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Statement of Commissioner Caroline D. Pham on DCM and SEF Conflicts of Interest Proposal
Commissioner Caroline D. Pham
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Statement of Commissioner Johnson: Dissenting Statement on Incomplete Conflicts of Interest Rules, Need for Vertical Integration Rules, and Equity Transfer Rules
Commissioner Kristin N. Johnson
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Statement of Commissioner Christy Goldsmith Romero on the Importance of Strong Rules for Conflicts of Interest at Exchanges and Swap Execution Facilities
Commissioner Christy Goldsmith Romero
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Statement of Chairman Rostin Behnam in Support of the Proposed Requirements for Designated Contract Markets and Swap Execution Facilities Regarding Governance and the Mitigation of Conflicts of Interest Impacting Market Regulation
Chairman Rostin Behnam
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Statement of Commissioner Caroline D. Pham in Support of Foreign Board of Trade Proposal
Commissioner Caroline D. Pham
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Statement of Commissioner Christy Goldsmith Romero on Proposed Rule Changing Post-Dodd Frank Act Reforms to Allow Direct Access of U.S. Customers to Foreign Boards of Trade Through Introducing Brokers
Commissioner Christy Goldsmith Romero
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Statement of Commissioner Kristin N. Johnson: Ensuring the Integrity of Customer Protections for Customers of U.S. Introducing Brokers With Direct Access to Foreign Boards of Trade
Commissioner Kristin N. Johnson
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