Follow Us:
External Meetings: Meeting with the National Futures Association
When:
9/24/2010 1:00 PM
Rulemaking(s):
I. Registration
III. Business Conduct Standards w/ Counterparties
XIII. SEF Registration
XVIII. Real Time Reporting
III. Business Conduct Standards w/ Counterparties
XIII. SEF Registration
XVIII. Real Time Reporting
CFTC Staff:
Gary Gensler
Riva Adriance
Phyllis Cela
Gloria Clement
Christopher Cummings
Thelma Diaz
Lee Ann Duffy
Barbara Gold
Mauricio Melara
Elizabeth Miller
Ananda Radhakrishnan
Richard Shilts
Megan Sperling
Jeffrey Steiner
Riva Adriance
Phyllis Cela
Gloria Clement
Christopher Cummings
Thelma Diaz
Lee Ann Duffy
Barbara Gold
Mauricio Melara
Elizabeth Miller
Ananda Radhakrishnan
Richard Shilts
Megan Sperling
Jeffrey Steiner
Visitor(s):
Daniel Driscoll (NFA)
Kenneth Haase (NFA)
Daniel Roth (NFA)
Kenneth Haase (NFA)
Daniel Roth (NFA)
Organization(s):
The National Futures Association (NFA)
-
The meeting was held at the CFTC's Washington, D.C. office.~ ~Participants discussed: (i) self-regulation of registered entities and market participants; (ii) potential registration requirements; (iii) potential reporting requirements; and (iv) considerations regarding funding and implementation requirements.
See Also:
