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Dispositions
Dispositions Archive

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Dispositions

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Date

Dispositions

12/29/2006

Mobilefax Corporation v. American National Trading Corp. d/b/a Anco Discount Futures

CFTC Docket No. 05-R053

12/28/2006

John A. Frye v. Delta Corporation, d/b/a Burley-Shay Investments

CFTC Docket No. 06-R006

12/28/2006

Dennis Carlton Bullock v. Barkley Financial Corporation, Anthony Nemard Caggiano, and Celestino Giacommo Rabbini a/k/a Charles Warren, III

CFTC Docket No. 06-R008

12/26/2006

In the Matter of Bayou Management, LLC

CFTC Docket No. SD 06-05

12/20/2006

In the Matter of United Investors Group, Inc.

CFTC Docket No. SD 06-02

12/20/2006

In the Matter of Risk Capital Trading Group, Inc.

CFTC Docket No. SD 06-04

12/04/2006

Jerrold I. Kaplan v. Randy Jay Burstein, David Seth Godnick, Sulaiman Husain, International Commodity Clearing, Liberty Financial Trading Corp., Inc., Liberty Real Assets Investment Corp., NCCI, Shauna Romeo, Leslie Ronald Weiner, and Dan Kannaly

CFTC Docket No. 05-R051

11/30/2006

Daniel Bardman, and Debut, Incorporated v. Global Futures and Forex, Ltd, d/b/a Global Forex Trading

CFTC Docket No. 05-R037

11/27/2006

Jeanette I. Carlson v. Universal Financial Holding Corp.; Worldwide Commodity Corp.; South Coast Commodities, Inc., Larry Alan Kahn; Steven Labell; Harvey Jay Felner; and Stuart F. Schwartz

CFTC Docket No. 06-R041

11/03/2006

Clifford W. Hedrick v. Richard Allen Estrada, Farr Financial, Inc., Will S. McCoy and Richard Allen Estrada d/b/a the Trading Club

CFTC Docket No. 05-R067

10/30/2006

Andy Naren Chaney v. George William Greco, Jonathan Wiliam Lubow, and Traders Edge

CFTC Docket No. 05-R050

10/16/2006

Ronald Martin v. David Joseph Aguirre, Barkley Financial Corp. and Dwight Andrew St. Amant

CFTC Docket No. 06-R020

10/04/2006

David Steinberg v. Interactive Brokers, LLC

CFTC Docket No. 06-R035

10/02/2006

Jerry Maurer v. Kevin Joseph Armstrong, and Refco, LLC., d/b/a Lind-Waldock Division of Refco, LLC.

CFTC Docket No. 05-R024

09/27/2006

Hsue Tung v. Concorde Trading Group, Inc. and George Anthony Ledo

CFTC Docket No. 01-R089

09/27/2006

Joseph T. and Catherine Mastrianni v. International Commodity Clearing, Mizner Financial Trading Corp., Jason Marshall Bradbury, Harry Robert Tanner, Jr., and Paul Martin Zedeck

CFTC Docket No. 05-R056

09/27/2006

David A. Orndorff v. Direct Futures, L.L.C., (d/b/a "Lasalle Futures Group"), Devon Dierdre Dudley (a/k/a William James Dudley"), and Vision Limited Partnership

CFTC Docket No. 06-R010

09/19/2006

Wanda E. Loschert v. International Commodity Clearing et. al.

CFTC Docket No. 05-R001

09/14/2006

Mordechai Fine v. Barkley Financial Corporation; Ed Burke; Ursula Barbara Nostra; Ronald Rubin; and Ryan Rubin

CFTC Docket No. 05-R068

09/13/2006

In the Matter of Chase Commodities Corporation

CFTC Docket No. SD 06-01

09/12/2006

Linda Talbot-Keith v. Universal Financial Holding Corp. et. al.

CFTC Docket No. 05-R061

09/12/2006

Lawrence J. Vasques v. International Commodity Clearing, Heath Peck, Steven Edward Schulz, Harry R. Tanner, and Terranova Financial Trading Corp.

CFTC Docket No. 05-R002

08/31/2006

Kevin M. Clark v. Global Futures Exchange & Trading Company, Incorporated

CFTC Docket No. 04-R079

08/31/2006

James R. McCormick v. Lind-Waldock Division of Refco, LLC. d/b/a Refco, LLC.

