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External Meetings: Meeting with NFA, SEC, FINRA
When:
3/1/2011 3:30 AM
Rulemaking(s):
XXVII. Investment Adviser Reporting
CFTC Staff:
Daniel S. Konar II
Visitor(s):
Timothy McHenry, Director of Information Systems (NFA)
Dave Kammerer, Director of Information Systems (NFA)
Patricia Finnegan, Manager of Information Systems (NFA)
Andrea Torres, Senior Developer Information Systems (NFA)
Maria McHenry, Senior Manager, Compliance (NFA)
Tracey Hunt, Senior Manager, Compliance (NFA)
Vince Tabor, Manager, Information Systems (NFA)
David Bartels (SEC)
Keith Kanyan (SEC)
Susan Dominowski (FINRA)
Jerry Jerod (FINRA)
Dave Kammerer, Director of Information Systems (NFA)
Patricia Finnegan, Manager of Information Systems (NFA)
Andrea Torres, Senior Developer Information Systems (NFA)
Maria McHenry, Senior Manager, Compliance (NFA)
Tracey Hunt, Senior Manager, Compliance (NFA)
Vince Tabor, Manager, Information Systems (NFA)
David Bartels (SEC)
Keith Kanyan (SEC)
Susan Dominowski (FINRA)
Jerry Jerod (FINRA)
Organization(s):
NFA
SEC
FINRA
SEC
FINRA
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The meeting participants discussed coordinating data formats for reporting by advisers registered with the CFTC and SEC.
See Also:
