket No. 97-1

11/05/1998

Ted J. Thoms v. Iowa Grain Company, JL Futures, Inc., and James Keith Liles

CFTC Docket No. 97-R153

11/05/1998

James E. and Sharon A. Warn v. FSG International, Incorporated and Richard Michael Rosengarten

CFTC Docket No. 98-R104

11/05/1998

Donald Edward Glass v. Rosenthal Collins Group, d/b/a Fox Investment, and Annemarie Ziron

CFTC Docket No. 98-R124

11/03/1998

leon LeBlond v. William Kevin Graham, American Futures Group, Inc., and American Financial Services, Inc.

CFTC Docket No. 98-R187

10/29/1998

Alvin Bojar v. Jerome Edward Bressert, The Bressert Group d/b/a Bressert Investment Group, LLC, and R.J. O'Brien Associates, Inc.

CFTC Docket No. 98-R140

10/28/1998

Serrel W. Black v. Vision Limited Partnership, First Pacific Trading Group, and William Dean Katzalis

CFTC Docket No. 98-R069

10/26/1998

Laura J. Luzader v. Universal Commodity Corporation

CFTC Docket No. 97-R119

10/26/1998

Stuart L. and Honheng Stephens v. Jack Carl Futures d/b/a E.D. & F. Man International, Inc.

CFTC Docket No. 98-R041

10/26/1998

Marlin M. Plank v. Jeffrey Paul Jedlicki, David Scott Marks, and Universal Commodity Corporation

CFTC Docket No. 98-R035

10/23/1998

In the Matter of Henry & Horne, PLC

CFTC Docket No. 98-11

10/21/1998

Peter Stimson Brooks v. Carr Investments, Inc. Rodman & Renshaw, Inc., Edward Carr, Jr. and Jonathan William Lubow

CFTC Docket No. 96-R100

10/21/1998

Henry Richmond v. Smith Barney, Incorporated

CFTC Docket No. 98-R071

10/20/1998

Fred Mueller v. R.J. O'Brien Associates, Incorporated, Pacific Rim Asset Management Inc., and Charles Hatsutaro Fujikawa

CFTC Docket No. 98-R057

10/19/1998

William J. McGlinchey v. Allan Steven Ader, Commonwealth Financial Group, Inc., P.J. Goduto d/b/a Pasquale Joseph Goduto and William Gordon

CFTC Docket No. 98-R098

10/13/1998

Atul Mehta v. LFG, L.L.C.

CFTC Docket No. 97-R145

10/06/1998

William Allen Ayers v. Futures Trading Group, Inc., and Scott Evan Rautbord

CFTC Docket No. 97-R129

10/06/1998

James P. Wagner v. Gombos International, Inc., and Christine Stankoff

CFTC Docket No. 98-R013

10/06/1998

Robert Oliva v. Allan Steven Ader, William Stuart Eicoff, Michael Friedman, and Commonwealth Financial Group, Incorporated

CFTC Docket No. 98-R126

10/06/1998

Dean and Marjorie Henderson v. Universal Commodity Corporation

CFTC Docket No. 98-R097

09/30/1998

Richard L. Piar v. C&S Marketing Division, Inc., Refco, Inc. and David Joel Wilson

CFTC Docket No. 98-R115

09/29/1998

Karen King v. PTI Securities, L.P.

CFTC Docket No. 97-R148

09/29/1998

Michael Goloff, Trustee for the Michael Goloff Revocable Trust v. Iowa Grain Company, EFG Group, Ltd., and Marilyn Jean Nelson

CFTC Docket No. 98-R037

09/28/1998

Profits Plus, Incorporated v. Rosenthal Collins Group, LP, and Stephen Francis Ferguson

CFTC Docket No. 98-R044

09/25/1998

Atul Mehta v. Opportunities In Options

CFTC Docket No. 97-R144

09/24/1998

Alaron Trading Corporation v. Fimat Futures USA, Inc.