CFTC Docket No. 05-R027

08/29/2006

In the Matter of Victor Lochmann

CFTC Docket No. 05-12

08/24/2006

Larry E. Tolbert v. Andrew Thomas Cole; and KJW, LLC, d/b/a Ken Wolf Commodities

CFTC Docket No. 05-R075

08/21/2006

Carolinda J. Merkl Revocable Trust, Carolinda J. Merkl, Trustee v. Edward McKenzie & Company, Inc., and John Merrill McCall

CFTC Docket No. 06-R013

08/21/2006

C &T Enterprises, Inc. v. Edward McKenzie & Company, Inc., and John Merrill McCall

CFTC Docket No. 06-R024

08/21/2006

Carolinda J. Merkl Revocable Trust, Carolinda J. Merkly, Trustee v. Edward McKenzie & Company, Inc., and John Merrill McCall

CFTC Docket No. 06-R013

08/14/2006

Arnost Fronek v. Qualified Leverage Providers, Inc.

CFTC Docket No. 06-R017

08/11/2006

Alan Pensler v. Carol Jo Dannenhauer

CFTC Docket No. 05-R069

08/10/2006

Obioha F. Dukes v. South Coast Commodities, Inc. et. al

CFTC Docket No. 05-R045

08/10/2006

Alfred Joseph Santos v. Alaron Futures and Options (d/b/a "Alaron Trading Corporation")

CFTC Docket No. 05-R054

08/09/2006

Arlen Bailey v. John Justin Hollenbaugh, Phoenix Trading Group of Ohio, Inc., and Professional Market Brokerage, Inc.

CFTC Docket No. 04-R065

08/04/2006

Robert C. Lavaye v. Barkley Financial Corp., Jones Carter Wash, and Richard Quint Zimmerman

CFTC Docket No. 05-R065

08/03/2006

Isaac Barrocas v. Rosenthal Collins Group, LLC., Michael Eric Hermanson, Michael James Kuta

CFTC Docket No. 05-R062

07/27/2006

Los Angeles Trading Group, Inc. v. Peregrine Financial Group, Inc. et. al.

CFTC Docket No. 06-R026

07/26/2006

RDS Group, Inc. v. Executive Commodity Corporation, Don Dwight Campbell, Mark Jeffrey Dym and Thomas Courtland Kennedy

CFTC Docket No. 04-R076

07/26/2006

Hank Hall v. David James Behnken, Futuretech Trading Group, Inc., and Jimi Rachid Jalil

CFTC Docket No. 06-R004

07/25/2006

Vinodkumar N. Gadley v. Cromwell Financial Services, Inc. et. al.

CFTC Docket No. 05-R064

07/21/2006

Mary F. Reed v. Great Pacific Trading Co. and Man Financial, Inc.

CFTC Docket No. 06-R021

07/21/2006

John P. Page v. Blake Edward Robben

CFTC Docket No. 05-R083

07/13/2006

James D. Frakes v. James Mark Murphy

CFTC Docket No. 06-R002

07/12/2006

Rafik Kamell v. MAN Financial, Inc.

CFTC Docket No. 06-R023

06/28/2006

Alexander Timothy J. Darrah v. First American Investment Services, Inc. et. al.

CFTC Docket No. 05-R042

06/20/2006

Chen Shiu Pi v. Maria Margarita Amin, Brickell Key Financial, L.L.C., Malini Nersian, and Ricardo Jorge Padron

CFTC Docket No. 05-R021

06/16/2006

Mary Adams v. Black Diamond Futures and Trading, INC., and Lawrence Barrell Hundley, III

CFTC Docket No. 04-R052

06/07/2006

Susanne Grundler v. First Capital Management Corp., Mario Patricio Gonzalez and International Commodity Clearing

CFTC Docket No. 05-R066

06/05/2006

Ronald J. Cook and Ralph W. Cook v. Silver State Trading, Inc. and Brent Mitchell Sutton

CFTC Docket No. 05-R082

06/01/2006

Yul Chang v. Farr Financial, Inc. and Mark Edward Gay

CFTC Docket No. 04-R047

05/24/2006

Richard S. Numbers, Trustee, The Richard S. Numbers Charitable Trust v. Stephen Randall Moore and Randall Worldwide Investments d/b/a Sidaboyz, Inc.

CFTC Docket No. 05-R086

05/17/2006

Chen Shiu Pi v. Maria Margarita Amin, Brickell Key Financial, L.L.C., Malini Nersian, and Ricardo Jorge Padron

CFTC Docket No. 05-R021

05/17/2006

Harry Beer v. Man Financial, Inc. d/b/a Man Financial

CFTC Docket No. 05-R039

05/16/2006

Edna D. Anderson v. David M. Beach

CFTC Docket No. 05-R058

05/15/2006

Robert Goodhand v. Universal Financial Holding Corp., et. al.

