|
CFTC Charges Unregistered Commodity Trading Advisor with Fraud, Misappropriation, and Unregistered Commodity Pool Operator with Misappropriation , 8663-23 |
|
CFTC Announces Postponement of Commitments of Traders Report , 8662-23 |
|
CFTC Orders The Options Clearing Corporation to Pay a $5 Million Penalty for Violations of Core Principles and Regulations Related to Operational Risk Management , 8661-23 |
|
CFTC Charges California-based Company and Its CEO with Fraudulent Solicitation and Misappropriation of Digital Asset Commodities , 8660-23 |
|
CFTC Designates Unique Product Identifier for Swaps Recordkeeping and Reporting , 8659-23 |
|
CFTC Open Commission Meeting Cancelled for February 15 , 8658-23 |
|
CFTC’s Energy and Environmental Markets Advisory Committee to Meet February 28 , 8657-23 |
|
CFTC Charges Three Puerto Rico Residents and Their Companies with Misappropriating Over $13 Million in Connection with Commodity Pool Ponzi Scheme , 8656-23 |
|
CFTC Issues Statement on the Ongoing Impact to Reporting , 8655-23 |
|
CFTC to Hold an Open Commission Meeting on February 15 , 8654-23 |
|
The Global Markets Advisory Committee Announces Agenda for February 13 Meeting , 8653-23 |
|
CFTC Commissioner Pham Announces Additional Staff Appointment , 8652-23 |
|
CFTC Staff Revises No-Action Positions Regarding External Business Conduct Standards and Documentation Standards for Intended-To-Be-Cleared Swaps , 8651-23 |
|
CFTC Approves Technical Corrections to Swap Dealer Regulations , 8650-23 |
|
Commissioner Pham Announces CFTC Global Markets Advisory Committee Meeting and Leadership , 8649-23 |
|
Commissioner Pham Announces Members of the CFTC’s Global Markets Advisory Committee , 8648-23 |
|
CFTC Charges Avraham Eisenberg with Manipulative and Deceptive Scheme to Misappropriate Over $110 million from Mango Markets, a Digital Asset Exchange , 8647-23 |
|
CFTC Charges Former New York City Commodity Pool Operator with Fraud , 8646-23 |
|
CFTC Staff Issues No-Action Letter Regarding Investments of Customer Funds in Securities Benchmarked to SOFR , 8645-22 |
|
CFTC Charges Alameda CEO and Alameda and FTX Co-Founder with Fraud in Action Against Sam Bankman-Fried and his Companies , 8644-22 |
|
Federal Court Orders California Precious Metals Firm and Its Owners to Pay $38 Million for Commodity Fraud and Registration Violations , 8643-22 |
|
CFTC Orders Minnesota Futures Commission Merchant to Pay $6.5 Million for Anti-Money Laundering, Risk Management, Recordkeeping, and Supervision Violations , 8642-22 |
|
CFTC Staff Extends No-Action Letter Regarding Daily Reporting Requirements for Derivatives Clearing Organizations , 8641-22 |
|
CFTC Charges Commodity Pool Operators and Their Co-Chief Investment Officer with Deception and Manipulation in Connection with Swaps and Supervision Failures , 8640-22 |
|
CFTC Obtains Final Judgment Against Michigan Commodity Pool Operator and His Company for a Fraudulent Forex Scheme , 8639-22 |
|
CFTC Charges Sam Bankman-Fried, FTX Trading and Alameda with Fraud and Material Misrepresentations , 8638-22 |
|
CFTC Orders Minnesota Registrant to Pay $550,000 for Cross-Product, Cross-Calendar, and Single-Product Spoofing in Soybean Complex Futures , 8637-22 |
|
CFTC Grants TeraExchange, LLC Reinstatement of its Swap Execution Facility Registration , 8636-22 |
|
CFTC Grants SpectrAxe LLC Registration as a Swap Execution Facility , 8635-22 |
|
CFTC Amends Its Complaint Against Peter Miller and Omerta Capital LLC to Charge Additional Fraud and False Statements to CME , 8634-22 |
|
CFTC Staff Issues No-Action Letter Supplementing Staff Letters Regarding Swaps Trading on Certain Financial Markets Licensed in Australia , 8633-22 |
|
CFTC Staff Issues No-Action Letter Regarding Certain Swap Reporting Obligations for Counterparties Clearing Swaps Through DCOs Acting Consistent with Exemptive Orders or No Action Letters , 8632-22 |
|
CFTC Staff Issues Advisory on Non-U.S. Swap Dealer Chief Compliance Officer Annual Reports , 8631-22 |
|
Federal Court Orders Rhode Island Man to Pay More than $2.8 Million in Restitution for Virtual Currency Fraud , 8630-22 |
|
CFTC Staff Extends Brexit-Related No-Action Positions , 8629-22 |
|
The Agricultural Advisory Committee Announces Agenda for December 7 Meeting , 8628-22 |
|
CFTC Charges Former Energy Broker with Paying Brokerage Kickbacks and Misappropriating Nonpublic Information , 8627-22 |