CFTC Docket No. 98-R103

09/18/1998

Karl Albert Clemons v. Iowa Grain Company, and Stephen Matthew Sheetz

CFTC Docket No. 97-R089

09/18/1998

James J. Kelly v. Iowa Grain Company, Eric S. Patterson, Christopher Dennis McKenna, and R.J. Fitzgerald & Company, Inc.

CFTC Docket No. 98-R087

09/17/1998

Dr. Ira Klein v. Rauscher Pierce Refsnes, Inc., and Ian Goldfoot

CFTC Docket No. 98-R045

09/11/1998

Joseph McGough and Rose Marie McGough v. James A. Bradford, The Hampton Group, Inc., Iowa Grain Company and Perry G. Wilson

CFTC Docket No. 97-R117

09/03/1998

Alfred Labib and Mervet Rinehart v. LIT Division of First Options d/b/a First Options of Chicago Inc., and Christine Palladino

CFTC Docket No. 98-R089

09/02/1998

John Price v. First Financial Trading Limited, Inc., Kevin David Kates, and LFG, L.L.C.

CFTC Docket No. 98-R079

09/01/1998

Jon M. Huntsman and Karen H. Huntsman, JTWROS

CFTC Docket No. 98-R058

08/31/1998

Gregory Paul Violette, and Pamela G. Violette v. First American Discount Corporation, Scott Allen Wolf, Wolf Futures Group, Inc., and David Jude Javor

CFTC Docket No. 97-R020

08/31/1998

Ashok and Renee Sharma v. First American Discount Corp., Michael Edward Driscoll, and Steve S. Knapke

CFTC Docket No. 97-R088

08/31/1998

Badruddin Charania v. Fidelity Mercantile Corp., Vision Limited Partnership, and Edward David Webb

CFTC Docket No. 97-R105

08/31/1998

Buth L. Austin and Sareth Hay v. Jacques Paul Derouen and Commodity Futures & Options Services, Inc. (d/b/a "CFOS")

CFTC Docket No. 97-R122

08/31/1998

Vangala R. Reddy v. First American Discount Corp.

CFTC Docket No. 97-R016

08/31/1998

Leon J. Pate v. Alaron Trading Corporation

CFTC Docket No. 98-R048

08/27/1998

E. R. Bell v. Rosenthal Collins Group, L.P., and Kevin Thomas O'Doherty

CFTC Docket No. 98-R054

08/26/1998

Meyer Investment Company v. Cargill Incorporated

CFTC Docket No. 97-R081

08/26/1998

Laszlo Szabo and Karen Mulcahy v. U.S. Securities and Futures Corp., John Ong Hing, and Janos Turoczi

CFTC Docket No. 97-R152

08/26/1998

Richard A. Neumann v. Commonwealth Financial Group, Inc., and Gloria Anne Albino

CFTC Docket No. 98-R053

08/26/1998

Clarence R. Fortney, and Bernice F. Matjasic v. Perry Angelo Amato, and Universal Commodity Corporation

CFTC Docket No. 98-R055

08/26/1998

Kathleen Keadle, and Jack Keadle v. Commonwealth Financial Group, Inc., Allan Steven Ader, and Deron A. "Ron" Baugh

CFTC Docket No. 98-R017

08/25/1998

Atul Mehta v. Peter Edward Kligensmith, Mark Vansands Morrison and Spike Trading LLC

CFTC Docket No. 98-R033

08/14/1998

David W. Sheets v. Main Street Trading Company and John Raul Moreno

CFTC Docket No. 98-R038

08/13/1998

Alco Trading Company, Inc. and American Canadian Management Co., Inc. v. First American Discount Corporation

CFTC Docket No. 98-R082

08/13/1998

Charles A. McDaniel, Jr. and Alison L. McDaniel (Co-Trustees for the McDaniel Family Trust) and Alison L. McDaniel (Successor Trustee for Robert B. Miner Trust) v. Amerivest Brokerage Services a/k/a Tradeline Brokerage Services LLC, Robert Ian Gorrie, Wal

