Public Statements & Remarks

Chairman Heath P. Tarbert

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Commissioner

- Any -Behnam, RostinBerkovitz, Dan M.Bowen, Sharon Y.Brown-Hruska, SharonChilton, BartDunn, Michael V.Erickson, Thomas J.Gensler, GaryGiancarlo, Christopher J.Hatfield, Frederick W.Jeffrey III, ReubenLukken, Walter L.Massad, Timothy G.Newsome, James E.O'Malia, Scott D.Quintenz, Brian D.Sommers, Jill E.Spears, David D.Stump, Dawn D.Tarbert, Heath P.West, Fowler C.Wetjen, Mark P.

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Date	Public Statements & Remarks
06/25/2020	Statement of Chairman Heath P. Tarbert in Support of the Proposed Rule on Electronic Trading Risk Principles Chairman Heath P. Tarbert
06/25/2020	Statement of Support by Commissioner Brian Quintenz Regarding Proposed Rule on Electronic Trading Risk Principles Commissioner Brian Quintenz
06/25/2020	Dissenting Statement of Commissioner Rostin Behnam Regarding Electronic Trading Risk Principles Commissioner Rostin Behnam
06/25/2020	Statement of Commissioner Dan M. Berkovitz on Proposed Rules for Electronic Trading Risk Principles and Withdrawal of Regulation AT Commissioner Dan M. Berkovitz
06/25/2020	Joint Statement of Chairman Heath P. Tarbert, Commissioner Rostin Behnam, and Commissioner Dan M. Berkovitz in Support of Final Rule Restricting Post-Trade Name Give-Up Chairman Heath Tarbert, Commissioner Rostin Behnam, Commissioner Dan M. Berkovitz
06/25/2020	Supporting Statement of Commissioner Brian Quintenz Regarding the Prohibition of Post-Trade Name Give-Up on Swap Execution Facilities Commissioner Brian Quintenz
06/25/2020	Statement of Chairman Heath P. Tarbert in Support of Final Rule on Alternative Compliance for the Inter-Affiliate Swap Clearing Exemption Chairman Heath P. Tarbert
06/25/2020	Statement of Support by Commissioner Brian Quintenz Regarding the Exemption from the Swap Clearing Requirement for Certain Affiliated Entities Commissioner Brian Quintenz
06/25/2020	Concurring Statement of Commissioner Rostin Behnam Regarding Exemption from the Swap Clearing Requirement for Certain Affiliated Entities—Alternative Compliance Frameworks for Anti-Evasionary Measures Commissioner Rostin Behnam
06/25/2020	Statement of Commissioner Dan M. Berkovitz on Final Rule to Make Permanent Certain Anti-Evasion Measures for Inter-Affiliate Swaps Commissioner Dan M. Berkovitz
06/25/2020	Statement of Commissioner Rostin Behnam Regarding Notice of Proposed Rulemaking on Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Commissioner Rostin Behnam
06/25/2020	Statement of Commissioner Dan M. Berkovitz on Proposed Rule Further Extending Swap Margin Deadline for Entities with Smaller Swap Portfolios Commissioner Dan M. Berkovitz
06/04/2020	Statement of Chairman Heath P. Tarbert in Support of Final Rule Preventing Bad Actors from Relying on CPO Exemptions Chairman Heath P. Tarbert
06/04/2020	Statement of Support by Commissioner Brian Quintenz Regarding Amendments Prohibiting CPO Exemptions under Regulation 4.13 on Behalf of Persons Subject to Certain Statutory Disqualifications – Final Rule Commissioner Brian Quintenz
06/04/2020	Statement of Commissioner Rostin Behnam Regarding Amendments to Registration and Compliance Requirements for CPOs and CTAs: Prohibiting Exemptions under Regulation 4.13 on Behalf of Persons Subject to Certain Statutory Disqualifications Commissioner Rostin Behnam
06/04/2020	Opening Statement of Commissioner Dawn D. Stump before the Meeting of the Commodity Futures Trading Commission Commissioner Dawn D. Stump
06/04/2020	Statement of Commissioner Dawn D. Stump Regarding Final Rule Prohibiting Exemptions Under Rule 4.13 on Behalf of Persons with Certain Statutory Disqualifications Commissioner Dawn D. Stump
06/04/2020	Opening Statement of Commissioner Dan M. Berkovitz before the Meeting of the Commodity Futures Trading Commission Commissioner Dan M. Berkovitz
06/04/2020	Statement of Commissioner Dan M. Berkovitz Regarding Prohibiting Exemptions from Commodity Pool Operator Registration for Persons Subject to Certain Statutory Disqualifications Commissioner Dan M. Berkovitz
05/28/2020	Remarks of CFTC Director of Enforcement James McDonald at Futures Industry Association Fireside Chat Enforcement Director James McDonald
05/28/2020	Statement of Chairman Heath P. Tarbert in Support of Extending the Phase 5 Initial Margin Compliance Deadline Chairman Heath P. Tarbert
05/28/2020	Statement of Support by Commissioner Brian Quintenz Regarding Amendments to Regulation 23.161 - Extending the Compliance Schedule for Initial Margin Requirements for Uncleared Swaps in Response to the COVID-19 Pandemic Commissioner Brian Quintenz
05/28/2020	Statement of Commissioner Rostin Behnam Regarding Interim Final Rule with Request for Comment on Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants Commissioner Rostin Behnam
05/28/2020	Statement of Commissioner Dawn D. Stump Regarding Extending the Compliance Schedule for Initial Margin Requirements for Uncleared Swaps in Response to the COVID-19 Pandemic Commissioner Dawn D. Stump
05/28/2020	Concurring Statement of Commissioner Dan M. Berkovitz on Interim Final Rule Extending Uncleared Swap Margin Compliance Date to Address COVID-19 Pandemic Related Issues Commissioner Dan M. Berkovitz