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Dispositions Archive

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Dispositions

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Date

Dispositions

12/31/2001

Walter Howard Elbert v. Integrated Brokerage Services, Inc., LFG, L.L.C., and William Clark Zaleski

CFTC Docket No. 00-R112

12/14/2001

Samuel S. Tahmoush v. National Commodities Corporation, Inc., Prime Commodities & Financial Services, Universal Financial Holding Corporation, and Michel-Jean Geraud

CFTC Docket No. 01-R039

12/06/2001

Robert A. Hall v. Jon Alan Noble, Moeez Ul-Haq Ansari, Compak Asset Management, Compak Trading Company, and RB&H Financial Services, LP.

CFTC Docket No. 01-R065

12/03/2001

Candetha Stanley v. Executive Commodity Corp., Thierry Kim, Tech Net Trading Inc., and Paul Martin Zedeck

CFTC Docket No. 01-R084

11/30/2001

Lydia C. Schiro v. Alaron Trading Corporation, Douglas John Mears and Tiger Financial Group, LLC

CFTC Docket No. 01-R080

11/30/2001

Cheryl Shakespeare and Michael Paul Shakespeare v. Robert Ian Gorrie, RB&H Financial Services, L.P., Christopher John Talamantes, and Tradeline Brokerage Services, L.L.C.

CFTC Docket No. 00-R073

11/29/2001

Kenneth L. Wade v. A.G. Edwards & Sons, Inc.

CFTC Docket No. 00-R101

11/29/2001

Raymond Spinner, F.B.O v. Michael John McGrath and Dean Witter Reynolds, Inc. (d.b.a. "Morgan Stanley Dean Witter")

CFTC Docket No. 00-R115

11/29/2001

In the Matter of Max F. Walters

CFTC Docket No. 99-15

11/26/2001

Laurie R. Alexander v. Terry James Dorrity, Fidelity Planning Group, and Professional Market Brokerage, Inc.

CFTC Docket No. 01-R055

11/06/2001

In the Matter of Currency Trading Systems, Joyce Roeder a/k/a Joyce Valdez, Glenn Cybulski, and Michael Stewart

CFTC Docket No. 00-06

10/25/2001

Edward Joseph Mallek v. Joseph Michael Dimele and FSG International, Inc.

CFTC Docket No. 01-R053

10/25/2001

Don Knight, Jr. v. Christopher Dennis McKenna, R.J. Fitzgerald & Company, Inc., John Barry Rodgers, and Steven Edward Schryver

CFTC Docket No. 00-R037

10/24/2001

Joseph Roig v. Barkley Financial Corporation, and Jeffrey William Brousseau

CFTC Docket No. 01-R034

10/23/2001

Parveen Irani and Mehraban Pat Irani v. Alaron Trading Corporation, Boyd C. Cruel, Sage Financial Trading Group and Thomas Joseph Whalen

CFTC Docket No. 01-R056

10/17/2001

Alfred L. Roberson, III v. Thomas Albert Brescia, and Evergreen International Trading, Incorporated

CFTC Docket No. 00-R005

10/17/2001

Alfred L. Roberson, III v. Thomas Albert Brescia, and Evergreen International Trading, Incorporated

CFTC Docket No. 00-R017

10/12/2001

Hloy K. Tegeris v, FSG International Incorporated, Alfred Albert Louis Gladstone, and Raymond Antoine Anderson

CFTC Docket No. 00-R114

10/10/2001

In the Matter of Dale Luther Mock

CFTC Docket No. 00-22

10/03/2001

Stella Damore and Helen Kanellos v. Barkley Financial Corp., Randy Jay Burstein and Melvin Paul Kanowitz

CFTC Docket No. 00-R039

10/03/2001

Walter W. Reynolds v. First Investors Group of the Palm Beaches, Inc., Bryan Oldford Tierney and Robert Eugene Vetere

CFTC Docket No. 00-R108

10/03/2001

Catherine Cooper v. Allan Steven Ader, Marc Ed Braha, Concorde Trading Group, Inc., and Clifford S. Kraus

CFTC Docket No. 01-R017

10/03/2001

Daniel P. Lantis v. James Edward Stephens, III, and Trendsystems, Inc.

