External Meetings: CFTC/DOL Regulatory Harmonization with respect to DOL Proposed Rule on the Definition of Fiduciary

When:

3/15/2011 5:30 PM

Rulemaking(s):

III. Business Conduct Standards w/ Counterparties

CFTC Staff:

Gary Gensler

Tim Karpoff

Dan Berkovitz

Phyllis Cela

Katie Driscoll

Vivek Jain

Ted Kneller

Visitor(s):

Phyllis Borzi (EBSA)

Michael Davis (EBSA)

Alan Lebowitz (EBSA)

Ivan Strasfeld (EBSA)

Timothy Hauser (EBSA)

Organization(s):

U.S. Department of Labor, Employee Benefits Security Administration (EBSA)

Attendees met to discuss harmonization of requirements under the Dodd-Frank Act and proposed EBSA rules on the Definition of Fiduciary under the Employee Retirement Income Security Act.