Law and Regulation
2009 Federal Register Proposed Rules
Federal agencies are required to publish notices of proposed rulemaking in the Federal Register to allow the public the opportunity to comment. You may submit a comment on any CFTC proposed rule during its open comment period. Instructions on how to file public comments
July 2, 2009
74 FR 31642
PDF Version
17 CFR Part 16 Account Ownership and Control Report
Comment File: 09-008
Closing Date:
August 17, 2009
June 12, 2009
74 FR 28028
PDF Version
Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial LD1 Fixed Price Contract
Traded on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function
Comment File: 09-007
Closing Date:
July 13, 2009
May 22, 2009
74 FR 23964
PDF Version
17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk
Management Exemption From Speculative Position Limits.
Comment File: 09-004
Closing Date:
May 26, 2009
Extended Date:
June 16, 2009
See also:
17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits
May 22, 2009
74 FR 23962
PDF Version
17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions
Comment File: 09-006
Closing Date:
July 21, 2009
May 7, 2009
74 FR 21290
PDF Version
17 CFR Part 1 Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers
Comment File: 09-005
Closing Date:
July 6, 2009
March 24, 2009
74 FR 12282
PDF Version
17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits
Comment File: 09-004
Closing Date:
May 26, 2009
Extended Date:
June 16, 2009
See also:
17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits.
February 24, 2009
74 FR 8220
PDF Version
17 CFR Part 4 Commodity Pool Operator Periodic Account Statements and Annual Financial Reports
Comment File: 09-003
Closing Date:
March 26, 2009
February 20, 2009
74 FR 7838
PDF Version
17 CFR Parts 1, 30, and 140 Acknowledgment Letters for Customer Funds and Secured Amount Funds
Comment File: 09-002
Closing Date:
March 23, 2009
January 21, 2009
74 FR 3475
PDF Version
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
Comment File: 09-001
Closing Date:
February 20, 2009
See also:
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations