External Meetings: Meeting w/ K&L Gates

When:

5/9/2011 2:00 PM

Rulemaking(s):

General

CFTC Staff:

Scott O'Malia

Laura Gardy

Chris Iacovella

Visitor(s):

Lawrence Patent

Karen L. Barr

Organization(s):

K&L Gates

Investment Advisor Association

Participants discussed the proposed revocation of the exemptions from registration as a commodity pool operator under CFTC Regulation 4.13(a)(3) & (4).