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External Meetings: Meeting w/ICAP
When:
1/31/2012 2:45 PM
Rulemaking(s):
VII. DCO Core Principles
XIII. SEF Registration
XIII. SEF Registration
CFTC Staff:
Gary Gensler
Steven Adamske
Stephen Obie
Steven Adamske
Stephen Obie
Visitor(s):
Caroline Arnold, ICAP
Ed Brown, ICAP
Dan Cleaves, ICAP
Arthur D'Arcy, ICAP
Chris Ferreri, ICAP
Dan Flannery, ICAP
Seth Johnson, ICAP
Sean Murphy, ICAP
Pat McCarty, ICAP
Ed Brown, ICAP
Dan Cleaves, ICAP
Arthur D'Arcy, ICAP
Chris Ferreri, ICAP
Dan Flannery, ICAP
Seth Johnson, ICAP
Sean Murphy, ICAP
Pat McCarty, ICAP
Organization(s):
ICAP
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Participants discussed (i) SEF execution methods, (ii) whether hybrid and/or voice brokerage operations are permissible under the Dodd-Frank Act, and (iii) RFQ issues. The Chairman and accompanying CFTC staff were given a tour of ICAP's operations.
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