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Date
Final Rules
11/23/2007
72 FR 65658
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PDF Version
Final Rule; Notice of Stay
Effective Date: November 23, 2007
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PDF VersionFinal Rule; Notice of Stay
Effective Date: November 23, 2007
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- 72 FR 14051, March 26, 2007
PDF Version
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
11/20/2007
Agricultural Advisory Committee Meeting, December 6, 2007
// PDF Version
Agricultural Advisory Committee Meeting
PDF VersionAgricultural Advisory Committee Meeting
11/14/2007
72 FR 63976
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17 CFR Parts 1, 3, 4, 15, and 166 Exemption From Registration for Certain Foreign Persons
Effective Date: December 14, 2007
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PDF Version17 CFR Parts 1, 3, 4, 15, and 166 Exemption From Registration for Certain Foreign Persons
Effective Date: December 14, 2007
See also:
- 72 FR 15637, April 2, 2007
PDF Version
17 CFR Parts 1, 3, 4, 15, 166 Exemption From Registration for Certain Foreign Persons
11/08/2007
72 FR 63102
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17 CFR Part 3 Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants
Effective Date: January 1, 2008
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PDF Version17 CFR Part 3 Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants
Effective Date: January 1, 2008
See also:
- 72 FR 45392, August 14, 2007
PDF Version
17 CFR Part 3 Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants
10/26/2007
72 FR 60767
// PDF Version
17 CFR Part 18 Maintenance of Books, Records and Reports by Traders
Effective Date: November 26, 2007
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PDF Version17 CFR Part 18 Maintenance of Books, Records and Reports by Traders
Effective Date: November 26, 2007
See also:
- 72 FR 34413, June 22, 2007
PDF Version
17 CFR Part 18 Maintenance of Books, Records and Reports by Traders
09/13/2007
Global Markets Advisory Committee Meeting, October 2, 2007
// PDF Version
Global Markets Advisory Committee Meeting
PDF VersionGlobal Markets Advisory Committee Meeting
09/04/2007
72 FR 50645
// PDF Version
17 CFR Part 30 Foreign Futures and Options Transactions
Effective Date: September 4, 2007
PDF Version17 CFR Part 30 Foreign Futures and Options Transactions
Effective Date: September 4, 2007
08/31/2007
72 FR 50209
// PDF Version
17 CFR Part 21 Special Calls
Effective Date: August 31, 2007
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PDF Version17 CFR Part 21 Special Calls
Effective Date: August 31, 2007
See also:
- 72 FR 34417, June 22, 2007
PDF Version
17 CFR Part 21 Special Calls
08/23/2007
72 FR 48264
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Fees for Reviews of the Rule Enforcement Programs of Contract Markets and Registered Futures Associations
Effective Date: October 22, 2007
PDF VersionFees for Reviews of the Rule Enforcement Programs of Contract Markets and Registered Futures Associations
Effective Date: October 22, 2007
08/02/2007
72 FR 42276
// PDF Version
17 CFR Part 171 Rules Relating To Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions
Effective Date: August 2, 2007
PDF Version17 CFR Part 171 Rules Relating To Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions
Effective Date: August 2, 2007
07/02/2007
72 FR 35918
// PDF Version
17 CFR Part 3 Registration of Intermediaries
Effective Date: August 1, 2007
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PDF Version17 CFR Part 3 Registration of Intermediaries
Effective Date: August 1, 2007
See also:
- 72 FR 20788, April 26, 2007
PDF Version
17 CFR Part 3 Registration of Intermediaries
06/15/2007
72 FR 33205
// PDF Version
Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA"); Republication
Effective Date: June 5, 2007
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72 FR 32079, June 11, 2007
PDF Version
Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA")
PDF VersionOrder Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA"); Republication
Effective Date: June 5, 2007
See also:
- 72 FR 27091, May 14, 2007
PDF Version
Proposal to Exempt the Trading and Clearing of Certain Credit Default Products Traded on the Chicago Board Options Exchange and Cleared Through the Options Clearing Corporation Pursuant to The Exemptive Authority in Sec. 4(c) of the Commodity Exchange Act
PDF Version
Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA")
