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External Meetings: Meeting with Hector Sants
When:
11/15/2010 7:30 PM
Rulemaking(s):
General
CFTC Staff:
Dan M. Berkovitz
Visitor(s):
Hector Sants (UK Financial Services Authority), Andrew Whittaker (UK FSA), Barney Reynolds (Shearman & Sterling), Don Lamson (Shearman & Sterling), Donna Parisi (Shearman & Sterling), Patrick Clancy (Shearman & Sterling), Larry Thompson (DTCC), Ed Knight (NASDAQ-OMX), 5 or 6 other attorneys representing other financial institutions.
Organization(s):
UK Financial Services Authority, Shearman & Sterling, other financial institutions.
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Participants discussed general issues related to derivatives markets regulatory reform, with particular focus on the areas of similarities and differences between US and European financial reform legislation and implementing regulations.
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