External Meetings: Meeting with BNY Mellon

When:

11/18/2010 10:00 AM

Rulemaking(s):

XIII. SEF Registration

CFTC Staff:

Gary Gensler

Megan Sperling

Dan Berkovitz

Richard Shilts

Riva Adriance

Mauricio Melara

Visitor(s):

Richard Brueckner (BNYM)

Raymond Dorado (BNYM)

Ann Costello (BNYM)

Organization(s):

BNY Mellon (BNYM)

Participants discussed: (i) BNY Mellon's business and operations; (ii) the definition of swap execution facility; and (iii) registration requirements for swap execution facilities.