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Dispositions
Dispositions Archive

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Dispositions

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Date

Dispositions

12/30/2003

Rajesh C. Mital and Indu Mital v. Global Futures Exchange & Trading Co., Inc.

CFTC Docket No. 03-R057

12/23/2003

Robert E. Crowl v. Cromwell Financial Services, Inc., Christopher Harold Harris, Patricia F. Hyler and Philip Mark Tuccelli

CFTC Docket No. 03-R010

12/11/2003

Precision Ratios, Incorporated, Millennium Trust Company, f/b/o George Powell v. Man Financial, Incorporated

CFTC Docket No. 01-R096

12/09/2003

Chester Paul Huntley v. Robert John Acocella, Debrah Gail a.k.a ('Gail Eisenberg'), Universal Financial Holding Corp., and Worldwide Commodity Corporation

CFTC Docket No. 03-R032

12/02/2003

Adam Kasprzak v. Global Futures Exchange & Trading Co., Inc.

CFTC Docket No. 03-R045

11/25/2003

Scott D. Severance v. Mark David Bateman, First Options of Chicago, Inc., and John Joseph Fischer

CFTC Docket No. 02-R078

11/21/2003

In the Matter of Professional Market Brokerage, Inc., (formerly known as USS Online, Inc., an Illinois Corporation) and Huaya Lu Tung

CFTC Docket No. 03-14

11/20/2003

In the Matter of Shahrokh Nikkhah

CFTC Docket No. 95-13

11/18/2003

In the Matter of Kevin Marshburn

CFTC Docket No. 97-8

11/10/2003

Alix M. Marr v. American National Trading Corp., Donald Vern Anthony, Frank Joseph Collins and Robert Allan Nicksic

CFTC Docket No. 03-R042

10/21/2003

Lucretia E. Milliken v. Lisa Bianca Cohan, Liberty Financial Trading Corp., Inc., National Commodities Corporation, Inc. and Ted Lamar Romeo

CFTC Docket No. 03-R022

10/16/2003

David S. Lederstein v. Ira Epstein & Company, and Man Financial, Incorporated d/b/a ED&F Man International, Inc.

CFTC Docket No. 02-R011

10/16/2003

Glenn A. Mazzone v. Alaron Trading Corporation (d/b/a "Alaron Futures & Options") and Dale Jeffery Pinkert

CFTC Docket No. 03-R054

10/09/2003

Lois L. Jackson v. Jerry Dale Lamb

CFTC Docket No. 02-R059

10/02/2003

Karen Louise Cullen v. Deborah A. Ahrens, Marsha Eleanor Friedman, Universal Financial Holding Corp. and Worldwide Commodity Corporation

CFTC Docket No. 03-R012

09/26/2003

Jeffrey R. Frye v. Allan Steven Ader, and Philip Cohen

CFTC Docket No. 02-R057

09/26/2003

In the Matter of Patrick P. Ligammari

CFTC Docket No. 02-05

09/22/2003

Nancy Wilson v. Timothy John Gockel, Merchant Capital, Inc., Lisa Marie Parrinelli, Refco, LLC d/b/a Lind-Waldock Division of Refco, LLC, Anthony William Stack, Joseph Francis Texido and Robert Wilson

CFTC Docket No. 03-R006

09/17/2003

Timothy J. Schober v. Steve Agopian, Sukhmeet Dhillon a/k/a, Micky Dhillon, Main Street Trading Company, Stephanie McGreevy, Refco LLC d/b/a Main Street Trading, Adrian Roberts, Jr., The Ken Roberts Company and Sukhmeet Micky Dhillon 1996 Revoc Trust

CFTC Docket No. 03-R035

09/12/2003

David Grevelle v. Interactive Brokers, LLC.

CFTC Docket No. 03-R046

09/02/2003

Timothy S. Rister v. Ken Wolfe Commodities, d/b/a Brandon Financial Group, Inc., National Commodities Corp., Inc., and Lori Marie Javor

CFTC Docket No. 03-R053

08/27/2003

In the Matter of Jerry W. Slusser, First Republic Financial Corporation, First Republic Trading Corporation

CFTC Docket No. 94-14

08/26/2003

Daniel F. Schroeder v. First American Investment Services, Incorporated, Jay Michael Levy, Patrick Allen Liebig, and Universal Financial Holding Corporation

CFTC Docket No. 03-R036

08/20/2003

In the Matter of Joel J. Fetchenhier

CFTC Docket No. 91-12

08/20/2003

In the Matter of Joel J. Fetchenhier

CFTC Docket No. SD 93-14

08/08/2003

Chris Papageorge v. Refco, L.L.C. (d/b/a "Lind-Waldock Division of Refco, L.L.C.") and Timothy John Gockel

CFTC Docket No. 03-R016

08/06/2003

Edward Monroe v. Farr Financial, Inc., and Mark Edward Gay

CFTC Docket No. 01-R094

08/01/2003

Yuma Shiba v. Cromwell Financial Services Inc., Christopher H. Harris, Patricia F. Hyler, and Philip M. Tuccelli

CFTC Docket No. 03-R013

07/25/2003

Miguel Angel Medel v. Craig William Erdmann

CFTC Docket No. 00-R098

07/25/2003

In the Matter of U.S. Securities & Futures Corp., John O. Hing, Nancy A. Bellassai, Jiping Wu, Justus Enterprises, Inc., Daniel Reynolds, and Thomas H. Gong

CFTC Docket No. 01-01

07/24/2003

Gary A. Neil v. Opportunities In Options, Inc., and Garry Rabeck

CFTC Docket No. 02-R054

07/24/2003

Samuel DeAngelo v. Direct Trading Group, Incorporated, Excel Trading Group, d/b/a ETG, Inc., Paul Arnold "Anthony" Paine, and Professional Market Brokerage

CFTC Docket No. 03-R018

07/22/2003

Michel S. Bensaid v. Trendex Commodity Corp. and Thomas Paul Wayne

CFTC Docket No. 02-R006

07/22/2003

Edward T. Reilly v. Edward Thomas Trading Company, Edward Thomas Gomes, and Vision Limited Partnership

CFTC Docket No. 03-R027

07/15/2003

William O. and Phyllis Dannhausen v. First Liberty Investment Services, Inc., Jeffrey Paul Jedlicki, Rosemary Salveggi and Universal Financial Holding Corp.

CFTC Docket No. 02-R069

07/09/2003

William Parigian v. Ken Wolf Commodities d/b/a Brandon Financial Group, Inc., National Commodities Corp., Inc., David Jude Javor, Donovan T. Stiltner

CFTC Docket No. 03-R007

07/07/2003

Zakaria W. Towdrosmatta v. Omid Mathew Farr, Farr Financial, Incorporated, Brian Jeffrey McCoy, and Professional Market Brokerage, Incorporated

CFTC Docket No. 00-R083

07/03/2003

In the Matter of Michael H. Varner

CFTC Docket No. 01-08

06/25/2003

Manken Cattle Company, Inc. v. ADM Investor Services, Inc., Complete Price Management, Inc., and Ronald Herman Roesler

CFTC Docket No. 02-R067

06/20/2003

Larry E. Boyer v. Dwight Andrew St. Amant and U.S. Options Corp.

CFTC Docket No. 02-R035

06/06/2003

Daniel M. & Sally Keener v. Scott Evan Rautbord, Vision Limited Partnership, and The Winner Group, Inc.

CFTC Docket No. 01-R072

06/06/2003

Sally Keener and Angela McConkey v. Scott Evan Rautbord, Vision Limited Partnership, and The Winner Group, Inc.

CFTC Docket No. 01-R073

06/03/2003

In the Matter of Robbins Futures, Inc., and Joel Robbins

CFTC Docket No. 03-05

05/30/2003

Bertram J. Wong v. Alaron Trading Corporation

CFTC Docket No. 01-R064

05/27/2003

In the Matter of Madison Financial, Group LLC, Richard A. Cohen, and Ronald G. Scott

CFTC Docket No. 01-09

05/27/2003

In the Matter of Joseph Defrancesco, Marc Greenstein, Ronald Kilbride, and Brian Thorton

CFTC Docket No. 02-09

05/19/2003

Robert S. Young v. Alaron Trading Corporation, and Barry Scott Isaacson

CFTC Docket No. 03-R008

05/16/2003

Lawrence Sanchez v. Bruce Norman Crown, Lori Ann Denn, Investors Trading Group, LC, and Technet Trading, Incorporated

CFTC Docket No. 02-R050

05/15/2003

Kenneth A. Rogers v. Carol Ann Hurley, Michael Timothy McCarthy, and Refco, L.L.C., (d.b.a "Lind-Waldock Division of Refco, L.L.C.")

CFTC Docket No. 03-R019

05/12/2003

William B. McClintock v. Statewide Trading Corporation and John Clark Wilcox

CFTC Docket No. 03-R017

05/09/2003

Abilene Marine & Oil Company, Inc. v. Man Financial, Inc.

CFTC Docket No. 03-R011

05/08/2003

Hui Dong and Hsue Tung v. Concorde Trading Group, Inc., and George Anthony Ledo

CFTC Docket No. 01-R089

04/30/2003

Donald L. Siegfried v. Barkley Financial Corporation, Angelo Emanuel Castello, and George Allen Griffin, Jr.

