Proposed Rules

78 FR 20848 // PDF Version

17 CFR Part 23 Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees

78 FR 4093 // PDF Version

17 CFR Parts 1, 3, 22, 30 and 140 Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

78 FR 909 // PDF Version

17 CFR Chapter I Further Proposed Guidance Regarding Compliance With Certain Swap Regulations

78 FR 17 // PDF Version

17 CFR Part 23 Business Conduct and Documentation Requirements for Swap Dealers and Major Swap Participants; Extension of Compliance Date

77 FR 67866 // PDF Version

17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

77 FR 60113 // PDF Version

Commodity Futures Trading Commission and Securities and Exchange Commission Acceptance of Public Submissions Regarding the Study of Stable Value Contracts

77 FR 52137 // PDF Version

Proposed Order and Request for Comment on a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act

77 FR 50998 // PDF Version

Proposal To Exempt Certain Transactions Involving Not-for-Profit Electric Utilities; Request for Comments

77 FR 50425 // PDF Version

17 CFR Part 39 Clearing Exemption for Swaps Between Certain Affiliated Entities

77 FR 47169 // PDF Version

17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the CEA

77 FR 43968 // PDF Version

17 CFR Parts 15, 17, 18, and 20 Ownership and Control Reports, Forms 102/102S, 40/40S, and 71

77 FR 41940 // PDF Version

17 CFR Part 39 Clearing Exemption for Certain Swaps Entered Into by Cooperatives

77 FR 41109 // PDF Version

17 CFR Part 23 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

77 FR 41110 // PDF Version

17 CFR Chapter I Exemptive Order Regarding Compliance With Certain Swap Regulations

77 FR 41213 // PDF Version

17 CFR Chapter I Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act

77 FR 38229 // PDF Version

17 CFR Part 43 Rules Prohibiting the Aggregation of Orders To Satisfy Minimum Block Sizes or Cap Size Requirements, and Establishing Eligibility Requirements for Parties to Block Trades

77 FR 35892 // PDF Version

17 CFR Parts 3 and 23 Dual and Multiple Associations of Persons Associated With Swap Dealers, Major Swap Participants and Other Commission Registrants

77 FR 31767 // PDF Version

17 CFR Part 151 Aggregation, Position Limits for Futures and Swaps

77 FR 28819 // PDF Version

17 CFR Chapter 1 Second Amendment to July 14, 2011 Order for Swap Regulation

77 FR 26709 // PDF Version

17 CFR Part 49 Swap Data Repositories: Interpretative Statement Regarding the Confidentiality and Indemnification Provisions of Section 21(d) of the Commodity Exchange Act

77 FR 15460 // PDF Version

17 CFR Part 43 Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades

77 FR 13450 // PDF Version

Commodity Futures Trading Commission 17 CFR Part 162 Securities and Exchange Commission 17 CFR Part 248 Identity Theft Red Flags Rules

77 FR 11345 // PDF Version

17 CFR Part 4 Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators

77 FR 8332 // PDF Version

17 CFR Part 75 Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Covered Funds