Dispositions

Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.

View Enforcement Actions
View Opinions and Adjudicatory Orders

Date	Dispositions
08/21/2006	Carolinda J. Merkl Revocable Trust, Carolinda J. Merkly, Trustee v. Edward McKe… CFTC Docket No. 06-R013
08/21/2006	Carolinda J. Merkl Revocable Trust, Carolinda J. Merkl, Trustee v. Edward McKen… CFTC Docket No. 06-R013
08/21/2006	C &T; Enterprises, Inc. v. Edward McKenzie & Company, Inc., and John Merrill Mc… CFTC Docket No. 06-R024
08/14/2006	Arnost Fronek v. Qualified Leverage Providers, Inc. CFTC Docket No. 06-R017
08/11/2006	Alan Pensler v. Carol Jo Dannenhauer CFTC Docket No. 05-R069
08/10/2006	Obioha F. Dukes v. South Coast Commodities, Inc. et. al CFTC Docket No. 05-R045
08/10/2006	Alfred Joseph Santos v. Alaron Futures and Options (d/b/a "Alaron Trading Corpo… CFTC Docket No. 05-R054
08/09/2006	Arlen Bailey v. John Justin Hollenbaugh, Phoenix Trading Group of Ohio, Inc., a… CFTC Docket No. 04-R065
08/04/2006	Robert C. Lavaye v. Barkley Financial Corp., Jones Carter Wash, and Richard Qui… CFTC Docket No. 05-R065
08/03/2006	Isaac Barrocas v. Rosenthal Collins Group, LLC., Michael Eric Hermanson, Michae… CFTC Docket No. 05-R062

Dispositions

Resources

Actions

Sitemap

CFTC Headquarters