Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC 2004-04 Equity Options Automatic Exercise (n0n-CFTC) 03/19/2004 Certified 03/19/2004 1
OCC 2004-03 Give Up Services provider 03/16/2004 Certified 03/16/2004 0
CME 11-518; New fee schedule applicable to OTC CDS clearing fees 12/15/2011 Certified 12/31/2011 1
NYMEX 11-508; Temporary Waiver of Power Futures Clearing Fees based on Power Options Fee levels 12/15/2011 Certified 12/31/2011 1
CME 11-491; changes to comply with final CFTC Part 39 regulations 12/14/2011 Certified 12/30/2011 1
CMECE 11-394 Waiver of Sovereign Immunity 10/27/2011 Certified 11/11/2011 1
NYMEX 10 Diesel Fuel Futures Contracts to be traded and cleared on NYMEX Clearport 02/22/2007 Certified 03/12/2007 1
CME Weekly Notification of Rule Amendments - Week of June 24, 2019 07/02/2019 Notified 07/02/2019 1
OCC This proposed rule change by The Options Clearing Corporation ("OCC") would adopt a Third-Party Risk Management Framework ("TPRMF") and retire the Counterparty Credit Risk Management Policy ("CCRMP"). 12/11/2020 Certified 12/28/2020 3
NYMEX Raises Working Capital "Ceiling"; Combines Margin Risk for NYMEX/COMEX Positions; Raises Max Risk % of a Firm's Capital; and Adds a Guaranty Fund Surcharge for Position Limit Exemptions 03/10/2006 Certified 03/24/2006 1
ICECC Advance notice of proposed rule changes to update ICC's Euro Eligible Collateral Requirements. 03/12/2014 Certified 05/06/2014 1