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Dispositions
Dispositions Archive

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Dispositions

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Date

Dispositions

12/21/2005

Lucyanne Collins v. Charles Steven Goodie, Fact Financial, LLC and Peregrine Financial Group, Inc.

CFTC Docket No. 05-R079

12/20/2005

Herbert Vieira v. Revolution Financial Services

CFTC Docket No. 05-R073

12/20/2005

Karen Hollander v. Colin Fern, Ken Wolf Commodities d/b/a KJW, LLC, and Kenneth J. Wolf

CFTC Docket No. 05-R017

12/20/2005

Harold Halseth v. Matthew Anthony Defelice, First Liberty Investment Services, Inc., Jeffrey Paul Jedlicki, and Universal Financial Holding Corp.

CFTC Docket No. 05-R015

12/19/2005

Mustafa M. Sahtout v. Patrick Pinkerton and Man Financial, Inc.

CFTC Docket No. 04-R072

12/07/2005

Jose A. Sosa v. Tomas Ulises Suria

CFTC Docket No. 01-R066

12/01/2005

Khorram Properties, LLC v. McDonald Investments, Inc.

CFTC Docket No. 04-R045

11/30/2005

Constance Jung v. Futures Investment Company, Boris Gleyzer, Shira Del Pacult, Pacult Asset Management Inc., and Tower Asset Management, Inc.

CFTC Docket No. 04-R017

11/14/2005

Harold Halseth v. Chase Commodities Corp., Morgan Financial Corp., d/b/a Morgan Commodities Corp., Alex Jhovany Panameno and Universal Financial Holding Corp.

CFTC Docket No. 05-R016

11/10/2005

Anthony R. Mesa v. Thomas Paul Wayne, Jermaine Watts, and Trendex Commodity Corporation

CFTC Docket No. 04-R030

11/09/2005

Stan Cramer v. Global Futures Exchange & Trading Company, Inc., Krikor Greg Khojikian, and Vrej Nizian

CFTC Docket No. 04-R067

11/07/2005

Frank Dittmer v. Rosenthal Collins Group, LLC; National Commodities Corp., Inc.; Brandon Financial Group; and Lawrence Scott Spain

CFTC Docket No. 04-R023

10/31/2005

Scott D. Steeves v. Commodity Investment Group, Stephanie Ann Gallitano and National Commodities Corporation, Inc.

CFTC Docket No. 04-R089

10/28/2005

Marvin M. Smith v. RB&H Financial Services, LP., Nextsource Trading Corporation, and Mike Earl Watts

CFTC Docket No. 04-R069

10/27/2005

Arthur Edward Williams v. Barkley Financial Corp., Randy Farber, and Celestino Giacomo Rabbini (a.k.a. "Charles Warren III")

CFTC Docket No. 05-R007

10/21/2005

NB Natural Beauty, Inc. v. Thompson Tung Sheng Cha, Refco, LLC d/b/a LFG Division of Refco, Inc. and Transamerican Futures Corporation

CFTC Docket No. 05-R034

10/13/2005

Reynold C. Allam v. Refco, LLC., d/b/a Lind-Waldock Division of Refco, LLC.

CFTC Docket No. 03-R065

10/07/2005

Charles G. Mickels v. Man Financial, Incorporated

CFTC Docket No. 05-R011

09/26/2005

Ugo and Lillian Sachetti v. Steven F. Loughlin and Morgan Stanley DW Inc.

CFTC Docket No. 03-R088

09/26/2005

Amazonia Partners, LLC. v. Tradestation Securities, Inc., Gary David Baerson, and Michael Scott Hill

CFTC Docket No. 04-R015

09/26/2005

Edward Castello, and Julie Castello v. Trade Station Securities, Inc.

CFTC Docket No. 04-R012

09/19/2005

Charles Breijak v. Gain Capital (d/b/a "Gain Capital, Inc.")

