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External Meetings: CFTC-SEC Consultation with UBS
When:
8/26/2010 1:00 PM
Rulemaking(s):
XIII. SEF Registration
CFTC Staff:
Riva Adriance
Steven Benton
Jane Croessmann
Jon DeBord
Anthony Hays
David Kass
Adam Kezsbom
Mauricio Melara
James Moser
Dhaval Patel
Gregory Price
Sebastian Pujol Schott
Nadia Zakir
Steven Benton
Jane Croessmann
Jon DeBord
Anthony Hays
David Kass
Adam Kezsbom
Mauricio Melara
James Moser
Dhaval Patel
Gregory Price
Sebastian Pujol Schott
Nadia Zakir
Visitor(s):
Marie-Anne Clarke (UBS)
Andrew Downes (UBS)
Paul Hamill (UBS)
Mary Irwin (UBS)
Richard Ribbentrop (UBS)
Connie Kiggins (SEC)
Iliana Lundblad (SEC)
Leah Mesfin (SEC)
Michou Nguyen (SEC)
Heidi Pilpel (SEC)
Sarah Schandler (SEC)
Andrew Downes (UBS)
Paul Hamill (UBS)
Mary Irwin (UBS)
Richard Ribbentrop (UBS)
Connie Kiggins (SEC)
Iliana Lundblad (SEC)
Leah Mesfin (SEC)
Michou Nguyen (SEC)
Heidi Pilpel (SEC)
Sarah Schandler (SEC)
Organization(s):
Union Bank of Switzerland (UBS)
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The consultation was held at the CFTC's Washington, D.C. office Participants discussed: (i) considerations regarding the statutory definition of swap execution facilities; (ii) considerations regarding clearing processes; (iii) considerations regarding liquidity in credit derivatives; and (iv) considerations regarding block trades.
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