Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
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View Opinions and Adjudicatory Orders
Date | Dispositions |
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Jeanette I. Carlson v. Universal Financial Holding Corp.; Worldwide Commodity C…
CFTC Docket No. 06-R041 |
|
Clifford W. Hedrick v. Richard Allen Estrada, Farr Financial, Inc., Will S. McC…
CFTC Docket No. 05-R067 |
|
Andy Naren Chaney v. George William Greco, Jonathan Wiliam Lubow, and Traders E…
CFTC Docket No. 05-R050 |
|
Ronald Martin v. David Joseph Aguirre, Barkley Financial Corp. and Dwight Andre…
CFTC Docket No. 06-R020 |
|
David Steinberg v. Interactive Brokers, LLC
CFTC Docket No. 06-R035 |
|
Jerry Maurer v. Kevin Joseph Armstrong, and Refco, LLC., d/b/a Lind-Waldock Div…
CFTC Docket No. 05-R024 |
|
Joseph T. and Catherine Mastrianni v. International Commodity Clearing, Mizner …
CFTC Docket No. 05-R056 |
|
Hsue Tung v. Concorde Trading Group, Inc. and George Anthony Ledo
CFTC Docket No. 01-R089 |
|
David A. Orndorff v. Direct Futures, L.L.C., (d/b/a "Lasalle Futures Group"), D…
CFTC Docket No. 06-R010 |
|
Wanda E. Loschert v. International Commodity Clearing et. al.
CFTC Docket No. 05-R001 |