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CFTC Chairman Newsome Testifies before Senate Energy Committee, 4599-02
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The CFTC and the China Securities Regulatory Commission Sign Memorandum of Understanding, 4598-02
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INTERNET TRADING SYSTEM PROMOTER CHARGED WITH COMMODITY FRAUD; CFTC Alleges Michael Radcliffe Made False Claims Concerning Profits Generated By His Commodity Trading System, 4597-02
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Newsome to Chair Ag Advisory Committee, 4596-02
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CFTC Recognizes Norwegian Clearinghouse for OTC Derivatives, 4595-02
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James E. Newsome Sworn In as CFTC Chairman, 4594-01
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Joint Press Release by SEC and CFTC, 4593-01
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OHIO COMMODITY TRADER SETTLES POOL FRAUD ACTION; Consent Order with Government Regulator Finds that Defendant Jeffrey T. Bailey Committed Fraud By Diverting Investor Funds For His Own Use and Permanently Bars Him from Futures and Options Trading, 4592-01
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CFTC's Futures and Options Combined Commitments of Traders Report Now Available Weekly, 4591-01
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REPUBLIC NEW YORK SECURITIES CORPORATION PAYS $5 MILLION CIVIL MONETARY PENALTY FOR MISLEADING INVESTORS IN COMMODITY FRAUD; CFTC Files and Settles Action Against Republic for Its Role in a Ponzi Scheme That Defrauded Investors World-Wide and Resulted in Losses of Over $700 Million, 4590-01
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Options Clearing Corporation Approved to Clear Commodity Futures, 4589-01
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CFTC Announces New Temporary Location for Its New York Regional Office, 4588-01
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CFTC's Technology Advisory Committee Subcommittees Release Interim Reports, 4587-01
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Commodity Trading Advisor Settles Government Fraud Charges; CFTC Orders Nicholas J. Nickolaou to Pay Restitution and Penalties For Fraudulently Soliciting the Public to Buy His "Wisdom of the Ages" Trading System, , 4586-01
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CFTC SEEKS TO SUSPEND OR RESTRICT REGISTRATION OF MIDLAND EURO, INC. OF CALIFORNIA; Midland Euro's Membership With the National Futures Association Was Recently Suspended, 4585-01
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CFTC Issues Consumer Advisory Warning the Public About Commodity Scams Arising Out of The Tragic Events of September 11, 2001, 4584-01
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CFTC SETTLES FRAUD CASE AGAINST COMMODITY TRADING ADVISORS; CFTC Finds that Currency Trading Systems, its President, Joyce Roeder, and Others Fraudulently Solicited the Public to Attend Commodity Trading Seminars; CFTC Imposes Permanent Trading Ban on Roeder and Company and Orders Payment of Restitution and Penalties, 4583-01
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CFTC's Technology Advisory Committee to Meet in Chicago on November 27, 2001, 4581-01
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New York Trader Sued for Defrauding Employer; CFTC Files and Settles Action Against Robert Ryan and Permanently Bans Him from Futures Trading and Fines Him $40,000, 4580-01
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CFTC Recognizes First Offshore Clearinghouse Under CFMA, 4579-01
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CFTC and SEC Extend Comment Periods for Joint Rules Relating to Margin Requirements and Treatment of Customer Funds for Security Futures Products to December 5, 2001, 4578-01
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Two Texas Men Sued for Defrauding Former Employer; CFTC Charges Clay Krhovjak and Paul Cochran in Fraudulent Allocation Scheme, 4577-01
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CFTC Adopts Rules on Listing Standards and Conditions for Trading Futures Products, 4576-01
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CFTC Adopts More Flexible Regulations for Intermediaries, 4575-01
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COLORADO MAN BANNED FOR UNAUTHORIZED COMMODITY TRADING; CFTC Imposes Trading Ban on Dale Luther Mock, 4574-01
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CFTC's Division of Trading and Markets Clarifies Certain Exemptive Relief, Advisory 42-01
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CFTC Charges Texas Commodity Broker with Fraud; CFTC Alleges that D. Michael Sheaves Fraudulently Omitted Significant Trading Losses, 4573-01
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CFTC Requests Records Search by Futures-Related Entities Following Attacks, 4572-01
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CFTC and SEC Propose Joint Rules Relating to Margin Requirements and Treatment of Customer Funds for Security Futures Products, 4571-01
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CFTC Provides Additional Relief to Futures Industry Following Attacks, 4570-01
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CFTC Acting Chairman James Newsome and Key Staff Members Travel to New York to Meet With the Commission's New York Regional Staff, 4569-01
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GEORGIA INTERNET PROMOTERS CHARGED WITH COMMODITY FRAUD; CFTC Alleges that George Heffernan and Ellery Coleman Made False Claims Concerning Profits Generated by Commodity Trading Systems; Defendants Also Alleged to Have Violated CFTC Orders Issued Against Them in September and May 2000, 4568-01
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Closing of the Securities and Futures Markets on Wednesday, 4567-01
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Canadian Resident and His Offshore Company Charged with Defrauding U.S. and Canadian Investors Through A Commodity Scam; CFTC Alleges That Defendants Andrew Duncan and Aurum Society, Inc. Operated "Ponzi" Scheme and Fraudulently Obtained Over $3 Million from Customers; Defendants also Alleged to have Misappropriated Funds, , 4565-01
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Iowa Commodities Speculator Settles Government Charges; CFTC Bans Frederick Mersch From Trading For Two Years For False Reporting and Exceeding Trading Limits on Frozen Pork Belly Futures, 4566-01,
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CFTC Charges Los Angeles Commodity Broker with Fraud; CFTC Alleges that Broker Alfred Gladstone Fraudulently Claimed That He Made Millions In Profits When In Fact, His Customers Had Net Losses Of Over $1 Million; Although 99% Of His Customers Lost Money, Broker Told Them That Their Investments Were "a Sure Bet", , 4564-01
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CFTC's Latest Action Part of Nationwide Crackdown on Foreign Currency (Forex) Scams; Complaint Charges Defendants with Defrauding U.S. and Canadian Citizens; Telemarketers Used High-Pressure Sales Tactics to Solicit Customers, 4563-01
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