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CFTC Files Anti-fraud Action Against a Turlock, California Commodity Pool Operator, Everett Scott Hobbs dba Commodity Futures Investment , #3933-96
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Commodity Futures Trading Commission Releases Report on status of Audit Trails at U.S. Exchanges and Results of Exchange Audit Trail Re-tests , #3931-96
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Commodity Futures Trading Commission Releases Report on status of Audit Trails at U.S. Exchanges and Results of Exchange Audit Trail Re-tests , #3931-96
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Results of a NYMEX Recent Rule Enforcement Review , #3931-96
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Results of a NYMEX Recent Rule Enforcement Review , #3931-96
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CFTC's Division of Enforcement Sets Up Interactive Internet Enforcement Webpage, Linked to the CFTC Home Page , #3930-96
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CFTC's Division of Enforcement Sets Up Interactive Internet Enforcement Webpage, Linked to the CFTC Home Page , #3930-96
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CFTC's Division of Enforcement Sets Up Interactive Internet Enforcement Webpage, Linked to the CFTC Home Page , #3930-96
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CFTC's Division of Enforcement Sets Up Interactive Internet Enforcement Webpage, Linked to the CFTC Home Page , #3930-96
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CFTC Files Four-Count Complaint And Obtains Preliminary Injunction Against Thomas J. Deniz of Modesto, California , #3928-96
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CFTC Files Four-Count Complaint And Obtains Preliminary Injunction Against Thomas J. Deniz of Modesto, California , #3928-96
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Advisory: Responsibilities of Futures Commission Merchants and Relevant Depositories with Respect to Third Party Custodial Accounts , #37-96
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Advisory: Responsibilities of Futures Commission Merchants and Relevant Depositories with Respect to Third Party Custodial Accounts , #37-96
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Florida Court Enters CFTC Settlement Order with Concorde Trading Group , #3927-96
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Florida Court Enters CFTC Settlement Order with Concorde Trading Group , #3927-96
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CFTC Approves Ammended Stock Index Futures Price Limits , #3926-96
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CFTC Approves Ammended Stock Index Futures Price Limits , #3926-96
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CFTC Files Nine-Count Complaint And Obtains Preliminary Injunction Against Edward W. Schroeder, The Edward W. Schroeder Living Trust, And Andre D. Fite of Santa Monica and Los Angeles, California , #3925-96
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CFTC Files Nine-Count Complaint And Obtains Preliminary Injunction Against Edward W. Schroeder, The Edward W. Schroeder Living Trust, And Andre D. Fite of Santa Monica and Los Angeles, California , #3925-96
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Florida District Court Issues Orders of Disgorgement Against Rev. Gary A. Smith & Jay Blevins, Defendants in CFTC Anti-Fraud Action , #3924-96
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Florida District Court Issues Orders of Disgorgement Against Rev. Gary A. Smith & Jay Blevins, Defendants in CFTC Anti-Fraud Action , #3924-96
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Illinois Court Issues Permanent Injunction in CFTC Anti-fraud Action Against Zebedee McLaurin, V., of Chicago Requiring Restitution of Customer Funds, Among Other Sanctions , #3923-96
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Illinois Court Issues Permanent Injunction in CFTC Anti-fraud Action Against Zebedee McLaurin, V., of Chicago Requiring Restitution of Customer Funds, Among Other Sanctions , #3923-96
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CFTC Order Imposes $600,000 Civil Penalty Against Fenchurch Capital Management Inc. of Chicago, In Connection with Market Manipulation and Cornering , #3922-96 Full text of the Commission's Action
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CFTC Order Imposes $600,000 Civil Penalty Against Fenchurch Capital Management Inc. of Chicago, In Connection with Market Manipulation and Cornering , #3922-96 Full text of the Commission's Action
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CFTC Charges Oster Communications, Inc. d/b/a Future Source With Committing Fraud and With Registration Violations in Connection With Sale and Marketing of JDI Limited's "Micro-Trading System" , #3921-96 Full text of the Commission's Action
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CFTC Charges Oster Communications, Inc. d/b/a Future Source With Committing Fraud and With Registration Violations in Connection With Sale and Marketing of JDI Limited's "Micro-Trading System" , #3921-96 Full text of the Commission's Action
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The Execution By Brazil Regulatory Agency Of The Declaration of Cooperation and Supervision of International Futures Exchanges and Clearing Organizations , #3819-96
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CFTC Will Hold a Day-Long Interactive Symposium on Internal Controls and Risk Management Practices on June 24th , #3920-96
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CFTC Will Hold a Day-Long Interactive Symposium on Internal Controls and Risk Management Practices on June 24th , #3920-96
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The Execution By Brazil Regulatory Agency Of The Declaration of Cooperation and Supervision of International Futures Exchanges and Clearing Organizations , #3819-96
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CFTC Statement Concerning the Copper Market , #3918
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CFTC Statement Concerning the Copper Market , #3918
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New York Court Refuses to Enjoin CFTC Investigation In Response to a Motion Filed by Avxo Financial Corporation #, 3917-96
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New York Court Refuses to Enjoin CFTC Investigation In Response to a Motion Filed by Avxo Financial Corporation #, 3917-96
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CFTC Judge Finds that Solomon Mayer Committed Fraud by Bucketing Customer Orders #, 3916-96
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CFTC Judge Finds that Solomon Mayer Committed Fraud by Bucketing Customer Orders #, 3916-96
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