06/11/2007
72 FR 32079
// PDF Version
Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA")
Effective Date: June 5, 2007
See also:
72 FR 33205, June 15, 2007
PDF Version
Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA"); Republication
PDF VersionOrder Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA")
Effective Date: June 5, 2007
See also:
- 72 FR 27091, May 14, 2007
PDF Version
Proposal to Exempt the Trading and Clearing of Certain Credit Default Products Traded on the Chicago Board Options Exchange and Cleared Through the Options Clearing Corporation Pursuant to The Exemptive Authority in Sec. 4(c) of the Commodity Exchange Act
PDF Version
Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA"); Republication
05/25/2007
72 FR 29246
// PDF Version
17 CFR Part 2 Rules Relating to Permissible Uses of Official Seal
Effective Date: May 25, 2007
PDF Version17 CFR Part 2 Rules Relating to Permissible Uses of Official Seal
Effective Date: May 25, 2007
04/30/2007
04/10/2007
72 FR 17989
// PDF Version
17 CFR Part 30 Foreign Futures and Options Transactions; Correction
Effective Date: March 28, 2007
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PDF Version17 CFR Part 30 Foreign Futures and Options Transactions; Correction
Effective Date: March 28, 2007
See also:
- 72 FR 14413, March 28, 2007
PDF Version
17 CFR Part 30 Foreign Futures and Options Transactions
04/04/2007
72 FR 16269
// PDF Version
17 CFR Parts 140 and 145 Corrections to Regional Office Information
Effective Date: April 4, 2007
PDF Version17 CFR Parts 140 and 145 Corrections to Regional Office Information
Effective Date: April 4, 2007
03/30/2007
03/28/2007
72 FR 14413
// PDF Version
17 CFR Part 30 Foreign Futures and Options Transactions
Effective Date: March 28, 2007
See also:
PDF Version17 CFR Part 30 Foreign Futures and Options Transactions
Effective Date: March 28, 2007
See also:
- 72 FR 17989, April 10, 2007
PDF Version
17 CFR Part 30 Foreign Futures and Options Transactions; Correction
02/23/2007
72 FR 8106
// PDF Version
17 CFR Part 4 Advertising by Commodity Pool Operators, Commodity Trading Advisors, and the Principals Thereof
Effective Date: March 26, 2007
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PDF Version17 CFR Part 4 Advertising by Commodity Pool Operators, Commodity Trading Advisors, and the Principals Thereof
Effective Date: March 26, 2007
See also:
- 71 FR 49387, August 23, 2006
PDF Version
17 CFR Part 4 Advertising by Commodity Pool Operators, Commodity Trading Advisors, and the Principals Thereof
02/14/2007
72 FR 6936
// PDF Version
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations ("SROs")
Effective Date: March 16, 2007
See also:
71 FR 43681, August 2, 2006
PDF Version
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations ("SROs"); Extension of comment period through September 7, 2006.
PDF Version17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations ("SROs")
Effective Date: March 16, 2007
See also:
- 71 FR 38740, July 7, 2006
PDF Version
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations ("SROs")
PDF Version
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations ("SROs"); Extension of comment period through September 7, 2006.
01/22/2007
72 FR 2614
// PDF Version
17 CFR Part 170 Membership in a Registered Futures Association
Effective Date: February 21, 2007
See also:
PDF Version17 CFR Part 170 Membership in a Registered Futures Association
Effective Date: February 21, 2007
See also:
- 71 FR 64171, November 1, 2006
PDF Version
17 CFR Part 170 Membership in a Registered Futures Association
01/16/2007
72 FR 1658
// PDF Version
17 CFR Part 4 Electronic Filing of Notices of Exemption and Exclusion Under Part 4 of the Commission's Regulations
Effective Date: February 15, 2007
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PDF Version17 CFR Part 4 Electronic Filing of Notices of Exemption and Exclusion Under Part 4 of the Commission's Regulations
Effective Date: February 15, 2007
See also:
- 71 FR 60454, October 13, 2006
PDF Version
17 CFR Part 4 Electronic Filing of Notices of Exemption and Exclusion Under Part 4 of the Commission's Regulations
01/10/2007
72 FR 1148
// PDF Version
17 CFR Part 1 Limitations on Withdrawals of Equity Capital
Effective Date: March 12, 2007
See also:
PDF Version17 CFR Part 1 Limitations on Withdrawals of Equity Capital
Effective Date: March 12, 2007
See also:
- 71 FR 57451, September 29, 2006
PDF Version
17 CFR Part 1 Limitations on Withdrawals of Equity Capital
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