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External Meetings: Consultation with IntercontinentalExchange
When:
8/24/2010 9:00 AM
Rulemaking(s):
XIII. SEF Registration
CFTC Staff:
Riva Adriance
Steven Benton
Laurian Cristea
Jane Croessmann
Anthony Hays
Adam Kezsbom
Nancy Markowitz
Mauricio Melara
James Moser
Dhaval Patel
Michael Penick
Gregory Price
Sebastian Pujol Schott
Nadia Zakir
Steven Benton
Laurian Cristea
Jane Croessmann
Anthony Hays
Adam Kezsbom
Nancy Markowitz
Mauricio Melara
James Moser
Dhaval Patel
Michael Penick
Gregory Price
Sebastian Pujol Schott
Nadia Zakir
Visitor(s):
Alex Albert (ICE)
Trabue Bland (ICE)
Michael M. Philipp (W&S)
Peter Roberson (ICE)
Johnathan H. Short (ICE)
Jeffrey Sprecher (ICE)
Trabue Bland (ICE)
Michael M. Philipp (W&S)
Peter Roberson (ICE)
Johnathan H. Short (ICE)
Jeffrey Sprecher (ICE)
Organization(s):
IntercontinentalExchange (ICE)
Winston& Strawn LLP (W&S)
Winston& Strawn LLP (W&S)
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The consultation was held at the CFTC's Washington, D.C. office. Participants discussed: (i) ICE?s business operations; (ii) considerations regarding the statutory definition of swap execution facilities; (iii) block trades; (iv) considerations regarding clearing activities and requirements; and (v) considerations regarding surveillance and compliance functions of swap execution facilities.
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