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External Meetings: Meeting with GFI
When:
3/14/2012 10:30 AM
Rulemaking(s):
XIII. SEF Registration
CFTC Staff:
Rick Shilts, Nancy Markowitz, Tom Leahy, Bella Rozenberg, Amir Zaidi, Laurie Gussow, George Pullen, Jason Shafer
Visitor(s):
Scott Pintoff (GFI), Dan Glatter (GFI), William Shields (GFI), Jerry Dobner (GFI), Michael Cosgrove (GFI), Ross Pazzol (Katten Muchin)
Organization(s):
GFI, Katten Muchin
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Participants discussed SEF execution methods and voice brokerage, workups, block trades, access provisions, and real time reporting issues.
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