External Meetings: Meeting with NewEdge

When:

11/28/2011 10:00 AM

Rulemaking(s):

General

CFTC Staff:

Jill Sommers

Marica Blase

Mike Otten

Kevin Batteh

Visitor(s):

Gary DeWaal

William Sexton, Chief Executive Office

Steven Kastenholz, Treasurer Global Head of Portfolio Managment

John Nicholas, Global Head of New Regulation Monitoring and Implementation

Organization(s):

NewEdge

Participant discuss segregated customer funds

Law & Regulation

External Meetings: Meeting with NewEdge

See Also:

CFTC's Commitment to Open Government

Follow the Status of Enforcement Actions

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