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CFTC Staff Withdraws Elements of the “Frequently Asked Questions on Reporting of Cleared Swaps” , 6428-12 |
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CFTC Seeks Public Comment on Request from the Chicago Mercantile Exchange Inc. to Adopt New Chapter 10 (“Regulatory Reporting of Swap Data”) and New Rule 1001 (“Regulatory Reporting of Swap Data”) of CME’s Rulebook , 6427-12 |
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CFTC Meeting Scheduled for November 29, 2012, Has Been Cancelled , 6426-12 |
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CFTC Orders Benjamin Hutchen, Formerly of Morgan Stanley & Co. LLC, to Pay a $300,000 Civil Monetary Penalty for Engaging in Unlawful Noncompetitive Futures Trades , 6425-12 |
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CFTC Charges Connecticut Resident Feisal Sharif with Operating a $5.4 Million Commodity Pool Ponzi Scheme and Misappropriating at least $900,000 of Pool Participants’ Funds , 6424-12 |
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CFTC Charges Ireland-based “Prediction Market” Proprietors Intrade and TEN with Violating the CFTC’s Off-Exchange Options Trading Ban and Filing False Forms with the CFTC , 6423-12 |
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CFTC Charges North Carolina Resident Michael Anthony Jenkins and his Company, Harbor Light Asset Management, LLC, with Solicitation Fraud, Misappropriation, and Embezzlement in Ponzi Scheme , 6422-12 |
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CFTC Approves Application of Chicago Mercantile Exchange, Inc. for Provisional Registration as a Swap Data Repository , 6421-12 |
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CFTC to Hold 2012 Research Conference to Discuss Key Issues in Derivatives Markets , 6420-12 |
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Cantor Fitzgerald Sanctioned $700,000 for Allowing Customer Funds to Become Under-Segregated , 6419-12 |
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CFTC to Hold Open Meeting to Consider Clearing Requirement Determination , 6418-12 |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter on the Pay-to-Play Rules for Swap Dealers Conducting Business with Certain Governmental Special Entities , 6417-12 |
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CFTC Orders Eagle Market Makers Inc. to Pay over $223,000 in Penalties and Disgorgement to Settle Charges of Violating Corn Futures Speculative Position Limits and Failing to Supervise Traders , 6416-12 |
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CFTC Seeks Public Comment on Request from Natural Gas Exchange Inc. for an Amendment to its Order of Registration as a Derivatives Clearing Organization , 6415-12 |
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CFTC Staff Issues No-Action Letter Addressing Timeline for Swap Dealer Compliance with Swap Data Reporting Rules , 6414-12 |
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CFTC Approves Position Limit Appeal , 6413-12 |
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CFTC Issues Proposed Swaps Report for Public Comment , 6412-12 |
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CFTC’s Office of General Counsel Responds to Questions Regarding Certain Physical Commercial Agreements for the Supply and Consumption of Energy , 6411-12 |
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CFTC Seeks Public Comment on Request from ICE Clear Europe Limited for Order Permitting Portfolio Margining of Swaps and Security-Based Swaps in a Customer Account , 6410-12 |
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CFTC Charges Matthew Marshall Taylor with Fraud for Fabricating and Concealing Trades from His Employer and Obstructing Their Discovery , 6409-12 |
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CFTC’s Division of Clearing and Risk Issues Staff Interpretation Regarding Part 22 , 6408-12 |
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Federal Court in Idaho Orders Brad Lee Demuzio and Demuzio Capital Management, LLC, to Pay over $3 Million in Connection with CFTC Commodity Pool Forex Fraud Action , 6407-12 |
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CFTC’s Division of Clearing and Risk Issues Temporary Compliance Delay Due to Hurricane Sandy , 6406-12 |
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Commodity Futures Trading Commission’s Global Markets Advisory Committee to Meet November 7, 2012 , 6405-12 |
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Hurricane Sandy Information , |
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Commodity Futures Trading Commission Confirms Technology Advisory Committee Meeting on October 30, 2012 , |
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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief to Swap Dealers and Major Swap Participants Regarding Certain Recordkeeping Obligations , 6404-12 |
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CFTC Orders Illinois Resident Joshua T.J. Russo to Pay More than $1.8 Million in Restitution and Penalties for Futures and Options Fraud and Unauthorized Trading , 6403-12 |
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CFTC Obtains Federal Court Order against Nicholas Cosmo for Engaging in Unauthorized Futures Trading that Resulted in Tens of Millions of Dollars in Investor Losses , 6402-12 |
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CFTC Announces Public Meeting of the Technology Advisory Committee , 6401-12 |
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Federal Court Orders Robert A. Christy and His Company, Crabapple Capital Group LLC, to Pay over $2.6 Million in Monetary Sanctions for Foreign Currency Fraud , 6400-12 |
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CFTC Orders San Gabriel, California Resident David Kaup and His Companies to Pay over $1.89 Million in Restitution and Penalties to Settle Forex Fraud and Misappropriation Charges , 6399-12 |
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CFTC Meeting Scheduled for October 25, 2012, Has Been Cancelled , 6398-12 |
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CFTC Charges Floridian Christopher Smithers with Fraud in Connection with Commodity-Related Activities and Violations of a Federal Court’s Prior Orders , 6397-12 |
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CFTC Proposes New Regulations and to Amend Existing Regulations to Enhance Protections for Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations , 6396-12 |
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CFTC Orders Morgan Stanley Smith Barney LLC to Pay $200,000 for Supervision Violations , 6395-12 |
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CFTC Issues Final Interpretative Guidance to Clarify Foreign Regulators Indemnification and Confidentiality Obligations , 6394-12 |