CFTC Docket No. 05-R032

09/06/2005

Richard D. Fournier v. Angel Santiago Reboredo, Universal Commodity Corporation and Frank Michael Vecchio

CFTC Docket No. 05-R047

08/25/2005

In the Matter of: Brian W. Ray

CFTC Docket No. 03-11

08/23/2005

In the Matter of: Scott C. Anixter

CFTC Docket No. SD 04-03

08/19/2005

Thomas V. Bach v. David Howard Bromberg, Allan Kanter, Clifford S. Kraus, Jordan McCarty, Trading Corporation of America and Universal Financial Holding Corp.

CFTC Docket No. 04-R041

08/12/2005

Ronald W. Weddell v. Stanley Vernon Burnidge, Burnidge Commodities d/b/a Burnidge & Vision LP d/b/a Vision Limited Partnership

CFTC Docket No. 05-R043

08/08/2005

Gani Olaniyi Are v. Jonathan Joseph Berman, Stephan Edge, Jaguar Trading d/b/a Jonathan Joseph Berman and National Commodities Corporation, Inc.

CFTC Docket No. 05-R004

08/02/2005

Anat Shmulovich v. Man Financial, Inc.

CFTC Docket No. 05-R013

08/01/2005

Dawilla L. Schlesman v. Bruce Norman Crown, Stuart F. Schwartz, Universal Financial Holding Corp. and Worldwide Commodity Corp.

CFTC Docket No. 04-R062

08/01/2005

Sai Chung Lui v. FX Solutions, LLC

CFTC Docket No. 04-R071

07/20/2005

In the Matter of: Beacon Hill Asset Management LLC

CFTC Docket No. SD 05-02

07/15/2005

Judy M. Lux v. Sammy Joe Goldman, Mark Joseph Gullusci, Harry Robert Tanner, Jr., Paul Martin Zedeck, National Commodities Corporation, Inc. and Terranova Financial Trading Corp.

CFTC Docket No. 04-R077

07/14/2005

S.O. Building Blocks, Inc. v. Forex Capital Markets, LLC and Andrey Yunkevits a/k/a Andrei Junkevits

CFTC Docket No. 05-R038

07/13/2005

Rochelle Boland v. Universal Financial Holding Corp., First Liberty Investment Services, Inc., Jay Michael Levy, and Rosemarry Salveggi

CFTC Docket No. 05-R012

07/13/2005

Edward Castello, and Julie Castello v. Alaron Futures and Options, d/b/a Alaron Trading Corporation and Paul Brittain, Jr.

CFTC Docket No. 04-R009

06/30/2005

Eric C. Clark v. Farr Financial, Incorporated, Omid Mathew Farr, and Mark Edward Gay

CFTC Docket No. 03-R080

06/29/2005

Scott A. Anderson v. United Investors Group and Jay Michael Levy

CFTC Docket No. 04-R059

06/29/2005

James C. Canfield v. Alaron Trading Corporation d/b/a Alaron Futures and Options, Frank Julian Romano, and Matthew William Seaman

CFTC Docket No. 04-R010

06/15/2005

Don M. Barnes v. National Commodities Corporation, Inc.; Sammy Joe Goldman; Kannon Company Futures & Options; and Benedict J. Gilano, Jr.

CFTC Docket No. 04-R016

06/14/2005

Sylvia Carlton-Cordero v. U.S. Capital Management and Paul F. Plunkett

CFTC Docket No. 04-R078

06/14/2005

In the Matter of: G. Victor Johnson and Altschuler, Melvoin Glasser, LLP

CFTC Docket No. 04-29

06/08/2005

David Kincaid v. Qualified Leverage Providers

CFTC Docket No. 04-R084

06/03/2005

Sergio Giannoni v. Refco, LLC, and Oscar Alcatraz Bustamante

CFTC Docket No. 04-R085

06/03/2005

Steve Graves v. Greg Peter Allotta, First American Investment Services, Inc., First Liberty Investment Services, Inc., Jason O'Neill, and Universal Financial Holding Corporation

