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CFTC Orders Futures Trader and Trading Firm to Pay $2.3 Million in Penalties for Cross-Market and Single-Market Spoofing and Manipulative Scheme , 7796-18 |
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CFTC Revokes FBOT Registration at the Request of ICE Futures Canada, Inc. , 7795-18 |
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CFTC Orders Bank of America, N.A. to Pay $30 Million Penalty for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates , 7794-18 |
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CFTC Orders ICAP Capital Markets LLC to Pay $50 Million Penalty for Aiding and Abetting Attempted Manipulation of U.S. Dollar ISDAFIX Benchmark Swap Rates , 7793-18 |
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CFTC Orders Introducing Broker and Principal to Pay a $300,000 Civil Monetary Penalty for Supervisory and Recordkeeping Failures , 7792-18 |
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CFTC Charges Precious Metals Dealer and its Owner with Fraud , 7791-18 |
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CFTC Files 12 Enforcement Actions Addressing Registration, Position Limits, Recordkeeping, Supervision and Reporting , 7790-18 |
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CFTC Orders Grain Exporter to Pay a Penalty for Violating Soybeans Futures Speculative Position Limits and for Reporting Violations , 7789-18 |
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CFTC Settles Swap Reporting Charges with Natwest Markets Plc , 7788-18 |
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CFTC Orders ABN AMRO Clearing Chicago LLC to Pay a $160,000 Civil Monetary Penalty for Supervisory and Recordkeeping Failures , 7787-18 |
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CFTC Orders Company that Provided Swaps and Commodity Options Trading Advice to Eligible Contract Participants to Cease and Desist from Acting as an Unregistered Commodity Trading Advisor , 7786-18 |
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CFTC Charges Multiple Forex and Binary Options Dealers with Registration Violations , 7785-18 |
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US Commodity Futures Trading Commission and Monetary Authority of Singapore Sign Arrangement to Cooperate on Fintech Innovation , 7784-18 |
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Dawn D. Stump Sworn in to Serve as a Commissioner of the CFTC , 7783-18 |
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Registration Open for CFTC’s First Fintech Conference , 7782-18 |
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Dan Berkovitz Sworn in to Serve as a CFTC Commissioner , 7781-18 |
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CFTC Staff Issues Report on Impact of U.S. Tight Oil on NYMEX WTI Futures Contract , 7780-18 |
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Agencies Extend Comment Period for Proposed Rule Simplifying and Tailoring the “Volcker Rule” , 7779-18 |
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CFTC Charges Forex Trader and Firm with Fraud and Registration Violations , 7778-18 |
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U.S. Senate Confirms Stump, Berkovitz as CFTC Commissioners , 7777-18 |
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CFTC Orders BNP Paribas to Pay $90 Million Penalty for Attempted Manipulation and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates , 7776-18 |
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DSIO Issues Time-Limited, Conditional No-Action Relief for Excluding Certain Loan-Related Swaps from Counting toward the Swap Dealer Registration De Minimis Threshold , 7775-18 |
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CFTC Wins Trial against Virtual Currency Fraudster , 7774-18 |
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CFTC Unanimously Approves a Proposal to Amend the Clearing Requirement to Help End-Users , 7773-18 |
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CFTC Issues Orders of Registration to Osaka Exchange and Nasdaq Oslo ASA to Permit Trading by Direct Access from the U.S. , 7772-18 |
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CFTC Unanimously Adopts Rule Amendments Simplifying Chief Compliance Officer Duties and Annual Report Rules for FCMs, Swap Dealers and Major Swap Participants , 7771-18 |
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CFTC Revokes Eurex Zurich AG FBOT Registration after Voluntary Closure , 7770-18 |
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CFTC Charges Futures Broker with Engaging in Fraudulent Trade Allocation Scheme , 7769-18 |
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CFTC Proposes Rules to Simplify Process for Foreign Clearing Organizations to Obtain DCO Registration Exemption , 7768-18 |
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CFTC Announces Multiple Whistleblower Awards Totaling More than $45 Million , 7767-18 |
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CFTC’s Division of Clearing and Risk Extends No-Action Relief for Shanghai Clearing House , 7766-18 |
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CFTC Sues Forex Dealer for Registration and Disclosure Violations , 7765-18 |
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CFTC Orders R.J. O’Brien & Associates LLC to Pay a $600,000 Civil Monetary Penalty for Supervisory Failures and Violation of a Prior Commission Order , 7764-18 |
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CFTC Issues Proposal to Streamline Regulations for Swap Dealers, Help End Users , 7763-18 |
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CFTC Proposes Rule Update for U.S Markets in Security Futures Products , 7762-18 |
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CFTC’s Giancarlo and Tuckman Respond to Vatican Criticism of Derivatives , 7761-18 |
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Federal Court Orders Commodity Pool Operator and Its Principal to Pay More Than $1.9 Million for Bitcoin and Binary Options Fraud Scheme , 7760-18 |