External Meetings: Meeting with UBS

When:

7/7/2011 10:30 AM

Rulemaking(s):

V. Capital & Margin

CFTC Staff:

Ananda Radhakrishnan

Tom Smith

Thelma Diaz

Beverly Loew

Jacqueline Mesa

Visitor(s):

Richard Ribbentrop (UBS Americas Inc)

Patrick Vanavan (UBS Securities LLC)

David Rosen (UBS AG)

Paul Hamill (UBS)

Darryll Hendricks (UBS Securities LLC)

Andrew Shaw (UBS)

David Kelly (UBS AG)

Organization(s):

UBS AG

UBS Americas LLC

UBS Securities LLC

Representatives of UBS summarized points in attached document.

Law & Regulation

External Meetings: Meeting with UBS

See Also:

CFTC's Commitment to Open Government

Follow the Status of Enforcement Actions

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