CFTC Docket No. 97-R057

08/11/1998

Joseph C. Berston v. Lind-Waldock & Company, and John Jeffrey Kerrigan

CFTC Docket No. 97-R015

08/11/1998

Sally A. Drye, and Irvin D. Drye v. Dunhill Financial Group, Inc., and Francis Jane Woodward

CFTC Docket No. 98-R093

08/06/1998

Mary P. Karnish, and Edwin A. Karnish v. Albert Michael Greenhouse

CFTC Docket No. 98-R011

08/04/1998

Michael B. Buckler, Jr. v. ING (U.S.) Securities Futures & Options, Inc., Universal Financial Bancorp, Inc. d/b/a Potomac Futures, and Walter Joseph Landry

CFTC Docket No. 97-R073

08/03/1998

Margaret Donohue v. Albert Thomas Sabol, and Commodity Futures & Options Services, Inc.

CFTC Docket No. 97-R124

07/31/1998

Charles Foytek v. Iowa Grain Company, Ceres Trading Group, Incorporated, Paul James Brousseau, and Martin Lawrence Rubin

CFTC Docket No. 98-R066

07/30/1998

Rodney S. Modlin v. Jeffrey T. Cane, American Futures Group, Inc., and Evan Tucker, III

CFTC Docket No. 97-R083

07/30/1998

John F. Berentson v. Peter E. Klingensmith, Mark Vansands Morrison, and Spike Trading, L.L.C.

CFTC Docket No. 98-R019

07/29/1998

Brenda Fox and Michael Morrone v. Michael Earl Dion

CFTC Docket No. 98-R024

07/29/1998

Theodore R. Roberson, as Custodian for Cecil B. Roberson v. Michael John Leighton, Tradeline Brokerage Services, L.L.C., and RB&H Financial Services, L.P.

CFTC Docket No. 97-R078

07/28/1998

Lap Ching Cheung v. Alaron Trading Corporation, CMB Management Corporation, and Grace Hsu

CFTC Docket No. 97-R154

07/24/1998

Donald J. Combs, and Connie K. Combs v. Barkley Financial Corporation

CFTC Docket No. 98-R107

07/20/1998

John Aideyan v. American Financial Services, Inc.

CFTC Docket No. 98-R059

07/20/1998

Dennis M. Valcq v. American Financial Trading Corp., and Ted Lamar Romeo

CFTC Docket No. 98-R065

07/16/1998

Davis G. Durham v. James William Bradshaw and James William Bradshaw d/b/a "Neural-Tech Capital Management"

CFTC Docket No. 98-R046

07/15/1998

Mary L. Wilke and Donald Wilke v. FSG International, Incorporated, and Todd A. Young

CFTC Docket No. 98-R015

07/14/1998

Jonathan F. Shuck v. Ceres Trading Group, Inc., Iowa Grain Company, & Jeff Mawhorr

CFTC Docket No. 97-R128

07/13/1998

Gordon G. Brown v. American Futures Group, Inc., and Howard William Needle

CFTC Docket No. 98-R111

07/02/1998

William King v. Barry Jay Wolf, and Wolf Commodities Corporation, Inc.

CFTC Docket No. 98-R142

07/02/1998

Darlene Wonders v. First Investors Group of Palm Beaches, Incorporated, Mitchell Stephen Davis, and Carlton Adophus Brown

CFTC Docket No. 97-R076

07/02/1998

Robert Mendez v. Ira Epstein & Company, Inc., First Options of Chicago, Inc., and Mark A. Silber

CFTC Docket No. 98-R088

07/01/1998

Frederick Pulver Enterprises v. Fortex Management Corporation

CFTC Docket No. 98-R092

07/01/1998

Ronald R. Stokes v. American Financial Trading Corp., National Commodities Corp., Inc., Frank Anthony Desantis and Leonard Clay Warren, Jr.

