External Meetings: Meeting with NASDAQ

When:

9/16/2010 12:00 PM

Rulemaking(s):

II. Definitions

VIII. Process for Review of Swaps

XIII. SEF Registration

CFTC Staff:

Gary Gensler

Scott Schneider

Visitor(s):

Robert Greifeld, NASDAQ

Edward Knight, NASDAQ

David Wicks (NASDAQ

Gary O'Connor, International Derivatives Clearing Group

Organization(s):

NASDAQ

International Derivatives Clearing Group

NASDAQ representatives raised questions regarding swap execution facility requirements, clearinghouse membership and governance, segregation and bankruptcy, business conduct standards for swap dealers, and best execution.