CFTC Docket No. 01-R043

10/02/2001

Reid Bird v. Alfred Louis Gladstone

CFTC Docket No. 01-R088

09/29/2001

Lynda F. Cosentino v. Jack Carl Futures d/b/a ED&F Man International, and Michael C. Malone

CFTC Docket No. 00-R089

09/28/2001

Theodore Tak-Lung Lee v. Reifler Trading Corporation and Richard M. Yamaguchi

CFTC Docket No. 00-R090

09/24/2001

Ronald Windolph, and Joanna Windolph v. Rosenthal Collins Group, L.L.C.

CFTC Docket No. 00-R110

09/21/2001

Gregory A. Harris v. Ceres Trading Group, Inc., Iowa Grain Company, and Jeremy Lee Smith

CFTC Docket No. 01-R010

09/20/2001

Taghlab Haidar Al Mahmoud v. Linnco Futures Group, L.L.C. and Jad Butros Damouni

CFTC Docket No. 00-R099

09/10/2001

Ilija Djurkovic v. Andrew David Fisher, Todd A. Young, FSG International, Inc., Empire Asset Management, Blue Fish Commodities, Inc., Vision Limited Partnership, Broadstreet Financial Corp.

CFTC Docket No. 01-R013

09/07/2001

Brian M. Murphy v. Robert Benitez, Andrew David Fisher, and FSG International, Inc.

CFTC Docket No. 00-R066

09/04/2001

In the Matter of Frederic J. Mersch

CFTC Docket No. 01-02

08/27/2001

Brian M. Murphy v. Robert Benitez, Andrew David Fisher, and FSG International, Inc.

CFTC Docket No. 00-R066

08/24/2001

Glenn K. Ledford v. Concorde Trading Group, Inc., Allan Kanter, Gary Robert McKeighen, and Howard S. Miller

CFTC Docket No. 01-R061

08/21/2001

J. Bernard Arnold, III v. Cromwell Financial Services, Inc., Arthur Robert Rosansky, and Michael John Laymon

CFTC Docket No. 99-R187

08/16/2001

Thanh Kim Hunyh Sexton and John William Sexton, Sr. v. Mitchell Brad Goldberg

CFTC Docket No. 00-R092

08/16/2001

In the Matter of Vincent Coppola and Timothy Murphy

CFTC Docket No. 01-06

08/08/2001

Jeffrey A. and Deanna E. Iske v, Concorde Trading Group, Inc., Jessica Zoe Epstein, Craig William Erdmann, and Jacqueline Marks

CFTC Docket No. 00-R022

08/08/2001

Jerry Bedard v. E.D.&F. Man International, Inc., Madison Financial Group, L.L.C., and Eugene Walter Williams III

CFTC Docket No. 00-R047

07/31/2001

North American Globex Group, Inc. v. RB&H Financial Services, LP, Regal Capital Investments and Christopher Douglas Valois

CFTC Docket No. 01-R023

07/17/2001

Atlanta Lumber Company, Inc., Michael Hipps and Edward M. Hipps v. Brad Pierre Court, Paul Pierre

CFTC Docket No. 01-R006

07/13/2001

George Teichner v. Concorde Trading Group, Inc., and Allen Kanter

CFTC Docket No. 01-R008

07/05/2001

Larry Torrieri v. American Financial Trading Corp., et al.

CFTC Docket No. 01-R003

07/05/2001

In the Matter of CTS Financial Publishing, Dearborn Financial Publishing, Inc., Dennis Blitz and Nick Van Nice

CFTC Docket No. 00-34

07/02/2001

Simeon Robinson v. Alternative Commodity Traders d/b/a Lee Howard Seid, Randy Farber, Richard Stuart Seid and Lee Howard Seid

CFTC Docket No. 00-R080

07/02/2001

In the Matter of Donald M. Fishback, Jr. and The Donald M. Fishback Company, Inc.

CFTC Docket No. 01-03

06/22/2001

Paul Promnitz v. Robert Paul Nixon, John J. Taddeo, and American Financial Trading Corporation

CFTC Docket No. 00-R063

06/21/2001

Robert Ashton Gray v. First Financial Trading, Inc., Iowa Grain Company and Corey Peter Johnson

CFTC Docket No. 00-R113

06/18/2001

Sal P. Italiano v. Trendex Commodity Corporation, and Steven Gary Bornstein

CFTC Docket No. 00-R052

06/13/2001

Jason M. Robertson v. George John Slezak, et al.

CFTC Docket No. 01-R037

06/11/2001

Jitanshu Trivedi and Vanlata Trivedi v. Vision L.P., Chesapeake Investment Services, Inc., Yu-Dee Chang, Mark Klinov, Stuart Estler, and Michael Smart

CFTC Docket No. 00-R125

06/07/2001

Francine Cosmo v. Futures Online (d/b/a Linnco Futures Group & LFG L.L.C.), James A. Kaminecki, and Anthony Raia

CFTC Docket No. 99-R151

06/07/2001

Ronnie D. Bryan v. James Edward Stephens III and Trendsystems, Inc.

CFTC Docket No. 01-R035

06/06/2001

Charles Salwei v. Barkley Financial Corp, and Jack Hipolito Fernandez

CFTC Docket No. 00-R025

06/06/2001

Ron R. Boucher v. Anthony L. Airo, Shaun C. Borden, and U.S. Securities & Futures Corp.

CFTC Docket No. 00-R082

05/31/2001

Paul W. Friend v. Thomas Albert Brescia and ICG Trading, Inc.

CFTC Docket No. 99-R133

05/30/2001

Lyle R. Panasuk v. Barkley Financial Corp., Kevin Edward Moran, and Charles E. Warren III

CFTC Docket No. 00-R121

05/25/2001

Andrew Fradale v. American Financial Trading Corp., William Gordon, Craig Erdman, Ted Rome, Sam Goldman and Steven Zander

CFTC Docket No. 00-R104

05/16/2001

A. Doug Jackson, II and Shirley A. Jackson v. Alessandro Abaroa a/k/a Al Abaroa, Time Leverage Trading Corporation, and U.S. Securities & Futures Corporation

CFTC Docket No. 01-R005

05/14/2001

Garret Thorne v. LFG, L.L.C, d/b/a Zap Futures

CFTC Docket No. 00-R075

05/09/2001

Roy E. Harris v. Belal Kemal Faruki, LFG, L.L.C., and LimitUp Trading, L.L.C.

CFTC Docket No. 00-R068

05/09/2001

Monte Hawver v. Paul Brittain Jr., and Brittain-Lizzo Trading d/b/a BLT Financial Group, LLC.

CFTC Docket No. 00-R091

05/09/2001

In the Matter of Alfred R. Piasio and Donald W. Wilson

CFTC Docket No. 97-9

05/04/2001

Nyerere Kaunde Bradley v. Cromwell Financial Services Inc., Joel Allen Carlsen, and Jeffrey Paul Jedlicki

CFTC Docket No. 00-R069

05/02/2001

Nyerere Kaunde Bradley v. Cromwell Financial Services Inc., Joel Allen Carlsen, and Jeffrey Paul Jedlicki

CFTC Docket No. 00-R069

05/01/2001

Dorothy M. Deetz v. Stephanie Ann Gallitano, American Financial Trading Corporation, and National Commodities Corporation

CFTC Docket No. 00-R087

04/24/2001

Matthew C. Gray v. LFG, LLC, d/b/a Linnco Futures Group, et al.

CFTC Docket No. 99-R108

04/23/2001

Karl G. Petry v. Blobal Telecom, Inc., Cameron Scott Ownbey, and RB&H Financial Services, L.P.

CFTC Docket No. 00-R095

04/23/2001

Bryan O'Young v, George Joseph Cataudella, First Commodity Investment Corp. and Universal Financial Holding Corp.

CFTC Docket No. 01-R007

04/20/2001

Eric Starr v. Barkley Financial Corp. and James Robert Richard

CFTC Docket No. 00-R088

04/18/2001

Peter A. Thomas v. William Bachman, III, and Saul Stone & Company, L.L.C. d/b/a Futures Direct

CFTC Docket No. 01-R020

04/11/2001

Shawn Kohan v. ADM Investor Services, Inc., Xpresstrade, L.L.C., and Daniel Eugene O'Neil

CFTC Docket No. 00-R050

04/09/2001

Dianna Hanna v. Frank DeSantis, Jr., James Vincent Eulo, Group One Financial Services Inc., Universal Financial Holding Corp.