CFTC Docket No. 02-R058

04/29/2003

Gina L. Harrison, and Bruce E. Harrison v. Refco, LLC, and Attain Capital Management, LLC

CFTC Docket No. 03-R014

04/29/2003

In the Matter of Ronald M. Schiller and Eugene J. Chesrow, Jr.

CFTC Docket No. 96-4

04/14/2003

Gladys May Bennet v. Beverly Hills Commodity Group, Inc. d/b/a Solomon Smith, Inc., LFG Division of Refco, Inc. d/b/a Refco, LLC and Victor James Smith

CFTC Docket No. 02-R062

04/08/2003

Subhash Chaudhry v. Randi Ellen Livoti a/k/a Randi Ellen Gold

CFTC Docket No. 02-R042

04/01/2003

Patricia Fowler v. Broadstreet Financial Corporation, First Elite Investment Group, Inc., and Damian Ian Spalma

CFTC Docket No. 02-R027

04/01/2003

Ronald and Elizabeth Ojakian v. Man Financial, Inc., and Jeffrey Allen Yasak

CFTC Docket No. 03-R004

03/28/2003

In the Matter of Gregory W. Elliott, individually and d/b/a Softrade, Inc. and Softradeinc.com

CFTC Docket No. 03-07

03/26/2003

Cam Trong Nguyen v. Jack Carl Futures, d/b/a Man Financial, Incorporated, and Christopher Michael Spirito

CFTC Docket No. 01-R060

03/26/2003

Maksat Yerassilov v. Universal Financial Holding Corp., Jay M. Levy, First Liberty Investment Services, Inc., and James Vincent Eulo

CFTC Docket No. 02-R055

03/25/2003

Allan Knopp v. Allan Steven Ader, Executive Commodity Corp., and Theresa Ann Nichol

CFTC Docket No. 02-R079

03/24/2003

Walter Edward Leyland, and Nydia I. Santiago v. Barkley Financial Corporation, and Elaine Barbara Geller

CFTC Docket No. 00-R117

03/13/2003

Kevin Philip Kaseff v. Americas Global Traders, Inc., David John McIntyre, and Refco, Inc.

CFTC Docket No. 01-R031

03/07/2003

Bradley Fawcett v. Lind- Waldock & Company, and Paul Jason Zimmerman

CFTC Docket No. 01-R104

02/27/2003

Joel Cater v. National Trading Institute, LLC

CFTC Docket No. 02-R044

02/25/2003

In the Matter of Roger J. Wright d/b/a Agricultural Marketing Service d/b/a Micah I Investment Club, Buckeye Countrymark, Inc., Philip L. Luxenburger and A.G. Edwards & Sons, Inc.

CFTC Docket No. 97-2

02/24/2003

Linda Heagy v. David Joseph Aguirre, and Kenneth Lee Voss

CFTC Docket No. 02-R008

02/21/2003

Gerald D. Rude v. Charles Schwab & Co., Inc.

CFTC Docket No. 01-R101

02/21/2003

Thomas J. Leonard v. A.G. Edwards & Sons, Inc., and John M. Schrum

CFTC Docket No. 02-R049

01/31/2003

Mary F. Hall v. Robert John Acocella; Robert John Loughlin; Jonothan Boyle Makepeace; Fidelity Financial Group, Inc. name changed to Commtrade Corp.; and Universal Financial Holding Corp.

CFTC Docket No. 02-R053

01/27/2003

In the Matter of Stephen Alan Pierce, individually and d/b/a Rapid Fire Swing Trading and The Chart Traders

CFTC Docket No. 02-15

01/23/2003

Scott Chun v. Cromwell Financial Services, Inc., Christopher Harold Harris and Patricia F. Hyler

CFTC Docket No. 02-R023

01/22/2003

Bryan Rowder v. National Trading Institute, L.L.C

CFTC Docket No. 02-R064

01/17/2003

In the Matter of Global Telecom, Inc., Cameron S. Ownbey, and RB&H Financial Services LP

CFTC Docket No. 01-18

01/13/2003

Alexander Seredin v. Madison Financial Group, L.L.C., and Phil Anthony Owens

CFTC Docket No. 01-R052

01/13/2003

Laurine Meinhardt, and Nathan Meinhardt v. ADM Investor Services, Incorporated, R.B. McGovern & Associates, and Robert Bruce McGovern

CFTC Docket No. 01-R103

01/08/2003

Marvin A. Halbur v. David Allen Gleason, Refco, Inc., V&J Commodity Brokers II, Inc., Name Changed to J&L Commodities Inc., P. Mark Vandenberg and VBI Company

CFTC Docket No. 02-R030

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