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External Meetings: CFTC/SEC Meeting with Financial Services Forum
When:
10/13/2010 2:30 PM
Rulemaking(s):
V. Capital & Margin
XIII. SEF Registration
XIII. SEF Registration
CFTC Staff:
Jeff Burns
David Taylor
Tom Leahy
Mauricio Melara
Jeff Steiner
Rick Shilts
Mark Fajfar
George Wilder
Thelma Diaz
David Van Wagner
Irina Leonova
David Taylor
Tom Leahy
Mauricio Melara
Jeff Steiner
Rick Shilts
Mark Fajfar
George Wilder
Thelma Diaz
David Van Wagner
Irina Leonova
Visitor(s):
Jason Manske (MetLife)
Marchanille Folley (Prudential)
Darius Goore (Goldman Sachs)
John Dearie (Financial Services Forum)
Robert C. Lee (Deuthsche Bank)
Gary Sims (BNY Mellon)
Dick Ribbentrop (UBS Americas Inc)
Jeremy Barnum (JP Morgan)
Kate Childress (JP Morgan)
Athanassios Diplas (Deutsche Bank)
Pub Nichoy (Financial Services Forum)
Bert Fuqua (UBS)
Marchanille Folley (Prudential)
Darius Goore (Goldman Sachs)
John Dearie (Financial Services Forum)
Robert C. Lee (Deuthsche Bank)
Gary Sims (BNY Mellon)
Dick Ribbentrop (UBS Americas Inc)
Jeremy Barnum (JP Morgan)
Kate Childress (JP Morgan)
Athanassios Diplas (Deutsche Bank)
Pub Nichoy (Financial Services Forum)
Bert Fuqua (UBS)
Organization(s):
Financial Services Forum
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The discussion focused on emerging Dodd-Frank Act implementation issues, particularly with respect to the complexities arising from the presence and interaction of multiple clearing, execution, and repository facilities in the new regulatory environment.
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