CFTC Docket No. 00-R085

04/06/2001

Walter Edward Leyland, and Nydia I. Santiago v. Barkley Financial Corporation, and Elaine Barbara Geller

CFTC Docket No. 00-R117

04/04/2001

In the Matter of Isaac Fleyshmakher

CFTC Docket No. 01-04

03/30/2001

In the Matter of Steven C. Brenner and Jami Weisner Brenner

CFTC Docket No. 00-08

03/29/2001

Virlin Whitt v. Ellen S. Cohen, Dwayne E. Hagendorf, Michelle Anne Marie Sharpe and The Winner Group, Inc.

CFTC Docket No. 99-R118

03/14/2001

Curtis E. Gracie v. Marsha Eleanor Friedman, Ronald Albert Sabat and The Winner Group, Inc.

CFTC Docket No. 00-R109

03/14/2001

In the Matter of Alfred R. Piasio and Donald W. Wilson

CFTC Docket No. 97-9

03/09/2001

Jack Lee Smiley v. FSG International, Inc., Marc Rae Goodman and David N. Mittler

CFTC Docket No. 01-R016

03/09/2001

In the Matter of John H. Ryan

CFTC Docket No. 91-10

03/08/2001

Ram L. Yadav v. Farr Financial, Incorporated

CFTC Docket No. 00-R021

03/07/2001

Wayne L. Andrews v. The Winner Group, Incorporated, Marsha Eleanor Friedman, Adam Michael Friedman, and Salvatore M. Antoci

CFTC Docket No. 00-R045

03/02/2001

James A. Robison, and Veronica T. Robison v. Vision Limited Partnership, Orion Futures Group, Incorporated, and Derek Dobrowolski

CFTC Docket No. 00-R100

03/02/2001

Rajai Ghattas v. Peregrine Financial Group, Inc. and Robert Zaborowski

CFTC Docket No. 00-R119

02/27/2001

Theresa Dike v. Milton Carl Archolecas, Brian David Cohen, and Waterford FInancial Group, Inc.

CFTC Docket No. 00-R053

02/21/2001

In the Matter of Craig J. Lacrosse

CFTC Docket No. 90-20

02/15/2001

Josef Blatstein v. Concorde Trading Group, Inc., Catherine Alma Ehlen, and Hader Mahmoodi

CFTC Docket No. 00-R105

02/15/2001

In the Matter of: Darryl M. Osler

CFTC Docket No. 00-05

02/14/2001

In the Matter of Danny L. Scheck

CFTC Docket No. 92-11

02/13/2001

Stephen T. Wisniewski v. Brock Investor Services, Inc., Richard A. Brock & Associates, Inc. (d/b/a "Brock Associates"), Aleit Elisabeth Richter, and Saul Stone & Company, L.L.C.

CFTC Docket No. 00-R102

02/12/2001

Angela Lami v. Concorde Trading Group, Inc. and Jeffrey H. Stanley

CFTC Docket No. 00-R106

02/06/2001

Shirley A. Artymovich v. Rodney Reid-Renaud

CFTC Docket No. 99-R152

02/02/2001

George K. George v. Ceres Trading Group, Inc., Iowa Grain Company, Darryl McKennon Osler and Joseph J. Rush

CFTC Docket No. 99-R176

02/01/2001

New Life Mills Limited v. LFG, LLC, Joseph Nicolas Christopher and Richard John Quain

CFTC Docket No. 99-R031

01/18/2001

Rachel D. Martin v. Universal Financial Holding Corp., Lawton Financial Group Services, and Alexander Batista

CFTC Docket No. 00-R051

01/17/2001

Marian Szuba, and Anna Szuba v. Cromwell Financial Services, Inc., and Arthur Robert Rosansky

CFTC Docket No. 00-R035

01/16/2001

John Aarons v. Investors Trading Group, L.C.

CFTC Docket No. 00-R049

01/16/2001

Raymond V. Osborne v. Sammy Lewis Bunyard, Concorde Trading Group, Inc. and Mark Todd Hauze

CFTC Docket No. 00-R057

01/08/2001

Lance Johnson v. American Financial Trading Corp., and Melvin Kline

CFTC Docket No. 00-R054

01/04/2001

Stuart A. Briscoe, III v, Ca-Ni Industries, Ltd., Nicholas James Nickolaou and Audrey Marie Lombardi Nickolaou

CFTC Docket No. 00-R070

Law & Regulation

Dispositions

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