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CFTC Imposes Permanent Trading Ban on Kevin McCormick for Submitting Trading Cards with Fictitious Commodity Futures Trades , 5911-10 |
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CFTC Sanctions Alaron Trading Corporation $260,000 for Supervisory Failures , 5910-10 |
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CFTC Charges Texas-based Company and its Principals with Issuing False Account Statements in Foreign Currency Anti-Fraud Action , 5908-10 |
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CFTC Charges Rodney W. Whitney, Nicholas T. Cox and Their Trading Firm, Integra Capital Management LLC, with Operating a $3 Million Ponzi Scheme , 5907-10 |
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CFTC Charges People’s Alternative, Inc. and its Principals with Commodity Pool Fraud and Misappropriation , 5904-10 |
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Federal Court Freezes Assets of Mark Alan Vanderploeg and His Companies, Midwest Land & Livestock, Inc., SKV Farms Inc. and DCV Farms, Inc. , 5903-10 |
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CFTC Charges Joseph L. Autry, Jr. and Autry Capital Management with Commodity Pool Ponzi Scheme Fraud, Misappropriation and Issuing False Customer Reports , 5902-10 |
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CFTC Sanctions Former Metals Trader for Defrauding General Motors , 5900-10 |
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CFTC Sanctions Houston-based Vitol Inc. and Vitol Capital Management Ltd. $6 Million for Willfully Failing to Disclose Material Facts to the New York Mercantile Exchange , 5894-10 |
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Honolulu-based Marvin Cooper and His Company, Billion Coupons, Inc., Ordered to Pay More than $6.2 Million in Sanctions in Connection with Ponzi Scheme Targeting the Deaf Community , 5884-10 |
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Former Floor Broker John Lee Neuman Permanently Banned from Trading for Fraud and Unauthorized Trading , 5881-10 |
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Terrence R. Pipenhagen of Orlando, Fla. and His Two Companies to Pay $150,000 Penalty to Settle CFTC Fraud Charges , 5880-10 |
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