CFTC Docket No. 04-R068

06/02/2005

Mustafa M. Sahtout v. Michael J. Demer, Refco, LLC d/b/a Lind-Waldock Division of Refco, LLC and Nancy Ann Westwick

CFTC Docket No. 04-R029

05/27/2005

Oussama H. Qawasmi v. Gregory Scott Atz, Sabrina Guadalupe Casimir, Jay Michael Levy, and United Investors Group

CFTC Docket No. 04-R048

05/26/2005

Isaac M. Harsinai v. Interactive Brokers, L.L.C.

CFTC Docket No. 04-R061

05/25/2005

Frank K. and Kim K. Shafer v. American National Trading Corp. and Joseph Scott Smith

CFTC Docket No. 05-R006

05/18/2005

Malika Talwar v. Yu-Dee Chang, Chesapeake Investment Services, Inc., Vision Limited Partnership, and Ray Yzer a/k/a Rendelle Anthony Yzer

CFTC Docket No. 04-R080

05/05/2005

Brad Simpkins v. Paul Andrew Allabastro, and Leonard Loch

CFTC Docket No. 03-R083

04/28/2005

Christine M. Woo-Lee v. American National Trading, Corporation d/b/a Anco Discount Futures

CFTC Docket No. 03-R009

04/07/2005

Howard Hall, Sr. v. Greg Peter Allotta, Erin R. Valko, United Investors Group, and Universal Financial Holding Corporation

CFTC Docket No. 04-R031

03/30/2005

George Damas v. Irvine Trading (d/b/a "William Gerald Tunnell"), RB & H Financial Services, L.P., and William Gerald Tunnell

CFTC Docket No. 03-R087

03/29/2005

In the Matter of: Leslie Jean Wnukowski

CFTC Docket No. SD 05-01

03/18/2005

In the Matter of: Udo Rotmistrenko

CFTC Docket No. SD 04-05

03/11/2005

Robert G. Sabio v. Jay Michael Levy, Richard Joel Stern, and United Investors Group

CFTC Docket No. 04-R058

03/08/2005

Camille Brecht v. Rosenthal Collins Group, LLC, Gulf Coast Futures & Options d/b/a Richard Vonlutzow, and Michael Bruce Comrie

CFTC Docket No. 03-R066

03/05/2005

Ameril Corporation v. James Vincent Eulo, Futuretech Trading Group, Inc., and Ronald H. Weksler

CFTC Docket No. 04-R056

03/04/2005

David G. Hartig v. Greg Peter Allotta, et al.

CFTC Docket No. 04-R021

03/02/2005

Byron L. Beeman v. Greg Peter Allotta, Michael Henery Savitsky, III, United Investors Group and Universal Financial Holding Corp.

CFTC Docket No. 04-R039

02/28/2005

Douglas Carpenter v. Robert William Marsh and The Siegel Trading Co., Inc.

CFTC Docket No. 03-R064

02/24/2005

James R. Joyce v. Barkley Financial Corp., et al.

CFTC Docket No. 04-R022

02/22/2005

Carol Yeager v. Jeffrey Paul Jedlicki and United Investors Group

CFTC Docket No. 04-R046

01/26/2005

James A. Scholl v. CMC Group PLC d/b/a CMC Group USA

CFTC Docket No. 04-R020

01/26/2005

Melvin Van Heel v. Anthony David Brancieri, Morgan Financial Corp. (d/b/a "Morgan Commodities Corp."), Travis Frazier Morphew, and Universal Financial Holding Corp.

CFTC Docket No. 04-R060

01/11/2005

In the Matter of R&W Technical Services, Ltd. and Gregory M. Reagan

CFTC Docket No. 96-3

01/05/2005

Theodore Edward Shrode v. Joseph William Castiglione and Man Financial, Inc. (d/b/a "Fox Investments")

CFTC Docket No. 03-R085

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