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External Meetings: Teleconference with Wholesale Markets Brokers' Association, Americas
When:
12/6/2010 10:00 AM
Rulemaking(s):
XIII. SEF Registration
CFTC Staff:
Gary Gensler
Dan Berkovitz
Megan Sperling
Riva Spear Adriance
Nadia Zakir
Amir Zaidi
Mauricio Melara
Dan Berkovitz
Megan Sperling
Riva Spear Adriance
Nadia Zakir
Amir Zaidi
Mauricio Melara
Visitor(s):
Stephen Merkel (BGC)
Andrew Wels (BGC)
J. Christopher Giancarlo (GFI)
William Shields (GFI)
Ed Brown (ICAP)
Christopher Ferreri (ICAP)
John Nixon (ICAP)
Doug Rhoten (ICAP)
Julian Harding (Tradition)
Shawn Bernardo (Tullett)
Brian Donnelly (Tullett)
Stephen Goulet (Tullett)
Matt Dunn (Patton Boggs)
Micah Green (Patton Boggs)
Matthew Kulkin (Patton Boggs)
Andrew Wels (BGC)
J. Christopher Giancarlo (GFI)
William Shields (GFI)
Ed Brown (ICAP)
Christopher Ferreri (ICAP)
John Nixon (ICAP)
Doug Rhoten (ICAP)
Julian Harding (Tradition)
Shawn Bernardo (Tullett)
Brian Donnelly (Tullett)
Stephen Goulet (Tullett)
Matt Dunn (Patton Boggs)
Micah Green (Patton Boggs)
Matthew Kulkin (Patton Boggs)
Organization(s):
BGC Partners (BGC)
GFI Group Inc. (GFI)
ICAP plc (ICAP)
Tradition (North America) Inc. (Tradition)
Tullet Prebon Ltd (Tullett)
Patton Boggs LLP (Patton Boggs)
GFI Group Inc. (GFI)
ICAP plc (ICAP)
Tradition (North America) Inc. (Tradition)
Tullet Prebon Ltd (Tullett)
Patton Boggs LLP (Patton Boggs)
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Participants discussed registration requirements and compliance with core principles.
See Also:
