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CFTC Orders Wisconsin Resident and Company to Pay Over $190,000 for Failing to Register as an Introducing Broker and Other Violations , 8597-22 |
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CFTC Orders Texas Commodity Trading Advisor to Pay $200,000 for Failing to Register as a Swap Execution Facility , 8596-22 |
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CFTC Orders California Trader and Prop Firm to Pay $750,000 for Spoofing in Treasury Futures , 8595-22 |
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CFTC Orders Two Chinese Companies to Pay $720,000 for Wash Trading, Position Limit Violations, and Reporting Failures , 8592-22 |
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CFTC Charges New York Introducing Broker with Failing to Maintain Required Audio Recordings , 8591-22 |
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CFTC Imposes $250,000 Penalty Against bZeroX, LLC and Its Founders and Charges Successor Ooki DAO for Offering Illegal, Off-Exchange Digital-Asset Trading, Registration Violations, and Failing to Comply with Bank Secrecy Act , 8590-22 |
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CFTC Charges Five Entities for Failing to Register as FCMs , 8589-22 |
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CFTC Orders Two California Precious Metals Companies to Pay Over $1 Million for Fraud, Illegal Offering of Retail Commodity Transactions, and Registration Violations , 8588-22 |
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Federal Court Orders Defendants to Pay More than $6.6 Million for Defrauding Binary Options Pool Participants , 8586-22 |
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Federal Court Orders New York Man to Pay Over $800,000 for Commodity Pool Fraud , 8583-22 |
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CFTC Charges Former Trader for Engaging in a Fraudulent Scheme to Mismark U.S. Dollar Interest Rate Derivatives , 8582-22 |
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CFTC Charges Swap Dealer for Failure to Supervise Valuation Activities on Two Derivatives Trading Desks , 8581-22 |
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Federal Court Orders New Jersey Resident and His Company to Pay Over $5 Million for Fraudulent Solicitation, Misappropriation, and Violation of Trading Prohibition in Prior Consent Order , 8579-22 |
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CFTC Orders Chicago Trader to Pay $100,000 for Spoofing in Natural Gas and RBOB Futures , 8577-22 |
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CFTC Charges Michigan Commodity Pool Operator and His Company with Sales Solicitation Fraud as Part of a Commodity Pool Scheme , 8576-22 |
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CFTC Wins $7.49 Million Jury Verdict in Texas Broker Trading Case , 8574-22 |
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CFTC Charges Nevada Metals Trader with Spoofing in Gold and Silver Markets , 8568-22 |
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CFTC Orders Powerline Petroleum, LLC to Pay $875,000 For Fraud, False Statements to CME, and Failure to Register as a Commodity Trading Advisor , 8559-22 |
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Federal Court Orders Texas Man to Pay Over $290,000 for Manipulative and Deceptive Digital Asset Pump-and-Dump Scheme , 8558-22 |
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Federal Court Imposes Over $29 Million in Restitution and Penalties Against California and Colorado Residents for Binary Options and Forex Fraud, Registration Violations, and Failure to Comply with Commodity Pool Operator Regulations , 8556-22 |
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CFTC Adds 34 Unregistered Foreign Entities to RED List , 8555-22 |
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Federal Court Orders Texas Unregistered Commodity Pool Operator to Pay More Than $13 Million for Commodity Fraud , 8554-22 |
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CFTC Orders J.P. Morgan to Pay $850,000 for Swap Reporting Failures , 8553-22 |
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CFTC Orders Swap Dealer to Pay $6 Million for Swap Reporting and Daily Mark Disclosure Violations , 8552-22 |
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CFTC Charges Commodity Pool Operators and a Florida Company with Fraudulently Solicitating Over $41.6 Million in a Commodity Pool Scheme , 8551-22 |
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CFTC Orders Interactive Brokers LLC to Pay Over $1 Million for Supervision Failures , 8550-22 |
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CFTC Charges South African Pool Operator and CEO with $1.7 Billion Fraud Involving Bitcoin , 8549-22 |
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CFTC Orders Starberry Limited to Pay Over $1.37 Million for Failing to Register as a Futures Commission Merchant , 8547-22 |
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Federal Court Orders California Man to Pay Over $600,000 for Commodity Pool Fraud , 8546-22 |
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CFTC Charges Gemini Trust Company for Making Material False or Misleading Statements and Omissions to the Commission , 8540-22 |
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CFTC Charges Florida Man with Fraudulent Solicitation of Over $800,000 and Misappropriation in Futures Scheme , 8537-22 |
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CFTC Orders Glencore to Pay $1.186 Billion for Manipulation and Corruption , 8534-22 |
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CFTC Charges Oregon and Illinois Residents and Florida Company in $44 Million Misappropriation in Ongoing Digital Asset and Commodity Futures Fraud , 8532-22 |
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CFTC Charges Florida Man and His Two Entities for Operating a $3.4 Million Commodity Futures Fraud , 8531-22 |
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CFTC Settles Enforcement Action Against Kraft and Mondelēz , 8528-22 |
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CFTC Charges Long Island Resident and His Firm in Ongoing $59 Million Fraud Scheme , 8527-22 |
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CFTC Charges California Man and His Companies with Fraud and Misappropriation , 8524-22 |