Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
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View Opinions and Adjudicatory Orders
Date | Dispositions |
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The Estate of Mickey Simon (by Diane M. Simon, Executor) v. ADM Investor Servic…
CFTC Docket No. 07-R032 |
|
Karla Gregory v. Peregrine Financial Group, Inc. and Wasendorf & Son Co.
CFTC Docket No. 07-R022 |
|
James Lindsey v. Main Street Trading, Inc., MF Global, Inc.
CFTC Docket No. 08-R006 |
|
Elizabeth L. Kline v. John Joseph Bellave, Silver State Trading, Inc.
CFTC Docket No. 08-R007 |
|
Victor Cavallaro v. Angus Jackson Inc. of Florida a/k/a Angus Jackson Inc.
CFTC Docket No. 06-R055 |
|
Steve MorningThunder v. Noble Alejandro Drakoln, Liverpool Derivatives Group
CFTC Docket No. 07-R033 |
|
Paul M. Pakan v. Dennis Javier Patino and David Jude Javor
CFTC Docket No. 06-R034 |
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Maria Del Carmen Oblitas Montes v. MF Globlal, Inc. d/b/a Lind-Waldock
CFTC Docket No. 07-R058 |
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Jerry N. Phelps v. International Commodity Clearing, MIG, LLC
CFTC Docket No. 07-R003 |
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In the Matter of: Liberty Financial Trading Corporation, Inc. and Liberty Real …
CFTC Docket No. SD 08-02 |