External Meetings: Meeting with Nomura

When:

12/6/2010 11:00 AM

Rulemaking(s):

XVI. Swap Data Repositories Registration

CFTC Staff:

Jill Sommers

Marcia Blase

Mike Otten

Visitor(s):

Heather Wingate (Nomura)

Angie Karna (Nomura)

Peter Hornick (Nomura)

Gary Mandelblatt (Nomura)

Organization(s):

Nomura

i. rulemaking on governance, conflicts and acess to clearinghouses(ii) issues regarding rulemakings on risks managment and governance requirements for swap dealers (iii) issues regarding rulemakings on restrictions on block trades