CFTC Docket No. 98-R072

07/01/1998

D. Kenneth Liss v. First Investors Group of the Palm Beaches, Inc., and Richard L. Hamilton

CFTC Docket No. 97-R054

07/01/1998

Robert and Helen Mac Alvanah v. Edward Thomas Trading Co., Edward Thomas Gomes, and Vision Limited Partnership

CFTC Docket No. 98-R084

06/30/1998

Glenda R. Harris, and Wayne J. Harris v. James D. Alderman

CFTC Docket No. 97-R074

06/26/1998

In the Matter of Global Link Miami Corporation, Leung Ka Shung a/k/a Steven Leung a/k/a Stephen Liang, Grant Lawton, King Keung Chan a/k/a Eddy Chan a/k/a King Chan

CFTC Docket No. 98-1

06/26/1998

Colonel C. Hull v. Prudential Securities, Inc.

CFTC Docket No. 98-R074

06/24/1998

Inderjit Singh, and Jai Singh v. Julian Dennis Godwin, American Futures Group, Incorporated, Ceres Trading Group, Incorporated, and Iowa Grain Company

CFTC Docket No. 97-R068

06/23/1998

John Coury v. Nicholas James Nickolaou, and Ca-Ni Industries, Ltd.

CFTC Docket No. 97-R127

06/19/1998

In the Matter of Sterling Investments of America, Inc., An Oregon Corporation, Sterling Investments of America, Inc., A Florida Corporation, Sterling Investments of America, Inc., a/k/a Sterling Investments, and John F. Ackermann

CFTC Docket No. 98-9

06/18/1998

Kamram Malik v. Hartford Financial Group, Inc.

CFTC Docket No. 98-R122

06/17/1998

TNST, Inc. v. ADM Investor Servicesm Inc., Lee Donald Amundson, William Eugene Arnold, CSA Investor Services, Inc., and Jeff James Wichmann

CFTC Docket No. 98-R020

06/15/1998

Eddie J. Fruge v. Christopher Harold Knowles, and American Financial Services, Inc.

CFTC Docket No. 98-R068

06/09/1998

Denis Hanlon, and Juanita Hanlon v. Smith Barney, Incorporated, Richard MacMillan

CFTC Docket No. 97-R086

06/09/1998

David M. and Rebecca J. Hutchens v. Anthony David Jackson, RB&H Financial Services LP, and Tradeline Brokerage Services LLC

CFTC Docket No. 97-R149

06/03/1998

Gregory Walker v. Robbins Futures, Incorporated, Robbins Trading Company, and Joel S. Robbins

CFTC Docket No. 97-R030

06/02/1998

Robert R. Miller and Wendy S. Miller v. Commonwealth Financial Group, Inc., et al.

CFTC Docket No. 98-R050

06/02/1998

Ernestine Vetter v. Commonwealth Financial Group, Inc., et al.

CFTC Docket No. 98-R036

06/01/1998

Roger K. Turner, Sandra R. Turner and Roger K. Turner, Trustee for Western Controls, Inc. Profit Sharing Plan

CFTC Docket No. 98-R022

05/28/1998

John Michael v. Jack Carl Futures d/b/a E.D.&F. Man International, Inc.

CFTC Docket No. 98-R106

05/26/1998

Milton Ehrlich v. Iowa Grain Company, R.J. Fitzgerald & Company, Inc., Scott Patrick Higinbotham, and Michael Glen Stratton

CFTC Docket No. 97-R092

05/21/1998

Robert Knapp, and Frances Knapp v. Thomas McQuiston Andrus, American Futures Group, Inc., and American Financial Services, Inc.

CFTC Docket No. 97-R101

05/21/1998

Robert Warren and Holly Reynolds v. Robert Ian Gorrie, Walter Frank Price, RB&H Financial Services, L.P., and Tradeline Brokerage Services, L.L.C.

