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Dispositions
Dispositions Archive

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Dispositions

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Date

Dispositions

12/17/2002

Beth Harmes, and Scott Harmes v. Barkley Financial Corporation, Mark Steven Kondracki, and Richard Quint Zimmerman

CFTC Docket No. 02-R032

12/05/2002

Raymond C. Suiter, and Eva Jean Suiter v. Professional Market Brokerage, Incorporated, d/b/a PMB and USS Online; Excel Futures, Incorporated, Daryl Wilburn Clay, and Mark Louis Waggoner

CFTC Docket No. 01-R083

12/04/2002

Robert Depaolo v. Farr Financial, Inc., Omid Mathew Farr, and Mark Edward Gay

CFTC Docket No. 02-R037

12/02/2002

Herbert Vieira v. Michael Louis Stokes, Federal Trading Corporation, and National Commodities Corporation

CFTC Docket No. 02-R052

11/25/2002

George S.H. Schwitzer v. Lind-Waldock & Company, LLC, and Burton Randall Schlichter

CFTC Docket No. 02-R025

11/22/2002

Philip F. Jackson v. Amanda Marie Odena

CFTC Docket No. 02-R051

11/22/2002

In the Matter of U.S. Securities & Futures Corp., Huaya Lu Tung, John O. Hing, Nancy A. Bellassai, Michael Skrable, Jiping Wu, Justus Enterprises, Inc., Daniel Reynolds, and Thomas H. Gong

CFTC Docket No. 01-01

11/21/2002

Abdul Majid Alnoor v. Martin James Colgan and LFG Division of Refco, L.L.C.

CFTC Docket No. 01-R108

11/18/2002

Barbara O. Palincsar v. Adm Investors Services, Inc., Moeez Ul-Haq Ansari, Compak Asset Management, Compak Trading Company, Jon Alan Noble, RB&H Financial Services, L.P.

CFTC Docket No. 02-R036

11/15/2002

Noah and Fathalla Mashali, M.D. v. Commodity Investment Group, National Commodity Corp., Inc., Linda Enzinna, Craig Porter, and Mathew Spera

CFTC Docket No. 02-R015

11/14/2002

In the Matter of Thomas V. White

CFTC Docket No. 01-01A

11/13/2002

Urbanproject Entwicklunasges MBH v. Professional Market Brokerage, Inc.

CFTC Docket No. 02-R077

11/08/2002

Colleen French v. Michael Gerard Recine and Recine Trading Company

CFTC Docket No. 02-R026

11/07/2002

Michael Dalley v. National Commodities Corporation, Inc., Nautica Financial Corporation, and Fain Shaffer

CFTC Docket No. 02-R010

10/31/2002

Chia Ming Yen v. Man Financial, Inc., d/b/a ED&F Man International, Inc., d/b/a Jack Carl Futures

CFTC Docket No. 02-R004

10/29/2002

Sadie Henney, and Ronald Henney v. Refco, LLC d/b/a LFG Division of Refco, Incorporated; Emerald Coast Commodities, Inc.; Futures Markets Enterprises; and John Rayon Keesey

CFTC Docket No. 02-R034

10/23/2002

In the Matter of Andy Saberi

CFTC Docket No. 01-11

10/11/2002

Sentai Chen v. Money Garden Financial Group et al.

CFTC Docket No. 02-R009

10/02/2002

Deborah W. Young v. Ricardo De; Real, Jr., et al.

CFTC Docket No. 01-R076

09/30/2002

Ruth S. Stewart and William F. Stewart v. Yu-Dee Change, Chesapeake Investment Services, Inc., Stuart Louis Estler, Mark Borisovitch Klinov and Vision Limited Partnership

CFTC Docket No. 02-R043

09/27/2002

Heinz F. Biekofsky v. Sammy Lee Bunyard, et al.

CFTC Docket No. 01-R054

09/25/2002

Scott D. McKhann v. Moezz Ul-Haq Ansari, Compak Asset Management, Compak Trading Company, and RB&H Financial Services, LLP.

