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External Meetings: CFTC-SEC consultation with MarketAxess
When:
9/7/2010 4:00 PM
Rulemaking(s):
XIII. SEF Registration
CFTC Staff:
Riva Adriance
Steven Benton
Nancy Markowitz
Mauricio Melara
Michael Penick
Gregory Price
David Van Wagner
Steven Benton
Nancy Markowitz
Mauricio Melara
Michael Penick
Gregory Price
David Van Wagner
Visitor(s):
Charles Hood (MA)
Richard McVey (MA)
Mark Young (S)
Nancy Burke-Sanow (SEC)
David Dimitrious (SEC)
Leah Mesfin (SEC)
Heidi Pilpel (SEC)
Steven Varholik (SEC)
Richard McVey (MA)
Mark Young (S)
Nancy Burke-Sanow (SEC)
David Dimitrious (SEC)
Leah Mesfin (SEC)
Heidi Pilpel (SEC)
Steven Varholik (SEC)
Organization(s):
MarketAxess (MA)
Skadden, Arps, Slate, Meagher& Flom LLP (S)
Skadden, Arps, Slate, Meagher& Flom LLP (S)
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The consultation was held at the CFTC's Washington, D.C. office. Participants discussed: (i) MarketAxess' business and operations; (ii) the definition and scope of swap execution facilities; (iii) considerations regarding pre-trade and post-trade price transparency; (iv) block trades; (v) self regulation of swap execution facilities; and (vi) considerations regarding governance of swap execution facilities.
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