09-001   
Comment File for Federal Register Release:   74 FR 3475

17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations

Comments Open Date: January 21, 2009
Comments Closing Date: February 20, 2009

09-002   
Comment File for Federal Register Release:   74 FR 7838

17 CFR Parts 1, 30, and 140 Acknowledgment Letters for Customer Funds and Secured Amount Funds

Comments Open Date: February 20, 2009
Comments Closing Date: March 23, 2009

09-003   
Comment File for Federal Register Release:   74 FR 8220

17 CFR Part 4 Commodity Pool Operator Periodic Account Statements and Annual Financial Reports

Comments Open Date: February 24, 2009
Comments Closing Date: March 26, 2009

09-004   
Comment File for Federal Register Release:   74 FR 12282

17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits

Comments Open Date: March 24, 2009
Comments Closing Date: May 26, 2009
Comments Extended Date: June 16, 2009

09-005   
Comment File for Federal Register Release:   74 FR 21290

17 CFR Part 1 Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers

Comments Open Date: May 7, 2009
Comments Closing Date: July 6, 2009

09-006   
Comment File for Federal Register Release:   74 FR 23962

17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions

Comments Open Date: May 22, 2009
Comments Closing Date: July 21, 2009

09-007   
Comment File for Federal Register Release:   74 FR 28028

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial LD1 Fixed Price Contract Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: June 12, 2009
Comments Closing Date: July 13, 2009

09-008   
Comment File for Federal Register Release:   74 FR 31642

17 CFR Part 16 Account Ownership and Control Report

Comments Open Date: July 2, 2009
Comments Closing Date: August 17, 2009

09-009   
Comment File for Federal Register Release:   74 FR 40794

17 CFR Part 190 Account Class

Comments Open Date: August 13, 2009
Comments Closing Date: September 14, 2009

09-010   
Comment File for Federal Register Release:   74 FR 42052

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Carbon Financial Instrument Contract Offered for Trading on the Chicago Climate Exchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: August 20, 2009
Comments Closing Date: September 4, 2009

09-011   
Comment File for Federal Register Release:   74 FR 51261

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Comments Open Date: October 6, 2009
Comments Closing Date: October 21, 2009
Comments Extended Date: November 27, 2009

09-012   
Comment File for Federal Register Release:   74 FR 51264

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the SP-15 Financial Day-Ahead LMP Peak Contract; SP-15 Financial Day-Ahead LMP Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Daily Contract; SP-15 Financial Swap Real Time LMP--Peak Daily Contract; SP-15 Financial Day-Ahead LMP Off-Peak Contract; NP-15 Financial Day-Ahead LMP Peak Daily Contract; and NP-15 Financial Day-Ahead LMP Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Comments Open Date: October 6, 2009
Comments Closing Date: October 21, 2009
Comments Extended Date: November 27, 2009

09-013   
Comment File for Federal Register Release:   74 FR 52188

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the San Juan Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 9, 2009
Comments Closing Date: October 26, 2009

09-014   
Comment File for Federal Register Release:   74 FR 52186

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TETCO-M3 Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 9, 2009
Comments Closing Date: October 26, 2009

09-015   
Comment File for Federal Register Release:   74 FR 52204

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Zone 6-NY Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 9, 2009
Comments Closing Date: October 26, 2009

09-016   
Comment File for Federal Register Release:   74 FR 52196

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the AECO Financial Basis Contract, Offered for Trading on the Intercontinental Exchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 9, 2009
Comments Closing Date: October 26, 2009

09-017   
Comment File for Federal Register Release:   74 FR 52198

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Chicago Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 9, 2009
Comments Closing Date: October 26, 2009

09-018   
Comment File for Federal Register Release:   74 FR 52190

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Dominion-South Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 9, 2009
Comments Closing Date: October 26, 2009

09-019   
Comment File for Federal Register Release:   74 FR 52206

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the HSC Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 9, 2009
Comments Closing Date: October 26, 2009

09-020   
Comment File for Federal Register Release:   74 FR 52192

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Malin Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 9, 2009
Comments Closing Date: October 26, 2009

09-021   
Comment File for Federal Register Release:   74 FR 52208

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NGPL TXOK Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 9, 2009
Comments Closing Date: October 26, 2009

09-022   
Comment File for Federal Register Release:   74 FR 52194

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Permian Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 9, 2009
Comments Closing Date: October 26, 2009

09-023   
Comment File for Federal Register Release:   74 FR 52210

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PG&E Citygate Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 9, 2009
Comments Closing Date: October 26, 2009

09-024   
Comment File for Federal Register Release:   74 FR 52200

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TCO Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 9, 2009
Comments Closing Date: October 26, 2009

09-025   
Comment File for Federal Register Release:   74 FR 52202

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Waha Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 9, 2009
Comments Closing Date: October 26, 2009

09-026   
Comment File for Federal Register Release:   74 FR 52434

Electronic Filing of Financial Reports and Notices

Comments Open Date: October 13, 2009
Comments Closing Date: November 12, 2009

09-027   
Comment File for Federal Register Release:   74 FR 53720

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial Swing Contract; Henry Financial Basis Contract; and Henry Financial Index Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Comments Open Date: October 20, 2009
Comments Closing Date: November 4, 2009

09-028   
Comment File for Federal Register Release:   74 FR 53723

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Socal Border Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 20, 2009
Comments Closing Date: November 4, 2009

09-029   
Comment File for Federal Register Release:   74 FR 53724

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the (1) Phys, BS, LD1 (US/MM), AB-NIT Contract, et al., Offered for Trading on the Natural Gas Exchange, Inc., Perform Significant Price Discovery Functions

Comments Open Date: October 20, 2009
Comments Closing Date: November 4, 2009

09-030   
Comment File for Federal Register Release:   74 FR 53728

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Fuel Oil-180 Singapore Swap Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 20, 2009
Comments Closing Date: November 4, 2009

09-031   
Comment File for Federal Register Release:   74 FR 54550

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NWP Rockies Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Comments Open Date: October 22, 2009
Comments Closing Date: November 6, 2009

09-032   
Comment File for Federal Register Release:   74 FR 54966

Notice of Intent, Pursuant to the Authority in Section 2(h)(7)of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PJM WH Real Time Peak Daily Contract; PJM WH Real Time Peak Contract; PJM WH Real Time Off-Peak Contract; PJM WH Day Ahead LMP Peak Daily Contract; and PJM WH Real Time Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Comments Open Date: October 26, 2009
Comments Closing Date: November 10, 2009

09-033   
Comment File for Federal Register Release:   74 FR 58608

Request for Comment on a Petition To Exempt Certain Over-the-Counter Agricultural Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to Section 4(c) of the Commodity Exchange Act

Comments Open Date: November 13, 2009
Comments Closing Date: December 14, 2009