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External Meetings

Meetings Added Last 30 Days // Added Last 7 Days // Added Today // All Meetings
Date
MEETING WITH
REGARDING RULEMAKING
05/20/2013
1:00 PM
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Investment Company Institute
General

05/16/2013
2:00 PM
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Delta Strategies
XIII. SEF Registration

05/15/2013
12:00 AM
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Javelin
XIII. SEF Registration

05/14/2013
1:00 PM
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Investment Company Institute
General

05/14/2013
12:00 AM
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Javelin
XIII. SEF Registration

05/14/2013
12:00 AM
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Sobba Public, LLC

Virtu Financial
V. Capital & Margin

05/13/2013
2:00 PM
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American Securitization Forum (ASF)

Latham & Watkins

Credit Suisse Securities

BMO Capital Markets

RBC

Honda
Clearing Requirement

05/10/2013
1:30 PM
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WMBAA
XIII. SEF Registration

05/10/2013
12:00 AM
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WMBAA
XIII. SEF Registration

05/10/2013
12:00 AM
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Delta Strategies
XIII. SEF Registration

05/09/2013
2:00 PM
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Topics of discussion: clearing requirements; SEFs
XIII. SEF Registration

05/09/2013
12:00 AM
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Better Markets
XIII. SEF Registration

05/09/2013
12:00 AM
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Javelin
XIII. SEF Registration

05/07/2013
12:00 AM
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XIII. SEF Registration

05/03/2013
11:30 AM
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FMC Corporation
Clearing Requirement

General

05/01/2013
12:00 PM
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BlackRock
III. Business Conduct Standards w/ Counterparties

General

05/01/2013
11:00 AM
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BlackRock
XIII. SEF Registration

General

04/30/2013
5:00 PM
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Barclays
Cross-Border

General

04/26/2013
3:00 PM
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American Farm Bureau Federation
VI. Segregation and Bankruptcy

General

04/24/2013
5:00 PM
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State Street
XIII. SEF Registration

04/24/2013
3:30 PM
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State Street
XX. Foreign Exchange

General

04/24/2013
2:30 PM
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SIFMA Asset Management Group
III. Business Conduct Standards w/ Counterparties

General

04/24/2013
11:00 AM
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Fidelity

MFS Investment Management

SIFMA

SIFMS Assest Management Group

BlackRock

Vanguard

Ameriprise

AllianceBernstein

Goldman Sachs Assest Management
Cross-Border

04/19/2013
10:45 AM
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State Street
III. Business Conduct Standards w/ Counterparties

General

04/18/2013
11:00 AM
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American Public Power Association (APPA)
General

04/15/2013
4:00 PM
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Citigroup

Cleary
Cross-Border

04/15/2013
1:00 PM
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IIB
Cross-Border

General

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