CFTC Staff Letters
CFTC Staff Letters provides Letters from 2008 and later. For Letters published before 2008 visit the Letters Archive page.
Description | |
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14-94 | Letter Type: No-Action Division: DCR Regulation Parts: 1.20, 22.5 Tags: Acknowledgement, Customer, FCM, Funds, Segregated Issuance Date: Description: Time-limited no-action relief for LCH.Clearnet Limited with regard to Regulations 1.20(g)(4) and 22.5. |
14-93 | Letter Type: No-Action Division: DCR Regulation Parts: 1.20 Tags: Customer, Funds, Segregated Issuance Date: Description: Time-limited no-action relief for ICE Clear Europe Limited with regard to Regulation 1.20(g)(4). |
14-92 | Letter Type: No-Action Division: DCR, DSIO Regulation Parts: 1.20, 22.5 Tags: Acknowledgement, Customer, FCM, Funds, Segregated Issuance Date: Description: Time-limited no-action relief for the Chicago Mercantile Exchange, Inc. with regard to Regulations 1.20(d) and 22.5(a). |
14-91 | Letter Type: No-Action Division: DSIO Regulation Parts: 1.20, 1.26, 22.5, 30.7 Tags: Acknowledgement, Customer, FCM, Foreign Future, Foreign Option, Funds, Segregated Issuance Date: Description: DSIO is issuing a no-action letter providing additional time for futures commission merchants (FCMs) to comply with Commission regulations requiring FCMs to obtain acknowledgement letters from certain depositories. DSIO will provide no-action relief until October 17, 2014. |
14-90 | Letter Type: No-Action Division: DMO Regulation Parts: 45.4 Tags: Reporting, Swap Data Issuance Date: Description: Further extension of no-action relief granted by DMO on June 26, 2013 to SD and MSP reporting counterparties for cleared swaps from valuation data reporting required in section 45.4(b)(2)(ii) of the Commissions regulations. |
14-89 | Letter Type: No-Action Division: DMO Regulation Parts: 20, 45, 46 Tags: Large Trader, Recordkeeping, Reporting, Swap Data, Swaps, Transition Swaps Issuance Date: Description: Time-Limited Extension of the No-Action Relief Provided in CFTC Letter No. 13-41 regarding the reporting of identifying information under Parts 20, 45 and 46. |
14-88 | Letter Type: No-Action Division: DSIO Regulation Parts: 1.2, 22.2, 30.7 Tags: Cleared Swaps, Collateral, FCM, Foreign Future, Foreign Option Issuance Date: Description: Extension of Time-Limited No-Action relief from compliance with certain conditions associated with the receipt of customer funds by FCMs. |
14-87 | Letter Type: No-Action Division: DCR Regulation Parts: 5b(a) Tags: DCO, Registration Issuance Date: Description: Time-limited no-action relief for Korea Exchange, Inc. with regard to Section 5b(a) of the Commodity Exchange Act and Commission Regulations thereunder. |
14-86 | Letter Type: No-Action Division: DCR, DMO Regulation Parts: 5(d)(11), 5b(a) Tags: Core Principles, DCO, Designation, Registration Issuance Date: Description: Extension of joint no-action relief granted by DCR and DMO on September 27, 2013, allowing LCH.Clearnet Ltd to clear contracts listed for trading on Nodal Exchange LLC. |
14-85 | Letter Type: No-Action Division: DCR Regulation Parts: 5b(a) Tags: DCO, Registration Issuance Date: Description: Extension of no-action relief granted by DCR on September 23, 2013, allowing LCH.Clearnet Ltd to clear swaps executed on designated contract markets and swap execution facilities. |