2017-24683
Federal Register, Volume 82 Issue 219 (Wednesday, November 15, 2017)
[Federal Register Volume 82, Number 219 (Wednesday, November 15, 2017)]
[Notices]
[Pages 52890-52893]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-24683]
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COMMODITY FUTURES TRADING COMMISSION
Agency Information Collection Activities Under OMB Review
AGENCY: Commodity Futures Trading Commission.
ACTION: Notice.
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SUMMARY: In compliance with the Paperwork Reduction Act of 1995 (PRA),
this notice announces that the Information Collection Request (ICR)
abstracted below has been forwarded to the Office of Management and
Budget (OMB) for review and comment. The ICR describes the nature of
the information collection and its expected costs and burden.
DATES: Comments must be submitted on or before December 15, 2017.
ADDRESSES: Comments regarding the burden estimate or any other aspect
of the information collection, including suggestions for reducing the
burden, may be submitted directly to the Office of Information and
Regulatory Affairs (OIRA) in OMB within 30 days of this notice's
publication by either of the
[[Page 52891]]
following methods. Please identify the comments by ``OMB Control No.
3038-XXXX.''
By email addressed to: [email protected] or
By mail addressed to: The Office of Information and
Regulatory Affairs, Office of Management and Budget, Attention Desk
Officer for the Commodity Futures Trading Commission, 725 17th Street
NW., Washington, DC 20503.
A copy of all comments submitted to OIRA should be sent to the
Commodity Futures Trading Commission (the ``Commission'') by either of
the following methods. The copies should refer to ``OMB Control No.
3038-XXXX.''
By mail addressed to: Christopher Kirkpatrick, Secretary
of the Commission, Commodity Futures Trading Commission, Three
Lafayette Centre, 1155 21st Street NW., Washington, DC 20581;
By Hand Delivery/Courier to the same address; or
Through the Commission's Web site at http://comments.cftc.gov. Please follow the instructions for submitting
comments through the Web site.
A copy of the supporting statements for the collection of
information discussed herein may be obtained by visiting http://RegInfo.gov.
All comments must be submitted in English, or if not, accompanied
by an English translation. Comments will be posted as received to
http://www.cftc.gov. You should submit only information that you wish
to make available publicly. If you wish the Commission to consider
information that you believe is exempt from disclosure under the
Freedom of Information Act, a petition for confidential treatment of
the exempt information may be submitted according to the procedures
established in Sec. 145.9 of the Commission's regulations.\1\ The
Commission reserves the right, but shall have no obligation, to review,
pre-screen, filter, redact, refuse or remove any or all of your
submission from http://www.cftc.gov that it may deem to be
inappropriate for publication, such as obscene language. All
submissions that have been redacted or removed that contain comments on
the merits of the ICR will be retained in the public comment file and
will be considered as required under the Administrative Procedure Act
and other applicable laws, and may be accessible under the Freedom of
Information Act.
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\1\ 17 CFR 145.9.
FOR FURTHER INFORMATION CONTACT: Eugene Smith, Director, Office of
Proceedings, Commodity Futures Trading Commission, (202) 418-5371;
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email: [email protected], and refer to OMB Control No. 3038-XXXX.
SUPPLEMENTARY INFORMATION:
Title: Reparations Complaint, CFTC Form 30 (OMB Control No. 3038-
XXXX). This is a request for approval of a new information collection.
Abstract: Pursuant to Section 14 of the Commodity Exchange Act,
members of the public may apply to the Commission to seek damages
against Commission registrants for alleged violations of the Act and/or
Commission regulations. The legislative intent of the Reparations
program was to provide a low-cost, speedy, and effective forum for the
resolution of customer complaints and to sanction individuals and firms
found to have violated the Act and/or any regulations.
In 1984, the Commission promulgated Part 12 of the Commission
regulations to administer Section 14. Rule 12.13 provides the standards
and procedures for filing a Reparations complaint. Specifically,
subparagraph (b) describes the form and content requirements of a
complaint. CFTC Form 30 mirrors the requirements set forth in
subparagraph (b).
The Commission began utilizing Form 30 in or about 1984. The form
was created to assist customers, who are typically pro se and non-
lawyers. It was also designed as a way to provide proper notice to
respondents of the charges against them. This form is critical to
fulfilling this policy goal. Accordingly, the Commission is requesting
an OMB control number to continue the use of Form 30.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for the
CFTC's regulations were published on December 30, 1981. See 46 FR 63035
(Dec. 30, 1981). The Federal Register notice with a 60-day comment
period soliciting comments on this collection of information was
published on September 1, 2017 (82 FR 41614). The Commission did not
receive any relevant comments on the 60-day notice.
Burden Statement: The respondent burden for this collection is
estimated to be as follows:
Respondents/Affected Entities: Commodity futures customers.
Estimated Number of Respondents: 15.
Estimated Average Burden Hours per Respondent: 1.5.
Estimated Total Annual Burden Hours: 22.5.
Frequency of Collection: Once.
There are no capital costs or operating and maintenance costs
associated with this collection.
(Authority: 44 U.S.C. 3501 et seq.)
Dated: November 8, 2017.
Robert N. Sidman,
Deputy Secretary of the Commission.
Note: The following appendix will not appear in the Code of
Federal Regulations.
Appendix to Agency Information Collection Activities Under OMB Review--
CFTC Form 30
BILLING CODE 6351-01-P
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[FR Doc. 2017-24683 Filed 11-14-17; 8:45 am]
BILLING CODE 6351-01-C
Last Updated: November 15, 2017