External Meetings: Meeting to discuss Segregation of Customer Collateral (LSOC)

When:

8/2/2012 12:00 PM

Rulemaking(s):

VI. Segregation and Bankruptcy

CFTC Staff:

Commissioner O'Malia

Carl Kennedy

Aravind Menon

Michael Canavan

Visitor(s):

Matt Nevins

Wendy Yun

Nevis Bregasi

Tracey Jordal

William Thum

Karen Barr

Sarah Bessin

Jennifer Choi

Jennifer Han

Peter Ryan

Susan Ervin

Adam Cooper

Kim Rozman

Predrag Rogic

Organization(s):

Fidelity

Goldman Sachs Assets Management

MFS

PIMCO

Vanguard

Investment Adviser Assoc.

ICI

Managed Fund Association

SIFMA AMG

Davis Polk

Citadel

HBK

T. Rowe Price

Participants discussed the segregation of customer collateral

Law & Regulation

External Meetings: Meeting to discuss Segregation of Customer Collateral (LSOC)

See Also:

CFTC's Commitment to Open Government

Follow the Status of Enforcement Actions

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