External Meetings: Meeting with Nomura

When:

12/9/2010 8:30 AM

Rulemaking(s):

IX. Governance & Possible Limits

CFTC Staff:

Michael Dunn, Jason Gizzarelli, Robert Cashdollar, and John Dunfee

Visitor(s):

Heather Wingate, Anrie Karna, Peter Hornick, Gary Mandelblatt, and Julie Herrera

Organization(s):

Nomura

On December 9, 2010, at 8:30 am, a meeting was held with Nomura in which they presented concerns regarding clearinghouse ownership, governance, and conflicts of interest.