CFTC Docket No. 02-R033

09/25/2002

In the Matter of Clay Khrovjak and Paul Cochran

CFTC Docket No. 02-01

09/20/2002

Steven A. Neely, Sr. v. Richard Alan Cohen, Madison Financial Group, L.L.C., Deborah McGuire Pryor, and Ronald George Scott

CFTC Docket No. 01-R087

09/19/2002

Miguel Angel Medel v. First Investors Group of Palm Beaches, Inc., and Bryan Oldford Tierney

CFTC Docket No. 01-R078

09/17/2002

Dane Q. Jorento v. Omid Mathew Farr and Farr Financial, Inc. (d.b.a. "Direct Trade")

CFTC Docket No. 01-R059

09/17/2002

Gerald D. Rude v. ADM Investor Services, Inc., RB&H Financial Services, Compak Asset Management, Compak Trading Company, Robert Duffy, and Moeez Ansari

CFTC Docket No. 01-R101

09/13/2002

Daniel X. Willis, Jr. v. Commodity Investment Group, Linda Reinman Enzinna, National Commodities Corporation, Inc. and Craig Michael Porter

CFTC Docket No. 02-R014

09/10/2002

Gloria Araiza and Avilio Silva v. Statewide Trading Corporation, and Kellee Raymond

CFTC Docket No. 01-R046

09/09/2002

Clenton Allison v. Francis Patrick Ebel, Utrade.com, Incorporated, and Peregrine Financial Group, Inc

CFTC Docket No. 01-R081

08/29/2002

Lawrence W. Hill and Lucy Hill v. American National Trading Corp. (d.b.a. "Anco Discount Futures"), Nazih Hassan El-Jawhary, and Wendy Anne Kibbie

CFTC Docket No. 01-R042

08/28/2002

Angelo Vallejo v. Professional Marketing Brokerage, Inc., Edward Rafael Velazquez, Edward R. Velazquez (CTA) and V-Tek Trading Group, Inc.

CFTC Docket No. 02-R046

08/27/2002

Robert S. Davis, and Rita M. Davis v. The Winner Group, Inc., Michael Winner, Louis Ciuferri, Marsha Friedman, Jay Goldberg, Bruce Hintze, and Vision Limited Partnership

CFTC Docket No. 01-R048

08/26/2002

Charlotte A. McGuire v. Frank DeSantis, Brenda Lane Smith, Group One Financial Services, Inc., and Universal Financial Holding Corp.

CFTC Docket No. 02-R005

08/26/2002

Victor S. Marino v. Lind-Waldock & Company, L.L.C.

CFTC Docket No. 02-R021

08/14/2002

Ben Jordan v. Commodity Investment Group, Linda Reinman Enzinna, Christina Reinman Enzinna, National Commodities Corporation, Inc., and Craig Michael Porter

CFTC Docket No. 02-R016

08/09/2002

Winfield Jordan v. Kofi Nkrumah Amaobin; and Chicago Futures Investment Group; Inc., d/b/a Amaobin & Company

CFTC Docket No. 00-R055

07/30/2002

Douglas Kirby v. American National Trading Corp.

CFTC Docket No. 02-R022

07/29/2002

In the Matter of Eric Zuccarelli

CFTC Docket No. SD 97-3

07/26/2002

Lonnie S. Rogers v. Concorde Trading Group, Inc.

CFTC Docket No. 02-R045

07/25/2002

Christa Vragel v. National Trading Institute, L.L.C.

CFTC Docket No. 02-R017

07/19/2002

Kenneth J. Halama v. Masoud Asadi-Saravi, Ross Gregory Erskine, Mas Financial Services, Inc., and Spencer Marvin Paul

CFTC Docket No. 01-R063

07/11/2002

In the Matter of Systems of Success-Window to Profit, Bernadette Flavell a/k/a Bernadette Viele, and Richard Viele

CFTC Docket No. 00-27

07/08/2002

In the Matter of First Financial Trading, Inc., Scott Dewitte, Thomas Glover, II, and Corey Johnson

CFTC Docket No. 00-35

07/03/2002

Terry Korous v. Richard Brian Bertsche, Richard Hall Fitzgerald, II, Peter Francis Rondoni, and Top Step Trading, Inc.

