CFTC News & Events
Here you will find information about recent CFTC news and events. Visit our archive for older press releases, speeches, and other CFTC news.
November 20, 2009
CFTC and SEC Issue Joint Orders on Volatility Indexes and Security Futures, 5754-09
November 16, 2009
CFTC Seeks Public Comment on Request from the Kansas City Board of Trade and the Kansas City Board of Trade Clearing Corporation Involving OTC Calendar Swaps for Wheat, 5753-09
November 16, 2009
CFTC Reopens Public Comment Period on its Notices of Intent to Determine Whether Certain ICE Contracts Perform Significant Price Discovery Functions, 5752-09
November 13, 2009
CFTC Sanctions Hedge Fund EMF Financial Products, LLC $4 Million to Settle CFTC Charges that EMF Made False Statements Concerning Its Market Positions to the Chicago Board of Trade , 5751-09
November 13, 2009
CFTC Staff Allows the Offer and Sale in the United States of the Tokyo Stock Exchange’s (TSE’s) Mini Futures Contract Based on the TOPIX and TSE’s Futures Contracts Based on the TOPIX Core30 Index and TSE REIT Index, 5750-09
November 12, 2009
New York Resident Michael Kourmolis Permanently Banned From Futures Industry For Fraudulent Solicitation In CFTC Anti-Fraud Action, 5749-09
November 10, 2009
Federal Court Freezes Assets of Florida Resident David A. Owen, Charged by the CFTC with a Multi-Million Dollar Commodity Pool Fraud , 5748-09
November 9, 2009
CFTC Adopts Amendments to Reporting Requirements for Commodity Pool Operators, 5746-09
November 9, 2009
Federal Court Orders Canadian Trio to Pay More than Equivalent $2.2 Million in Restitution, Disgorgement and Penalties in CFTC Commodity Pool Anti-Fraud Action, 5747-09
November 6, 2009
New York Court Imposes $500,000 Fine and Other Sanctions Against David P. Lee, Former Natural Gas Trader for Bank of Montreal, 5745-09
