Enforcement Actions

The CFTC Division of Enforcement investigates and prosecutes alleged violations of the Commodity Exchange Act and Commission regulations. The CFTC takes enforcement actions against individuals and firms registered with the Commission, those who are engaged in commodity futures and option trading on designated domestic exchanges, and those who improperly market futures and options contracts.

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View Opinions and Adjudicatory Orders

Date ENFORCEMENT ACTIONS
CFTC Orders Proprietary Trading Firm to Pay Record $67.4 Million for Engaging in a Manipulative and Deceptive Scheme and Spoofing
CFTC Charges Denari Capital, LLC and its Owners with $8.3 Million Forex Fraud
CFTC Charges Companies and Associates with Failing to Register with the CFTC
CFTC Charges Alabama Resident and His Company with Binary Options Fraud
Federal Court Orders Defendants to Pay More than $4.25 Million for Fraud and Misappropriation
CFTC Charges Foreign Trading Platform for Failing to Register with the CFTC
Florida Federal Court Orders Defendant to Pay More than $2 Million in a Foreign Currency Fraud Scheme
Federal Court Orders Florida Company to Pay More Than $15 Million in Monetary Sanctions for Fraud and Illegal Transactions
CFTC Charges Upstream Energy Services with Acting as an Unregistered Futures Commission Merchant
CFTC Charges New York Man with Misappropriating Customer Funds Intended for Futures and Forex Trading