CFTC Docket No. 01-R077

06/28/2002

Timothy Wang v. Alaron Trading Corporation, and Philip James Flynn

CFTC Docket No. 01-R057

06/28/2002

Samuel C. Delaurence v. Barkley Financial Corporation, and Greg Peter Allota

CFTC Docket No. 01-R067

06/27/2002

Gerald Hodkiewicz v. Broadstreet Financial Corporation, Alfred Albert Louis Gladstone and Ivy Financial

CFTC Docket No. 01-R107

06/25/2002

Ly Kieng Ung v. Steve M. Lim

CFTC Docket No. 00-R084

06/18/2002

Joseph Zemen v. Concorde Trading Group, Inc., Allan S. Ader, Allan Kanter, and Kenneth Lee Voss

CFTC Docket No. 01-R086

06/17/2002

In the Matter of Steven G. Soule, et al.

CFTC Docket No. 99-4

06/17/2002

In the Matter of Systems of Success-Window to Profit, Bernadette Flavell a/k/a Bernadette Viele, Richard Viele and Kevin Kates

CFTC Docket No. 00-27

06/13/2002

Allen Hartman v. Zaner & Company (d.b.a. "Net Futures, Inc."), and Steven Venable Sweet

CFTC Docket No. 01-R040

06/13/2002

Suhbhash Chaudhry v. FSG, International, Incorporated, and Randi Ellen Gold a/k/a Randi Ellen Livoti

CFTC Docket No. 02-R042

06/11/2002

Deborah W. Young v. Executive Commodity Corp., et al.

CFTC Docket No. 01-R076

06/11/2002

In the Matter of Michael Radcliffe

CFTC Docket No. 02-04

05/24/2002

Gary Moran v. Concorde Trading Group, Inc., David J. Aguirre, Michael W. Malott, Kenneth L. Voss, and George Ledo

CFTC Docket No. 01-R045

05/23/2002

Gary Moran v. Concorde Trading Group, David J. Aguirre, Michael W. Malott, Kenneth L. Voss, and George Ledo

CFTC Docket No. 01-R045

05/21/2002

J. Floyd Zimmerman v. The Winner Group, Inc., and Marsha Eleanor Friedman

CFTC Docket No. 01-R026

05/21/2002

Larry J. Budnick and Jennifer Val Preda v. American Heritage Commodity Corp., et al.

CFTC Docket No. 01-R069

05/16/2002

J.D. Zimlich v. Douglas Grant Ingram

CFTC Docket No. 02-R013

05/14/2002

Christopher Dallmer v. Main Street Trading Company

CFTC Docket No. 01-R002

05/14/2002

James E. Buchanan v. Fox, Incorporated, and Kevin Joseph van Trump

CFTC Docket No. 00-R118

04/22/2002

Larry D. and Norma L. Hills v. Leonard Barschi and Concorde Trading Group, Inc.

CFTC Docket No. 00-R116

04/05/2002

In the Matter of Michael H. Varner

CFTC Docket No. SD 02-02

03/28/2002

James D. Buckner v. Refco, Inc., Reifler Trading Corp., and Bradley C. Reifler

CFTC Docket No. 00-R122

03/26/2002

John W. Hughes v. Federal Trading Corporation, National Commodities Corporation, and Ted Lamar Romeo

CFTC Docket No. 02-R001

03/26/2002

Maring Brothers v. Refco, L.L.C. (d/b/a "LFG Division of Refco, Inc."), Northstar Commodity Investment Company, and Alan Dean Kluis

CFTC Docket No. 01-R102

03/25/2002

Kurt Spindler v. PGA Futures, Incorporated, National Commodities Corporation, Peter Allen Gabbarino, James Ryam Mound, and Bradley Randall King

CFTC Docket No. 01-R049

03/24/2002

William J. Ralph, Jr. v. Lind-Waldock & Company

CFTC Docket No. 00-R010

03/22/2002

Joseph A. Deconinck and Jacque L. Deconinck v. U.S. Options Corp., David Joseph Aguirre, and Kenneth Lee Voss

CFTC Docket No. 01-R022

03/20/2002

David B. Archibald v. James Edward Stephens, III, and Trendsystems, Incorporated

CFTC Docket No. 02-R012

03/20/2002

Glade Smith, and Marie Smith v. Robert Benitez, Andrew David Fisher, and FSG International, Inc.