CFTC Docket No. 05-R031

05/08/2006

Kevin Maccree v. Chase Commodities Corp. et. al.

CFTC Docket No. 05-R048

04/27/2006

Grayce R. Weber v. Commodex/Commodity Futures Forecast (d/b/a "Equidex Incorporated"), Equidex Brokerage Group, Inc., Ronald Ray Goodis, and Philip Gotthelf

CFTC Docket No. 04-R074

04/12/2006

Kevin Waltzer v. Whitworth & Sullivan et. al.

CFTC Docket No. 05-R044

04/07/2006

Omega Cotton Company, Inc. v. Keith L. Brown d/b/a Keith L. Brown & Company and Rosenthal Collins Group, LLC

CFTC Docket No. 04-R027

04/05/2006

Lucyanne Collins v. Peregrine Financial Group, Inc.

CFTC Docket No. 05-R079

04/03/2006

Kate Volkov, and Steve Volkov v. International Commodity Clearing; Meridian Commodity Corporation; and Jones Carter Wash

CFTC Docket No. 05-R074

03/29/2006

Elizabeth M. Spiegel v. National Commodities Corporation, Inc., Risk Capital Trading Group, Inc., Layne David Gerstel, David M. Mittler, and Brian William Ragen

CFTC Docket No. 05-R014

03/29/2006

Brian L. White v. American Mutual Holding Corporation

CFTC Docket No. 05-R049

03/23/2006

William Croce Profit Sharing Plan v. Vision Limited Partnership

CFTC Docket No. 05-R063

03/15/2006

Daniel L. O'Connor v. Alaron Trading Corporation d/b/a Alaron Futures and Options and Philip James Flynn

CFTC Docket No. 05-R060

03/03/2006

Lisa Martin Sanders v. Executive Commodity Corp., Jeffrey Tracy Fields and Alberto Jesus Jimenez

CFTC Docket No. 04-R066

02/21/2006

John A. Cattaneo v. International Commodity Clearing, American Derivatives; Devereaux Decatur Booth; Joseph Thomas Profit, Jr., and Morton Solberg Oftedal

CFTC Docket No. 05-R036

02/15/2006

Orville A. Feikema v. Michael John Sabo, and William Clark Zaleski

CFTC Docket No. 05-R010

02/10/2006

Stacy Kostenko v. Global Atlantic Management, Inc.

CFTC Docket No. 04-R082

02/10/2006

Alex McKinley v. Farr Financial, Incorporated

CFTC Docket No. 05-R008

02/10/2006

William W. and Diana W. Schnabel v. John Spero Karvelas and Vankar Trading Corp.

CFTC Docket No. 05-R040

02/03/2006

Robert Hazelwood v. Andrew Stern

CFTC Docket No. 05-R076

02/02/2006

Christopher Adams and Mary Adams v. Black Diamond Futures and Trading, Inc., Lawrence Barrell Hundley, III, and Peregrine Financial Group, Inc.

CFTC Docket No. 04-R054

01/31/2006

Franklin P. Wulp v. Juliya Simchuk, James Weiss and Clearview Capital Management, Inc.

CFTC Docket No. 03-R058

01/30/2006

Daniel E. Kutz v. Laguna Capital Management, LLC., Mark Stephen Wolfkiel, and Michael Nelson Gallagher

CFTC Docket No. 05-R046

01/27/2006

Griffon Fund, L.L.C. v. Seaquest Capital Management, L.L.C., and John Alexander Zervas

CFTC Docket No. 05-R070

01/27/2006

Kevin R. Johnson v. Greg Peter Allotta, Michael Henery Savitsky III, and United Investors Group

CFTC Docket No. 05-R025

01/26/2006

Ilija Djurkovic v. Todd A. Young

CFTC Docket No. 01-R013

01/26/2006

Donald Nelson v. Cadent Financial Services, L.L.C., L & D Commodities, Inc., and Rose R. Simons

CFTC Docket No. 04-R081

01/26/2006

Attila Shelley, and Vera Shelley v. Zaner Group, LLC. a/k/a Zaner & Company

CFTC Docket No. 05-R072

01/03/2006

George Rivera v. Hal Wisun

CFTC Docket No. 05-R020

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