CFTC Docket No. 97-R135

05/19/1998

Reza Vafaiyan v. First American Discount Corp., Field Industries, Inc., and Charles Philip Bohm

CFTC Docket No. 97-R131

05/19/1998

Jay Mackro v. John Franklin Clayburg (d/b/a and individually), Tim Jay Eilers, and Investors Performance Group, Inc.

CFTC Docket No. 98-R040

05/15/1998

Xiao Yan Li and Wing Lak Tse v. CMB Capital Management Corp., and Swiss Fin. Servs., Inc. -IL

CFTC Docket No. 98-R030

05/15/1998

Maxine F. Fuller, Trustee v. First Brokerage of Illinois, Inc.

CFTC Docket No. 98-R096

05/15/1998

Pia Fields v. CMB Capital Management Corp., and Swiss Fin. Servs., Inc.- IL

CFTC Docket No. 98-R029

05/14/1998

Joshua P. and Karen R. Glenn v. Barkley Financial Corp. and Ellen Sue Cohen

CFTC Docket No. 97-R111

05/13/1998

George Alves v. Gloria Anne Albino, Carl Frederick Ehrlich, and Concord Trading Group, Inc.

CFTC Docket No. 97-R055

05/12/1998

John J. Lisio v. Barkley Financial Corp., et al.

CFTC Docket No. 97-R113

05/11/1998

James F. Cornillie, and Debra Boegh Jensen v. Alaron Trading Corporation, Greenstreet Discount Corporation, Philip G. Counts, and Barry S. Isaacson

CFTC Docket No. 97-R059

05/06/1998

Calvin Chin v. CMB Capital Management Corp., and Swiss Financial Services, Inc.

CFTC Docket No. 98-R025

05/06/1998

Hue Feng Xu v. CMB Capital Management Corp., and Swiss Financial Services, Inc.

CFTC Docket No. 98-R027

05/06/1998

Don Liang v. Swiss Financial Services, Incorporated

CFTC Docket No. 98-R026

05/06/1998

Sherly Ip v. Swiss Financial Services, Incorporated

CFTC Docket No. 98-R028

05/06/1998

Pia Fields v. CMB Capital Management Corp., and Swiss Fin. Servs., Inc.- IL

CFTC Docket No. 98-R029

05/06/1998

Xiao Yan Li and Wing Lak Tse v. CMB Capital Management Corp., and Swiss Fin. Servs., Inc. - IL

CFTC Docket No. 98-R030

05/05/1998

Robert J. Hagel, Sr., and Dana R. Hagel v. Iowa Grain Company, Global Trading Group (d.b.a. Richard Robert Matthews), and Richard Robert Matthews

CFTC Docket No. 98-R043

05/04/1998

Atul Mehta v. Lind-Waldock and Company

CFTC Docket No. 97-R143

05/04/1998

Xiao Hua Qin v. Swiss Financial Services, Inc. -IL, and CMB Capital Management Corp.

CFTC Docket No. 98-R032

05/04/1998

You Fei Lei v. Swiss Financial Services, Inc. -IL, and CMB Capital Management Corp.

CFTC Docket No. 98-R031

04/30/1998

Marketing 21 Inc., v. First American Discount Corp.

CFTC Docket No. 97-R115

04/30/1998

Carol Pegrem, and Norman Pegrem v. Jeff Mawhorr and American Futures Group, Inc.

CFTC Docket No. 97-R040

04/27/1998

Terry M. Svejda v. First American Discount Corporation, and Shane Allen Mathis

CFTC Docket No. 97-R108

04/27/1998

Fred Weaver v. Concorde Trading Group, Incorporated

CFTC Docket No. 97-R051

04/23/1998

In the Matter of Gloria A. Albino

CFTC Docket No. 95-11

04/23/1998

Joseph Galuska v. American Futures Group, Inc.

CFTC Docket No. 98-R105

04/17/1998

Kelly M. Thomson, and Eric M. Thomson v. First American Discount Corporation

CFTC Docket No. 98-R073

04/16/1998

Paul and Clare Obis v. Refco, Inc.

CFTC Docket No. 97-R094

04/16/1998

Holly and Alvin Lewitas v. Refco, Inc., et al.

CFTC Docket No. 97-R096

04/15/1998

Michael Ghodsian, d/b/a Diversified Investments v. Saul Stone & Company, Leo H. Rutkowski, Eugene J. Sikora, and Geoffrey Sean Thompson

CFTC Docket No. 96-R159

04/15/1998

Foster Middleton Trust, Foster Middleton, Trustee v. RB&H Financial Services, L.P., and Alan Jerry Mandel

CFTC Docket No. 97-R126

04/14/1998

Lei You Fei v. Alaron Trading Corporation

CFTC Docket No. 97-R150

04/14/1998

Xiao Hua Qin v. Alaron Trading Corporation

CFTC Docket No. 97-R151

04/13/1998

Patricia Bragg v. Walter Frank Price, RB&H Financial Services LP, Tradeline Brokerage Services LLC d/b/a Amerivest Brokerage Services

CFTC Docket No. 97-R109

04/08/1998

Alan R. Bush v. Steven William Morreale, Refco, Inc., and Steven Morreale, Inc.

CFTC Docket No. 98-R063

04/07/1998

In the Matter of Alan Steven Fleishman and First Futures Group, Inc.

CFTC Docket No. SD 98-1

04/03/1998

Anita Bowden v. Alaron Trading Corporation, Mark Stephen Beaird, Sandra Zehra Ciaramitaro, and George De Marcilla (a.k.a George Luis Garces De Marcilla)

CFTC Docket No. 97-R079

04/02/1998

Terry M. Svejda v. ADM Investor Services, Inc., Darin Archie Diller, and First Capitol, AG, Inc.

CFTC Docket No. 97-R102

04/02/1998

Rostislav Turovets v. Ilya Levitis, and Lind-Waldock & Company

CFTC Docket No. 97-R064

03/31/1998

Karl Albert Clemons v. Vernon Wesley McCabe III, Ceres Trading Group, Inc., and Iowa Grain Company

CFTC Docket No. 97-R053

03/30/1998

Kenneth D. Christman v. First American Discount Corp.

CFTC Docket No. 97-R067

03/26/1998

Kathleen Babbitt, and Erika Babbitt v. Cromwell Financial Services, Incorporated, and Michael John Laymon

CFTC Docket No. 97-R095

03/26/1998

William H. Brown v. Richard Robert Matthews, Jr., Global Trading Group d/b/a Richard Robert Matthews, and Iowa Grain Company

CFTC Docket No. 98-R039

03/25/1998

James E. Ward v. American National Trading Corporation, and Warren Andrew Wilson

CFTC Docket No. 97-R006

03/06/1998

Nabil Gannon v. ED&F Man International, Inc., d/b/a Jack Carl Futures

CFTC Docket No. 97-R072

03/06/1998

Alexander J. Klein v. Robert J. Acocella, and Commonwealth Financial Group, Incorporated

CFTC Docket No. 97-R147

03/02/1998

First International Resource Management, Inc. v. Jack Carl Futures d/b/a ED&F Man International, Inc.

CFTC Docket No. 97-R139

02/26/1998

Dwayne A. Scott v. Universal Commodity Corporation, and Howard Murray Stieglitz

CFTC Docket No. 97-R087

02/26/1998

Pejman Hamidi, and Shahryar Masouem v. William Malcomb Coates, Jr., and American Futures Group, Inc.