CFTC Docket No. 01-R070

03/20/2002

In the Matter of Alfred A. L. Gladstone

CFTC Docket No. 01-24

03/19/2002

Eric C. Jewell v. William Gregory O'Donnell, and Richard Stewart Macintosh

CFTC Docket No. 00-R065

03/08/2002

Keith Rivera v. William Joseph Mallers, Jr., and Man Financial Inc. d/b/a ED&F Man International, Inc.

CFTC Docket No. 01-R099

03/01/2002

Scott Wehnert v. Lind-Waldock & Company, LLC, and Charles Francis Downs

CFTC Docket No. 01-R029

03/01/2002

Earl Waters v. Randolph Jacob Ginsberg and Randolph J. Ginsberg Introducing Brokerage

CFTC Docket No. 01-R032

03/01/2002

Paul Neveu v. Man Financial, Incorporated, Madison Financial Group, LLC, Ronald George Scott, Richard Alan Cohen, and Dani Ilel

CFTC Docket No. 01-R075

02/28/2002

Margaret M. Nickel v, Barkley Financial Corporation, and Delaun Stillman Fifield

CFTC Docket No. 01-R047

02/27/2002

In the Matter of D. Michael Sheaves

CFTC Docket No. 01-25

02/08/2002

Sue E. Puryear v. FSG International, Inc. and Earl Gary Lowe

CFTC Docket No. 01-R085

02/07/2002

Hitchner Enterprises, Inc. v. Richard M. Giller, Universal Commodity Corporation, and Universal Financial Holding Corporation

CFTC Docket No. 01-R019

02/07/2002

Gregory Wain v. Bel-Air Captial Corporation, Man Financial, Inc. (d.b.a. "ED&F Man International, Inc."), and Lev Shvarts

CFTC Docket No. 01-R062

02/04/2002

Larry D. Hart v. RB&H Financial Services, LP., Nextrade, Incorporated, Stewert Reid Wilson, and Eric Kouyoumtjian a/k/a Eric Kay

CFTC Docket No. 00-R103

02/04/2002

In the Matter of Excellent USA, Inc. and John F. Gallwas

CFTC Docket No. 01-20

02/01/2002

Gisela R. McCall, and Richard A. McCall v. Barkley Financial Corporation, Robert John Acocella, Melvin Paul Kanowitz, and Celestino Giacomo Rabbini a/k/a Charles Warren, III

CFTC Docket No. 01-R074

01/31/2002

In the Matter of Midland Euro, Inc.

CFTC Docket No. SD 02-01

01/18/2002

Gilbert L. Fritts v. Nextsource Trading Corporation (d/b/a "Nextrade, Inc."), RB&H Financial Services, L.P., and Mike E. Watts

CFTC Docket No. 01-R050

01/17/2002

Robert Hall v. American Financial Trading Co., Frank Anthony Desantis, Adam Leon, National Commodities Corp., Inc., and Harry Robert Tanner

CFTC Docket No. 00-R097

01/17/2002

Janice and Ralph Adkinson v. James Edward Stephens III and Trendsystems, Inc.

CFTC Docket No. 01-R092

01/14/2002

Orene Anderson v, Barnes Brokerage Company, Inc., Lind-Waldock & Company, Inc., Thomas J. Reavis, III, and Rosenthal Collins Group, LLC

CFTC Docket No. 01-R018

01/14/2002

Elmer Williams v. Universal Financial Holding Corp., Norcal Commodity Trading, and Theodore William Forrest

CFTC Docket No. 01-R044

01/10/2002

Philip Murray v. R.J. O'Brien Associates, Incorporated, Bressert Investment Group, LLC., Jerome Edward Bressart, and Elizabeth Buckley

CFTC Docket No. 98-R077

01/07/2002

Robert E. Clark v. Universal Financial Holding Corp., National Commodities Corp., Prime Commodities and Financial Services, Joseph Donald Valko, Sr., and George Scott Krauss

CFTC Docket No. 01-R082

Law & Regulation

Dispositions

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