The Commission has issued final rules to implement the Whistleblower Provisions contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Additional information regarding Whistleblowers is provided below, including factsheets and details of meetings held between CFTC staff and outside parties.
Final Rule: 76 FR 53172 // PDF Version
8/25/2011
Final Rules for Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act
Effective Date: October 24, 2011
Correction: 76 FR 4569 // PDF Version
1/26/2011
17 CFR Part 165 Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act
Comment File - Closing Date: 2/4/2011
Proposed Rule: 75 FR 75728 // PDF Version
12/6/2010
17 CFR Part 165 Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act
Comment File – Closing Date: 2/4/2011
Fact Sheet: Final Regulations Regarding Whistleblower Incentives and Protection
Q&A: Final Regulations on Whistleblower Incentives and Protections
Event: Open Meeting on Three Final Rule Proposals under the Dodd-Frank Act
Fact Sheet: Notice of Proposed Rulemaking on Whistleblower Incentives and Protection
Q&A: Notice of Proposed Rulemaking
Event: Open Meeting on Fourth Series of Proposed Rules under the Dodd-Frank Act