CFTC Docket No. 96-R168

02/26/1998

Stephen Musselman v. Thomas Ewing Brown

CFTC Docket No. 97-R026

02/26/1998

William F. Pochik v. Keith Mark Berkson, Kenco Commodities, Inc., and Kenneth J. Wolf

CFTC Docket No. 97-R075

02/24/1998

In the Matter of Sean G. Kelly

CFTC Docket No. 97-6

02/24/1998

Robert L. Morris v. Alaron Trading Corporation, Vision Limited Partnership, Robert Boshnack, and Howard Martin Rothman

CFTC Docket No. 97-R082

02/24/1998

Vaughan A. Stewart v. Smith Barney, Incorporated, and Peter Michael Orange

CFTC Docket No. 97-R099

02/23/1998

H. Bruce McIver v. Merrill Lynch, Pierce, Fenner & Smith, Inc. and Bradley Ray Rupp

CFTC Docket No. 97-R123

02/18/1998

Beatrice V. Ladner-Harris v. FSG International, Inc., and Richard Astern

CFTC Docket No. 97-R137

02/12/1998

John Anzalone v. RB&H Financial Services, L.P., Tradeline Brokerage Services, L.L.C., Donald Leland Gaymon, and Darryl Sylvester Cox

CFTC Docket No. 98-R051

02/06/1998

Lewis P. Vanover and Frieda M. Vanover v. American Futures Group, Inc., Concorde Trading Group, Inc., Henry C. Lafreniere, Howard S. Miller, Ricardo Jorge Padron, and Reesa Broktin Schachter

CFTC Docket No. 97-R028

02/06/1998

Lewis P. Vanover and Freida M. Vanover v. American Futures Group, Inc., Concorde Trading Group, Inc., Henry C. Lafreniere, Howard S. Miller, Ricardo Jorge Padron, and Reesa Brotkin Schachter

CFTC Docket No. 97-R028

01/30/1998

Ed Redman and Joan C. Reid v. Delong, Friedman and Sukenik, Inc., Gary Robert Fullett, and Royal Futures Group, Inc.

CFTC Docket No. 97-R027

01/30/1998

Michael K. Schutte v. Michael Mesa

CFTC Docket No. 97-R033

01/28/1998

Greg Guccione v. Chicago Trading Group, Inc., RB&H Financial Services L.P., and Peregrine Financial Group, Inc.

CFTC Docket No. 97-R013

01/27/1998

The Estate of Richard Klees, Jr., v. Sanjay Saxena, and Bradford & Company, Incorporated

CFTC Docket No. 96-R040

01/27/1998

Nelson De Leon v. Concorde Trading Group, Inc., and Craig Goldberg

CFTC Docket No. 96-R156

01/27/1998

Kevin Brady v. Concorde Trading Group, Inc., and Brian Stanley Earle

CFTC Docket No. 97-R052

01/22/1998

James J. Fain v. First American Discount Corporation

CFTC Docket No. 96-R167

01/16/1998

Joseph Barriales v. Barkley Financial Corp., and Reynaldo Jose Perez

CFTC Docket No. 97-R049

01/13/1998

Charles Labita v. Comquest Futures, Inc., and Barry Michael Vortrefflich

CFTC Docket No. 97-R085

01/13/1998

Michelle Poll v. Aegis Financial, L.L.C.

CFTC Docket No. 97-R120

01/12/1998

In the Matter of New York Currency Research Corporation

CFTC Docket No. 98-3

01/12/1998

In the Matter of Techno Trading, Inc., FSI Futures, Inc., Michael H. Thomas, and Robin Rodriguez

CFTC Docket No. 95-8

01/09/1998

In the Matter of FSI Futures, Inc., Grandview Holdings Corporation, Robin Rodriguez and J. Michael King

CFTC Docket No. 95-9

01/08/1998

Ebb Everett, Jr. v. RB&H Financial Services, L.P., Hedgers, Incorporated, and William F. Tiernan

CFTC Docket No. 96-R137

01/06/1998

Manon K. Toda Trust (by Manon K. Toda, Trustee) v. James William Bradshaw

CFTC Docket No. 97-R132

Law & Regulation

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