External Meetings: Meeting re: Client Clearing & Documentation

When:

9/26/2011 11:00 AM

Rulemaking(s):

General

CFTC Staff:

Scott O'Malia

Nancy Schnabel

JonMarc Buffa

Natasha Rogers

Visitor(s):

Jonathan Goldberg-DE Shaw

Rupert Cox-Brevan Howard

Jamie Cawley-Javelin

Stephen Humenik-Eris

Neal Brady-Eris

William Thum-Vanguard

Jeff Gore-Wells Fargo

Cronin Mctigue-Wells Fargo

Alan Mittleman-Societe Generale

Jeff Levoff-DRW

Adam Cooper-Citadel

Randall Costa-Citadel

Stephen Berger-Citadel

Cliff Lewis-State Street

Organization(s):

DE Shaw

Brevan Howard

Javelin

Eris Exchange

Vanguard

Wells Fargo

Societe Generale

DRW

Citadel

State Street

Participants discussed the Commission's recent proposed rules relating to client clearing and documentation.

Law & Regulation

External Meetings: Meeting re: Client Clearing & Documentation

See Also:

CFTC's Commitment to Open Government

Follow the Status of Enforcement Actions

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